EXHIBIT h.1 PIMCO Floating Rate Income Fund (a Massachusetts business trust) [_________] Common Shares of Beneficial Interest (Par Value $.00001 Per Share) FORM OF PURCHASE AGREEMENTPurchase Agreement • August 25th, 2003 • Pimco Floating Rate Income Fund • New York
Exhibit a. PIMCO FLOATING RATE INCOME FUND AGREEMENT AND DECLARATION OF TRUST ----------------------------------Agreement and Declaration of Trust • June 20th, 2003 • Pimco Floating Rate Income Fund • Massachusetts
dated as of , 2003 ---------- Relating toBroker-Dealer Agreement • October 24th, 2003 • Pimco Floating Rate Income Fund • New York
Exhibit p. PIMCO FLOATING RATE INCOME FUND Subscription Agreement This Agreement made as of August 19, 2003, by and between PIMCO Floating Rate Income Fund, a Massachusetts business trust (the "Fund"), and Allianz Dresdner Asset Management of America...Subscription Agreement • August 25th, 2003 • Pimco Floating Rate Income Fund
Exhibit k.1 TRANSFER AGENCY SERVICES AGREEMENT THIS AGREEMENT is made as of __________, 2003 by and between PFPC INC., a Massachusetts corporation ("PFPC"), and PIMCO FLOATING RATE INCOME FUND, a Massachusetts business trust (the "Fund"). W I T N E S...Transfer Agency Services Agreement • August 25th, 2003 • Pimco Floating Rate Income Fund
WITNESSETH:Portfolio Management Agreement • August 26th, 2003 • Pimco Floating Rate Income Fund
Exhibit k.3 PIMCO FLOATING RATE INCOME FUND AUCTION AGENCY AGREEMENTAuction Agency Agreement • October 24th, 2003 • Pimco Floating Rate Income Fund • New York
Form ofAdditional Compensation Agreement • August 26th, 2003 • Pimco Floating Rate Income Fund • New York
ARTICLE 1 Agreement and Declaration of Trust and Principal OfficeBylaws • March 27th, 2009 • Pimco Floating Rate Income Fund • London
EXHIBIT h.2 Revised July 16, 2001 [GRAPHIC APPEARS HERE] Merrill Lynch & Co. Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrill Lynch World Headquarters 4 World Financial Center New York, N.Y. 10800 STANDARD DEALER AGREEMENT...Standard Dealer Agreement • August 25th, 2003 • Pimco Floating Rate Income Fund • New York
Exhibit j. Custodian and Investment Accounting Agreement This Agreement between PIMCO FLOATING RATE INCOME FUND, a business trust organized and existing under the laws of Massachusetts (the "Fund"), and STATE STREET BANK and TRUST COMPANY, a...Custodian and Investment Accounting Agreement • August 25th, 2003 • Pimco Floating Rate Income Fund • Massachusetts
PIMCO INCOME STRATEGY FUND COMMON SHARES CAPITAL ON DEMAND™ THIRD AMENDED AND RESTATED SALES AGREEMENTSales Agreement • February 16th, 2024 • Pimco Income Strategy Fund • New York
PIMCO Income Strategy Fund, an unincorporated voluntary association with transferable shares organized and existing under and by virtue of the laws of The Commonwealth of Massachusetts (commonly referred to as a Massachusetts business trust) (the “Fund”), Pacific Investment Management Company LLC, a Delaware limited liability company (the “Manager”), and JonesTrading Institutional Services LLC (“Jones”) previously entered into a Capital on Demand™ Second Amended and Restated Sales Agreement dated October 5, 2021 (the “Original Agreement”). The parties hereby amend and restate the Original Agreement and the parties hereto collectively confirm their agreement in the form of this Capital on Demand™ Third Amended and Restated Sales Agreement (this “Agreement”), which supersedes and replaces the Original Agreement, as follows:
ARTICLE 1 Agreement and Declaration of Trust and Principal OfficeBylaws • October 29th, 2003 • Pimco Floating Rate Income Fund • New York
Exhibit k.2 ORGANIZATIONAL AND OFFERING EXPENSES REIMBURSEMENT AGREEMENT AGREEMENT made this 19th day of August, 2003, by and between PIMCO FLOATING RATE INCOME FUND, a Massachusetts business trust (the "Fund"), and PIMCO ADVISORS FUND MANAGEMENT LLC,...Organizational and Offering Expenses Reimbursement Agreement • August 25th, 2003 • Pimco Floating Rate Income Fund
Exhibit a.2 PIMCO FLOATING RATE INCOME FUND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST August 14, 2003 PIMCO FLOATING RATE INCOME FUND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST AMENDED AND RESTATED AGREEMENT AND DECLARATION...Agreement and Declaration of Trust • August 25th, 2003 • Pimco Floating Rate Income Fund • Massachusetts
WITNESSETH:Investment Management Agreement • August 25th, 2003 • Pimco Floating Rate Income Fund
Exhibit h.3 ----------- MASTER AGREEMENT AMONG UNDERWRITERS -----------------------------------Master Agreement • August 25th, 2003 • Pimco Floating Rate Income Fund • New York
AMENDED AND RESTATED SUPPORT SERVICES AGREEMENTSupport Services Agreement • November 24th, 2020 • Pimco Income Strategy Fund • New York
This AMENDED AND RESTATED AGREEMENT is made on this 8th day of October, 2020, by and between PIMCO Investments LLC, a Delaware limited liability company (“PI”), and each of the investment companies listed on Appendix A hereto (each a “Fund” and, collectively, the “Funds”), in each case acting and agreeing with PI severally and neither jointly nor jointly and severally with any other Fund.
