Neuberger Berman Intermediate Municipal Fund Inc. (a Maryland corporation) 19,500,000 Shares of Common Stock (Par Value $.0001 Per Share) PURCHASE AGREEMENTPurchase Agreement • October 31st, 2002 • Neuberger Berman Intermediate Municipal Fund Inc • New York
Neuberger Berman Intermediate Municipal Fund Inc. (a Maryland corporation) [ ] Auction Market Preferred Shares ("AMPS") [ ] Shares [ ]% AMPS, Series A [ ] Shares [ ]% AMPS, Series B Liquidation Preference $25,000 per share PURCHASE AGREEMENTPurchase Agreement • December 9th, 2002 • Neuberger Berman Intermediate Municipal Fund Inc • New York
605 Third Avenue New York, New York 10158-0180 September 24, 2002 Neuberger Berman Management Inc. 605 Third Avenue, 2nd Floor New York, New York 10158-0180 Dear Ladies and Gentlemen: Neuberger Berman Intermediate Municipal Fund Inc. ("Fund"), a...Management Agreement • October 31st, 2002 • Neuberger Berman Intermediate Municipal Fund Inc • New York
THE BANK OF NEW YORK, as Auction Agent _______________________Broker-Dealer Agreement • December 9th, 2002 • Neuberger Berman Intermediate Municipal Fund Inc • New York
NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC. FORM OF AUCTION AGENCY AGREEMENT dated as of December 13, 2002Auction Agency Agreement • December 9th, 2002 • Neuberger Berman Intermediate Municipal Fund Inc • New York
NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC. ADMINISTRATION AGREEMENT This Agreement is made as of September 24, 2002, between Neuberger Berman Intermediate Municipal Fund Inc., a Maryland corporation ("Fund"), and Neuberger Berman Management...Administration Agreement • December 9th, 2002 • Neuberger Berman Intermediate Municipal Fund Inc • New York
CUSTODIAN AGREEMENT This Agreement between NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC., a corporation organized and existing under the laws of Maryland and registered with the Securities and Exchange Commission as a diversified, closed-end...Custodian Agreement • October 31st, 2002 • Neuberger Berman Intermediate Municipal Fund Inc • Massachusetts
MANAGEMENT AGREEMENT NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC. This Agreement is made as of September 24, 2002, between Neuberger Berman Intermediate Municipal Fund Inc., a Maryland corporation ("Fund"), and Neuberger Berman Management Inc., a...Management Agreement • October 31st, 2002 • Neuberger Berman Intermediate Municipal Fund Inc • New York
NEUBERGER BERMAN MANAGEMENT INC. 605 Third Avenue New York, New York 10158-0006Sub-Advisory Agreement • October 31st, 2002 • Neuberger Berman Intermediate Municipal Fund Inc
ADDITIONAL COMPENSATION AGREEMENT ADDITIONAL COMPENSATION AGREEMENT (the "Agreement"), dated as of September 27, 2002, between Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch") and Neuberger Berman Management...Additional Compensation Agreement • October 31st, 2002 • Neuberger Berman Intermediate Municipal Fund Inc • New York
ARTICLE I DEFINITIONS -----------Stock Transfer Agency Agreement • October 31st, 2002 • Neuberger Berman Intermediate Municipal Fund Inc • New York
ADMINISTRATION AGREEMENT NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC.Administration Agreement • April 18th, 2023 • Neuberger Berman Municipal Fund Inc. • New York
This Agreement is made as of May 4, 2009, between Neuberger Berman Intermediate Municipal Fund Inc., a Maryland corporation (“Fund”), and Neuberger Berman Management LLC, a Delaware limited liability company (“Administrator”).
EXHIBIT 77Q1 to Neuberger Berman Intermediate Municipal Fund Inc. NSAR 10/31/09 File Number: 81121168 CIK Number: 0001178839 Item 77Q1(e) Copies of Current Investment Advisory Contracts MANAGEMENT AGREEMENT NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND...Management Agreement • December 30th, 2009 • Neuberger Berman Intermediate Municipal Fund Inc • New York
NOVATION OF MANAGEMENT AGREEMENT NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC. This Novation of Management Agreement ("Novation") is entered into as of the 1st day of January, 2016 by and among Neuberger Berman Management LLC, a Delaware limited...Novation of Management Agreement • June 29th, 2016 • Neuberger Berman Intermediate Municipal Fund Inc
MASTER AGREEMENT AMONG UNDERWRITERS -----------------------------------Master Agreement • September 24th, 2002 • Neuberger Berman Intermediate Municipal Fund Inc • New York
JOINT FILING AGREEMENTJoint Filing Agreement • April 3rd, 2019 • Neuberger Berman Municipal Fund Inc. • National commercial banks
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
AMENDMENT TO CUSTODIAN CONTRACTCustodian Contract • April 18th, 2023 • Neuberger Berman Municipal Fund Inc.
This Amendment to the Custodian Contract is made effective as of August 10, 2017 by and between Neuberger Berman Intermediate Municipal Fund Inc. (the “Fund”) and State Street Bank and Trust Company (the “Custodian”). Capitalized terms used in this Amendment without definition shall have the respective meanings given to such terms in the Custod an Contract referred to below.
AGREEMENT AND PLAN OF REORGANIZATIONReorganization Agreement • November 13th, 2023 • Neuberger Berman Municipal Fund Inc.
THIS AGREEMENT AND PLAN OF REORGANIZATION (“Agreement”) is made as of October 20, 2023, between NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC., a Maryland corporation (“Acquired Fund”), and NEUBERGER BERMAN MUNICIPAL FUND INC., also a Maryland corporation (“Acquiring Fund”) (each, a “Fund”).
AMENDMENT TO CUSTODIAN CONTRACTCustodian Contract • April 18th, 2023 • Neuberger Berman Municipal Fund Inc.
This Amendment to the Custodian Contract is entered into as of May 1, 2020 and effective as of February 28, 2020 by and between Neuberger Berman Municipal Fund Inc. (formerly, Neuberger Berman Intermediate Municipal Fund Inc.) (the “Fund”) and State Street Bank and Trust Company (the “Custodian”). Capitalized terms used in this Amendment without definition shall have the respective meanings given to such terms in the Custodian Contract referred to below.
JOINT FILING AGREEMENTJoint Filing Agreement • August 17th, 2022 • Neuberger Berman Municipal Fund Inc. • National commercial banks
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
NOVATION OF ADMINISTRATION AGREEMENT NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC.Novation of Administration Agreement • April 18th, 2023 • Neuberger Berman Municipal Fund Inc.
This Novation of Administration Agreement ("Novation") is entered into as of the 1st day of January, 2016 by and among Neuberger Berman Management LLC, a Delaware limited liability company ("NB Management"), Neuberger Berman Investment Advisers LLC, a Delaware limited liability company ("NBIA"), and Neuberger Berman Intermediate Municipal Fund Inc., a Maryland corporation (the "Fund").
JOINT FILING AGREEMENTJoint Filing Agreement • December 13th, 2024 • Neuberger Berman Municipal Fund Inc. • Security brokers, dealers & flotation companies
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
JOINT FILING AGREEMENTJoint Filing Agreement • October 30th, 2023 • Neuberger Berman Municipal Fund Inc. • National commercial banks
Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.
