Alberta Securities Laws definition

Alberta Securities Laws means the securities laws, rules, regulations and published policy statements applicable within the Province of Alberta.
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Alberta Securities Laws means the Securities Act (Alberta) and the rules and regulations thereunder and the blanket rulings, orders, instruments and published policies adopted or issued by the Alberta Securities Commission.
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Alberta Securities Laws means the Securities Act (Alberta) and the regulations and rules thereunder and the blanket rulings and orders issued by the Alberta Securities Commission.
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Examples of Alberta Securities Laws in a sentence

  • Terms used in this Agreement have the same meaning as provided in the Alberta securities laws, a defined term in the Act.

  • General principles relating to prospectus requirement A distribution of securities by an issuer with connections to Alberta may, depending on the facts and circumstances surrounding the transaction, be subject to the prospectus requirement under Alberta securities laws even if the initial purchaser is not located in Alberta.

  • Alberta securities laws require only that you be provided annual financial statements and information regarding how the issuer used the proceeds.

  • Narayan admitted that he was an officer and director of the respondent corporations (Corporate Respondents) and that he authorized the breaches of Alberta securities laws by the Corporate Respondents.

  • However, the exemptions are available to issuers with less than a fundamental connection that seek clarity regarding compliance with Alberta securities laws.

  • In October 2011, Prospera Mortgage agreed to discontinue distributing securities in reliance on the OM Exemption until it had filed an offering memorandum that complied with Alberta securities laws.

  • With that knowledge, Cochrane had every reason to obtain legal advice in respect of the IES distributions to satisfy himself that he was at no risk of contravening Alberta securities laws in that process.

  • Thus, both through him as CEO and more generally among its principals, IES, too, knew quite specific details about Alberta securities laws that were relevant to the IES distributions.

  • TSX Venture Exchange will file with the Commission quarterly financial statements prepared in accordance with Canadian GAAP within 60 days of the end of each financial quarter or any shorter period provided in Alberta securities laws for reporting issuers to file their financial statements.

  • Indirect distributions into Alberta The definition of “distribution” under Alberta securities laws includes “a transaction or series of transactions involving a purchase and sale or a repurchase and resale in the course of or incidental to a distribution”.


More Definitions of Alberta Securities Laws

Alberta Securities Laws means the Act, the regulations and any decisions made by the Commission or the Executive Director and any extra‐provincial securities laws adopted or incorporated by reference under section 211.4.
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Alberta Securities Laws means this Act, the regulations and any decisions made by the Commission or the Executive Director;
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Alberta Securities Laws means the Securities Act (Alberta) (the “ASA”), the rules and regulations thereunder and the rules and policies of the Alberta Securities Commission (“ASC”). We express no opinion with respect to any filings, proceedings, permits, consents, orders or authorizations, which may be required in connection with any transaction involving a party having the status of an insider of the Corporation under Applicable Securities Laws. Based upon the foregoing and subject to the qualifications herein expressed, we are of the opinion that:
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Alberta Securities Laws means the Securities Act (Alberta) and the regulations and rules thereunder and the blanket rulings and orders issued by the Alberta Securities Commission; (ii) the term “British Columbia Securities Laws” means the Securities Act (British Columbia) and the regulations, rules and forms thereunder and the blanket rulings and orders issued by the British Columbia Securities Commission; (iii) the term “Ontario Securities Laws” means the Securities Act (Ontario) (the “OSA”) and the regulations and rules thereunder and the blanket rulings and orders issued by the Ontario Securities Commission; and (iv) the term “Applicable Securities Laws” means, collectively, the Alberta Securities Laws, the British Columbia Securities Laws and the Ontario Securities Laws.
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Related to Alberta Securities Laws

  • Securities Laws means the 1933 Act, the 1934 Act and the 1940 Act.

  • Canadian Securities Laws means all applicable securities laws in each of the provinces and territories of Canada and the respective regulations made thereunder, together with applicable published fee schedules, prescribed forms, rules, multilateral or national instruments, orders, rulings and other regulatory instruments issued or adopted by the Securities Commissions.

  • Federal Securities Laws means the Securities Act of 1933, the Securities Exchange Act, the Sarbanes-Oxley Act of 2002, the Investment Company Act, the Investment Advisers Act, Title V of the Gramm-Leach-Bliley Act, any rules adopted by the Securities and Exchange Commission (the “Commission”) under any of these statutes, the Bank Secrecy Act as it applies to investment companies and investment advisers, and any rules adopted thereunder by the Commission or the Department of the Treasury.

  • U.S. Securities Act means the United States Securities Act of 1933, as amended;

  • Canadian securities legislation means the applicable securities legislation in force in each province and territory of Canada, all regulations, rules, orders and policies made thereunder and all multilateral and national instruments adopted by the securities regulatory authorities.

  • Applicable Securities Laws means the applicable securities legislation of each relevant province and territory of Canada, as amended from time to time, the rules, regulations and forms made or promulgated under any such statute and the published national instruments, multilateral instruments, policies, bulletins and notices of the securities commission and similar regulatory authority of each province and territory of Canada.

  • Securities Act means the Securities Act of 1933, as amended.

  • Hague Securities Convention means the Hague Convention on the Law Applicable to Certain Rights in Respect of Securities held with an Intermediary (concluded July 5, 2006).