Advisory Affiliate definition

Advisory Affiliate for purposes of this Code means any person or company that controls, is controlled by or is under common control with the Adviser.
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Advisory Affiliate means an advisory affiliate as defined by the Glossary of Terms for the Form ADV.
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Advisory Affiliate means Nationwide Fund Advisors.
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Examples of Advisory Affiliate in a sentence

  • The majority of temporary staff are employees of the Moray Council.

  • By dynamic, the Firm presents a typical fee schedule that is utilized depending on complexity of accounts and services rendered, as well as accounts selected to be Sub-Advised by HORAN Capital Advisors, LLC, an SEC Registered Investment Advisory affiliate of HORAN Wealth Management.• Addition of new Sr Financial Planner, Keith Prince, CFP.

  • Any Financial Planner, other than a Broker-Dealer as provided for in Section C(l) above, an Insurance Agent/Broker as provided for in Section C(3) below and an attorney or accountant as provided for in Section C(4) below, must be a registered Investment Adviser (or an "Advisory affiliate" of a registered Investment Adviser as defined by the Federal securities law), subject to either Federal (SEC) or state law.


More Definitions of Advisory Affiliate

Advisory Affiliate means an “advisory affiliate” as defined in the Glossary of
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Related to Advisory Affiliate

  • Advisor or “ADVISORS” means the Person or Persons, if any, appointed, employed or contracted with by the Company pursuant to Section 8.1 hereof and responsible for directing or performing the day-to-day business affairs of the Company, including any Person to whom the Advisor subcontracts all or substantially all of such functions.

  • Affiliated Entity means any entity controlling, controlled by, or under common control with an Insured.

  • Advisory Group means the environmental flows

  • affiliated person promoter" and "principal underwriter" as used in the preceding sentence shall have the meanings assigned to each such term in the Investment Company Act of 1940, as amended.

  • Affiliate of any specified Person means any other Person directly or indirectly controlling or controlled by or under direct or indirect common control with such specified Person. For the purposes of this definition, “control” when used with respect to any specified Person means the power to direct the management and policies of such Person, directly or indirectly, whether through the ownership of voting securities, by contract or otherwise; and the terms “controlling” and “controlled” have meanings correlative to the foregoing.

  • Advisory agency means any board, commission, committee or post which does not exercise any sovereign power or duty, but is appointed by a governmental agency or officer or is created by law for the purpose of making studies or recommendations, or advising or consulting with a governmental agency.

  • Advisory Agreement means the agreement between the Company and the Advisor pursuant to which the Advisor will direct or perform the day-to-day business affairs of the Company.

  • Sponsor Affiliate means an entity that joins with the Company and that participates in the investment in, or financing of, the Project and which meets the requirements under the FILOT Act to be entitled to the benefits of this Fee Agreement with respect to its participation in the Project, all as set forth in Section 5.13 hereof.

  • Adviser means a party furnishing services to the Trust pursuant to any contract described in Article IV, Section 7(a) hereof;

  • Management Company Employee means an individual employed by a Person providing management services to the Company which are required for the ongoing successful operation of the business enterprise of the Company, but excluding a Person engaged in Investor Relations Activities;

  • Client company means any person that enters into an agreement for professional employer services