Alberta Securities Laws definition

Alberta Securities Laws means the securities laws, rules, regulations and published policy statements applicable within the Province of Alberta.
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Alberta Securities Laws means the securities laws, rules, regulations, instruments, orders and published policy statements applicable within the Province of Alberta.
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Alberta Securities Laws means the Securities Act (Alberta) and the regulations and rules thereunder and the blanket rulings and orders issued by the Alberta Securities Commission.
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Examples of Alberta Securities Laws in a sentence

  • The Company is a “reporting issuer” under Alberta Securities Laws and is not on the list of defaulting issuers maintained by the Reviewing Authority.

  • Mabrey wanted to know if vinyl siding was the only option for the exterior of the units and why not brick to match the downtown area.

  • The Reviewing Authority has not revoked the receipt for the Canadian Basic Prospectus and no other consent, approval, authorization, permit, license or filing with or order of any Alberta or Canadian federal court or Alberta governmental agency is required in connection with the transactions contemplated by the Underwriting Agreement, except those that have been obtained or filings that will be made on or after the date hereof in compliance with Alberta Securities Laws.

  • Such counsel has assumed, for purposes of this paragraph, the compliance of the Canadian Base Prospectus and the Canadian Final Prospectus with the requirements of Alberta Securities Laws, as interpreted and applied by the Alberta Securities Commission.

  • The documents incorporated by reference in the Canadian Final Prospectus (other than the financial statements and other financial data included or incorporated or deemed to be incorporated therein, as to which we express no opinion) when they were filed with the Reviewing Authority, appear on their face to be appropriately responsive in all material respects to the applicable form requirements of Alberta Securities Laws.

  • Such PRO FORMA financial statements have been prepared in accordance with the applicable requirements of the Alberta Securities Laws and Canadian GAAP and have been reconciled to U.S. GAAP in accordance with the requirements of Item 18 of Form 20-F.

  • The historical financial statements of the Company and Summit Resources Limited, together with the related schedules and notes, set forth or incorporated by reference in the U.S. Prospectus comply as to form in all material respects with the requirements applicable under the Alberta Securities Laws and to registration statements on Form F-10 under the Securities Act.

  • The historical financial statements of the Company, together with the related schedules and notes, set forth or incorporated by reference in the -15- U.S. Prospectus comply as to form in all material respects with the requirements applicable under the Alberta Securities Laws and to registration statements on Form F-10 under the Securities Act.

  • Such PRO FORMA financial statements have been prepared in accordance with the applicable requirements of the Alberta Securities Laws and Canadian GAAP and have been reconciled to U.S. GAAP in accordance with Item 18 of Form 20-F.

  • Any amendment must comply with the provisions of Alberta Securities Laws.


More Definitions of Alberta Securities Laws

Alberta Securities Laws means the Act, the regulations and any decisions made by the Commission or the Executive Director and any extra‐provincial securities laws adopted or incorporated by reference under section 211.4.
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Alberta Securities Laws means this Act, the regulations and any decisions made by the Commission or the Executive Director;
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Alberta Securities Laws means the Securities Act (Alberta) and the regulations and rules thereunder and the blanket rulings and orders issued by the Alberta Securities Commission; (ii) the term “British Columbia Securities Laws” means the Securities Act (British Columbia) and the regulations, rules and forms thereunder and the blanket rulings and orders issued by the British Columbia Securities Commission; (iii) the term “Ontario Securities Laws” means the Securities Act (Ontario) (the “OSA”) and the regulations and rules thereunder and the blanket rulings and orders issued by the Ontario Securities Commission; and (iv) the term “Applicable Securities Laws” means, collectively, the Alberta Securities Laws, the British Columbia Securities Laws and the Ontario Securities Laws.
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Alberta Securities Laws means the Securities Act (Alberta) (the “ASA”), the rules and regulations thereunder and the rules and policies of the Alberta Securities Commission (“ASC”). We express no opinion with respect to any filings, proceedings, permits, consents, orders or authorizations, which may be required in connection with any transaction involving a party having the status of an insider of the Corporation under Applicable Securities Laws. Based upon the foregoing and subject to the qualifications herein expressed, we are of the opinion that:
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Related to Alberta Securities Laws

  • U.S. Securities Laws means all applicable securities legislation in the United States, including without limitation, the U.S. Securities Act, the U.S. Exchange Act and the rules and regulations promulgated thereunder, and any applicable state securities laws;

  • Israeli Securities Law means the Israeli Securities Law, 5728-1968, as amended, and the regulations promulgated thereunder.

