Advisory Investor definition

Advisory Investor means any Investor (or transferee thereof) who, directly or indirectly, is advised by an investment advisor registered under the Investment Advisers Act of 1940, as amended.
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Advisory Investor means a mutual fund, pension fund, pooled investment vehicle or separate account advised by an investment advisor registered under the Investment Adviser’s Act of 1940, as amended.
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Advisory Investor means each of the Fidelity Entities and X. Xxxx Entities.
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Examples of Advisory Investor in a sentence

  • Our advice focuses on three related specialist areas: M&A Advisory, Investor (FDI) Support, Business Management Consultancy In all our markets, we combine local staff and experts with international professionals and specialists ( with global experience) to make our clients’ effort successful and efficient.

  • You authorize Cape Investment Advisory to utilize an updated Cape Investment Advisory Investor Profile Form to update/change my existing customer information.

  • Capital Link Shipping Capital Link is a New York-based Advisory, Investor Relations and Financial Communications firm.

  • Fidelity is an active participant in the alliance, participating in the Policy, Industry and Government Liaison working group and co-chairing a working group on metrics and disclosures.WWF Biodiversity Risk Method for Investors - Advisory Investor Group Member: Fidelity is a part of the investor advisory group helping to highlight the financial industry’s needs.

  • Each Client must rely upon its own tax professionals.SigFig’s proprietary Algorithms are overseen by SigFig’s Investment Committee, which determines SigFig’s investment strategy, reviews the securities used in Client and Digital Advisory Investor Portfolios, and has the authority to institute necessary measures, such as halting trading, in adverse market conditions.

  • Site features: Capital Link Shipping...Linking Shipping and Investors Across the Globe Capital Link is a New York-based Advisory, Investor Relations and Financial Communications firm.

  • Capital Link is a New York-based Advisory, Investor Relations and Financial Communications firm.

  • A Coordination Council for Improving the Investment Climate (CCIIC), consisting of government and private sector representatives, was formed to implement the Program to Improve the Investment Environment in Turkey.The CCIIC decided to form an Advisory Investor Council (AIC), consisting of the chief executive officers or chairpersons of about 15 foreign affiliates such as Toyota, Hyundai, Siemens, Daimler-Chrysler, and Citigroup.

  • Our Global Advisory (GA) business focuses on providing advice in the areas of Strategic Advisory and M&A, and Financing Advisory encompassing Debt Advisory, Restructuring and Equity Markets Solutions, which includes ECM Advisory, Private Capital, Investor Advisory, Investor Marketing and Redburn.

  • You authorize Cape Investment Advisory to utilize an updated Cape Investment Advisory Investor Profile Form to update/change my existing client information.


More Definitions of Advisory Investor

Advisory Investor means a mutual fund, pension fund, pooled investment vehicle or separate account advised by an investment advisor registered under the Investment Advisers Act of 1940, as amended. Each time the Company proposes to offer any shares of, or securities convertible into or exercisable for any shares of, any class of its capital stock (“Shares”), the Company shall first make an offering of such Shares to each Major Investor in accordance with the following provisions:
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Advisory Investor means a mutual fund, pension fund, pooled investment vehicle or separate account advised by an Investment Adviser.
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Related to Advisory Investor

  • Advisory Client means any client (including both investment companies and managed accounts) for which Invesco serves as an investment adviser, renders investment advice, or makes investment decisions.

  • Strategic Investor means a Corporation, partnership or other entity engaged in one or more Telecommunications Businesses that has, or 80% or more of the Voting Stock of which is owned by a Person that has, an equity market capitalization, at the time of its initial Investment in the Company or in a Permitted Joint Venture with the Company, in excess of $2 billion.

  • Advisor or “ADVISORS” means the Person or Persons, if any, appointed, employed or contracted with by the Company pursuant to Section 8.1 hereof and responsible for directing or performing the day-to-day business affairs of the Company, including any Person to whom the Advisor subcontracts all or substantially all of such functions.

  • Advisory Person means (i) any employee of the Fund, Manager or Adviser/Subadviser (or of any company in a control relationship to the Fund, Manager or Adviser/Subadviser) who, in connection with his or her regular functions or duties, makes, participates in, or obtains current or pending information regarding the purchase or sale of a security by the Fund, or whose functions relate to the making of any recommendations with respect to such purchases or sales; and (ii) any natural person in a control relationship to the Fund who obtains information concerning recommendations made to the Fund with regard to the purchase or sale of a security.

  • Equity Investor means the tax credit investor or syndicator for the proposed project who will acquire an ownership interest in the proposed project and who contributes capital to the Project Sponsor and the closing of the syndication. Equity Investors provide the capital requirements of the Project Sponsor either in the form of a single contribution at the time of entry or a staged level of contributions.

  • Advisory Group means the environmental flows

  • Lead Investor means Empery Asset Master, Ltd.

  • Apollo means Apollo Management V, L.P. and its Affiliates or any entity controlled thereby or any of the partners thereof.

  • Investment Advisory Services means (a) advice with respect to the desirability of investing in, purchasing or selling securities or other property, including the power to determine what securities or other property shall be purchased or sold, but not including furnishing only statistical and other factual information (such as economic factors and trends); and (b) the provision of financial, economic or investment management services, but only if ancillary and related to the advice referred to in clause (a) above.

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) [replaced by The Companies Act, 2013 (No.18 of 2013)] and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund.

  • Advisory Body means any board, commission, committee, council, or authority, however selected, whose total budget, appropriations, or authorized expenditures constitute less than 1 percent of the budget of each agency it serves or $100,000, whichever is less, and whose powers, jurisdiction, and authority are solely advisory and do not include the final determination or adjudication of any personal or property rights, duties, or obligations, other than those relating to its internal operations.

  • Advent means Advent International Corporation, a Delaware corporation.

  • Fund Adviser means any entity that acts as a manager, adviser or sub-adviser to a Legg Mason Fund.

  • Investor is defined in the preamble to this Agreement.

  • Asset Manager means the manager of each of the Series Assets as specified in each Series Designation or, its permitted successors or assigns, appointed in accordance with Section 5.10.

  • BDC means a business development company under the Act.6

  • Investment adviser representative means an individual employed by or associated with an investment adviser or federal covered investment adviser and who makes any recommendations or otherwise gives investment advice regarding securities, manages accounts or portfolios of clients, determines which recommendation or advice regarding securities should be given, provides investment advice or holds herself or himself out as providing investment advice, receives compensation to solicit, offer, or negotiate for the sale of or for selling investment advice, or supervises employees who perform any of the foregoing. The term does not include an individual who:

  • Investment Adviser or "Adviser" means a party furnishing services to the Trust pursuant to any contract described in Article IV, Section 7(a) hereof;

  • Investment Advisory Agreement means an agreement under which Company or a Company Subsidiary acts as an investment adviser or sub-adviser to, or manages any investment or trading account of, any Client.

  • Investment Advisor means, in relation to a Portfolio, the investment manager or investment advisor of the Portfolio.

  • TPG has the meaning set forth in the preamble.

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) replaced by The Companies Act, 2013 (No. 18 of 2013) and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund;

  • Equity Investors means the Sponsors and the Management Stockholders.

  • Strategic Partner means a strategic partner described in 22 USC 8601 to 8606.

  • Management Investor means any officer, director, employee or other member of the management of the Company or any of its Subsidiaries, or family members or relatives thereof, or trusts or partnerships for the benefit of any of the foregoing, or any of their heirs, executors, successors and legal representatives.

  • Independent Financial Adviser means an independent financial institution of international repute appointed by the Company at its own expense.