CUSTODIAN AND INVESTMENT ACCOUNTING AGREEMENTCustodian and Investment Accounting Agreement • August 31st, 2018 • Pimco Income Strategy Fund • Massachusetts
This Agreement between PIMCO FLOATING RATE INCOME FUND, a business trust organized and existing under the laws of Massachusetts (the “Fund”), and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the “State Street”).
TENDER OFFER AGREEMENTTender Offer Agreement • March 12th, 2024 • Pimco Income Strategy Fund • New York
This Agreement (“Agreement”) is made and entered into as of the 12th day of March, 2024, by and among PIMCO Corporate & Income Strategy Fund (“PCN”), PIMCO Income Strategy Fund (“PFL”), PIMCO Income Strategy Fund II (“PFN”), PIMCO High Income Fund (“PHK”), PIMCO Corporate & Income Opportunity Fund (“PTY”), PIMCO Municipal Income Fund (“PMF”), PIMCO Municipal Income Fund II (“PML”), PIMCO Municipal Income Fund III (“PMX”), PIMCO California Municipal Income Fund (“PCQ”), PIMCO California Municipal Income Fund II (“PCK”), PIMCO California Municipal Income Fund III (“PZC”), PIMCO New York Municipal Income Fund (“PNF”), PIMCO New York Municipal Income Fund II (“PNI”) and PIMCO New York Municipal Income Fund III (“PYN” and, together with PCN, PFL, PFN, PHK, PTY, PMF, PML, PMX, PCQ, PCK, PZC, PNF and PNI each, a “Fund” and, collectively, the “Funds”), Pacific Investment Management Company LLC (“PIMCO” and, together with the Funds, the “Fund Parties”) and UBS Real Estate Securities Inc. (“UBS”
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • August 31st, 2018 • Pimco Income Strategy Fund • New York
This Transfer Agency and Registrar Services Agreement (this “Agreement”), dated as of April 19, 2016 is between Pacific Investment Management Company LLC, a Delaware limited liability company (“PIMCO”), on behalf of each of the funds listed on Exhibit A (each a “Company” and collectively the “Companies”) and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (“AST”).
TENDER OFFER AGREEMENTTender Offer Agreement • November 24th, 2020 • Pimco Income Strategy Fund • New York
This Agreement (“Agreement”) is made and entered into as of the 14th day of June, 2019, by and among PIMCO Corporate & Income Opportunity Fund (“PTY”), PIMCO Corporate & Income Strategy Fund (“PCN”), PIMCO Income Strategy Fund (“PFL”), PIMCO Income Strategy Fund II (“PFN”) and PIMCO High Income Fund (“PHK” and, together with PTY, PCN, PFL and PFN each, a “Fund” and, collectively, the “Funds”), Pacific Investment Management Company LLC (“PIMCO” and, together with the Funds, the “Fund Parties”) and RiverNorth Capital Management, LLC, on behalf of the investment funds and accounts it manages (collectively, the “RiverNorth Parties”).
TENDER OFFER AGREEMENTTender Offer Agreement • November 24th, 2020 • Pimco Income Strategy Fund • New York
This Agreement (“Agreement”) is made and entered into as of the 13th day of June, 2019, by and among PIMCO Corporate & Income Opportunity Fund (“PTY”), PIMCO Corporate & Income Strategy Fund (“PCN”), PIMCO Income Strategy Fund (“PFL”), PIMCO Income Strategy Fund II (“PFN”) and PIMCO High Income Fund (“PHK” and, together with PTY, PCN, PFL and PFN each, a “Fund” and, collectively, the “Funds”), Pacific Investment Management Company LLC (“PIMCO” and, together with the Funds, the “Fund Parties”) and RJ Securities, Inc. (“Raymond James”).
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • August 31st, 2018 • Pimco Income Strategy Fund • California
INVESTMENT MANAGEMENT AGREEMENT, made this 5th day of September, 2014, between each closed-end management investment company listed on Schedule A attached hereto and made a part hereof, as such Schedule A may be amended from time to time, including to add or remove Funds (each a “Fund” and, collectively, the “Funds”), and Pacific Investment Management Company LLC (“PIMCO”).
ContractInformation Agent Agreement • March 15th, 2010 • Pimco Income Strategy Fund • New York
This will serve as the agreement between The Altman Group, Inc. (“The Altman Group”), with offices at 60 E. 42nd Street, Suite 916, New York, NY 10165 and PIMCO Income Strategy Fund (the “Fund”), with offices at 1345 Avenue of the Americas, New York, NY 10105, pursuant to which The Altman Group will serve the Fund as Information Agent for the upcoming Rights Offering (the “Offer”).
SUBSCRIPTION AGENCY AGREEMENTSubscription Agency Agreement • March 15th, 2010 • Pimco Income Strategy Fund • Massachusetts
Agreement made as of the _th day of March, 2010 between PIMCO Income Strategy Fund (PFL) with principal offices at 1345 Avenue of the Americas, New York, New York 10105 (the “Fund”) and The Colbent Corporation with principal offices at 161 Bay State Drive Braintree, Massachusetts 02184 (“Colbent”).
TENDER OFFER AND STANDSTILL AGREEMENTTender Offer and Standstill Agreement • September 18th, 2014 • Pimco Income Strategy Fund • New York
This Agreement (“Agreement”) is made and entered into as of the 18th day of September, 2014, by and among PIMCO Income Strategy Fund (“PFL”), PIMCO Income Strategy Fund II (“PFN” and, together with PFL, each a “Fund” and, collectively, the “Funds”), Allianz Global Investors Fund Management LLC (“AGIFM”), Pacific Investment Management Company LLC (“PIMCO” and, together with PFL, PFN and AGIFM, the “Fund Parties”) and Brigade Capital Management, LP (“Brigade Capital”), Brigade Leveraged Capital Structures Fund Ltd. (“Brigade Fund”) and Donald E. Morgan, III (“Morgan” and, together with Brigade Capital and Brigade Fund, the “Brigade Parties”).
PIMCO CORPORATE & INCOME OPPORTUNITY FUND PIMCO DYNAMIC CREDIT AND MORTGAGE INCOME FUNDSales Agreement • November 24th, 2020 • Pimco Income Strategy Fund
FIRST AMENDMENT TO AMENDED AND RESTATED SALES AGREEMENTSales Agreement • November 24th, 2020 • Pimco Income Strategy Fund • New York
This FIRST AMENDMENT TO AMENDED AND RESTATED SALES AGREEMENT (this “Amendment”) is made and entered into with effect this 11th day of March, 2020, by PIMCO Income Strategy Fund, an unincorporated voluntary association with transferable shares organized and existing under and by virtue of the laws of the Commonwealth of Massachusetts (commonly referred to as a Massachusetts business trust) (the “Fund”), Pacific Investment Management Company LLC, a Delaware limited liability company (the “Manager”), and JonesTrading Institutional Services LLC (“Jones”). Capitalized terms used but not otherwise defined herein shall have the meanings given to them in the Agreement (as defined below).
AMENDMENT TO CUSTODIAN AGREEMENTSCustodian Agreement • August 31st, 2018 • Pimco Income Strategy Fund
THIS AMENDMENT is made as of the close of business on the 5th day of September, 2014 (the “Amendment”), by and among State Street Bank and Trust Company (“State Street”), each investment company listed on Schedule A hereto (each, a “Fund” and, together, the “Funds”) and Pacific Investment Management Company LLC (“PIMCO”).
PIMCO FLOATING RATE INCOME FUND AMENDMENT NO. 1 TO THE AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUSTAmended and Restated Agreement and Declaration of Trust • March 15th, 2010 • Pimco Income Strategy Fund
The undersigned, being at least a majority of the Trustees of PIMCO Floating Rate Income Fund (the “Trust”), hereby amend the Trust’s Amended and Restated Agreement and Declaration of Trust dated August 14, 2003 (the “Declaration of Trust”), a copy of which is on file in the office of the Secretary of State of the Commonwealth of Massachusetts, as follows:
INVESTMENT MANAGEMENT AGREEMENT INVESTMENT MANAGEMENT AGREEMENT, made this 5th day of September, 2014, between each closed-end management investment company listed on Schedule A attached hereto and made a part hereof, as such Schedule A may be amended...Investment Management Agreement • September 29th, 2014 • Pimco Income Strategy Fund • California
TENDER OFFER AGREEMENTTender Offer Agreement • June 25th, 2019 • Pimco Income Strategy Fund • New York
This Agreement (“Agreement”) is made and entered into as of the 14th day of June, 2019, by and among PIMCO Corporate & Income Opportunity Fund (“PTY”), PIMCO Corporate & Income Strategy Fund (“PCN”), PIMCO Income Strategy Fund (“PFL”), PIMCO Income Strategy Fund II (“PFN”) and PIMCO High Income Fund (“PHK” and, together with PTY, PCN, PFL and PFN each, a “Fund” and, collectively, the “Funds”), Pacific Investment Management Company LLC (“PIMCO” and, together with the Funds, the “Fund Parties”) and RiverNorth Capital Management, LLC, on behalf of the investment funds and accounts it manages (collectively, the “RiverNorth Parties”).