  • Securities Laws means the 1933 Act, the 1934 Act and the 1940 Act.

  • Canadian Securities Laws means all applicable securities laws of each of the Qualifying Jurisdictions and the respective rules and regulations under such laws together with applicable published national, multilateral and local policy statements, instruments, notices, blanket orders and rulings of the securities regulatory authorities in the Qualifying Jurisdictions;

  • Securities Law means the Israeli Securities Law, 5728-1968.

  • 1933 Securities Act means the Securities Act of 1933 of the United States, as amended, and the rules and regulations thereunder, and any comparable or successor laws or regulations thereto.

  • Federal Securities Laws means the Securities Act of 1933, the Securities Exchange Act, the Sarbanes-Oxley Act of 2002, the Investment Company Act, the Investment Advisers Act, Title V of the Gramm-Leach-Bliley Act, any rules adopted by the Securities and Exchange Commission (the “Commission”) under any of these statutes, the Bank Secrecy Act as it applies to investment companies and investment advisers, and any rules adopted thereunder by the Commission or the Department of the Treasury.

  • U.S. Securities Act means the United States Securities Act of 1933, as amended.

  • Canadian securities legislation means the securities laws in force in each province and territory of Canada, all regulations, rules, orders and policies made thereunder and all multilateral and national instruments adopted by the Securities Regulatory Authorities in such jurisdictions;

  • Securities Act (Ontario) means the Securities Act, R.S.O. 1990, c.S.5, as amended, and the regulations thereunder, unless otherwise specified, as the same exist on the date hereof.

  • Applicable Securities Laws means the applicable securities legislation of each relevant province and territory of Canada, as amended from time to time, the rules, regulations and forms made or promulgated under any such statute and the published national instruments, multilateral instruments, policies, bulletins and notices of the securities commission and similar regulatory authority of each province and territory of Canada.

  • Applicable Canadian Securities Laws means, collectively, and as the context may require, the applicable securities legislation of each of the provinces and territories of Canada, and the rules, regulations, instruments, orders and policies published and/or promulgated thereunder, as such may be amended from time to time prior to the Effective Date;

  • Applicable Securities Law means (i) with respect to any offering of securities in the United States of America, or any other act or omission within that jurisdiction, the securities law of the United States, including the Exchange Act and the Securities Act, and any applicable law of any State of the United States, and (ii) with respect to any offering of securities in any jurisdiction other than the United States of America, or any related act or omission in that jurisdiction, the applicable laws of that jurisdiction.

  • securities legislation means statutes concerning the regulation of securities markets and trading in securities and the regulations, rules, forms and schedules under those statutes, all as amended from time to time, and the blanket rulings and orders, as amended from time to time, issued by the securities commissions or similar regulatory authorities appointed under or pursuant to those statutes; “Canadian securities legislation” means the securities legislation in any province or territory of Canada and includes the Securities Act (British Columbia); and “U.S. securities legislation” means the securities legislation in the federal jurisdiction of the United States and in any state of the United States and includes the Securities Act of 1933 and the Securities Exchange Act of 1934; and

  • Applicable Securities Legislation means applicable securities laws (including rules, regulations, policies and instruments) in each of the applicable provinces and territories of Canada;

  • Securities Acts means the Securities Act of 1933 and the Securities Exchange Act of 1934.

  • Securities Act means the Securities Act of 1933, as amended.

  • Charities Act means the Charities Act 2011;

  • Securities Act of 1933 means the United States Securities Act of 1933, as from time to time amended.

  • Canadian Securities Regulators means the applicable securities commission or securities regulatory authority in each of the Qualifying Jurisdictions;

  • Hague Securities Convention means the Hague Convention on the Law Applicable to Certain Rights in Respect of Securities held with an Intermediary (concluded July 5, 2006).

  • securities lending transactions means transactions whereby a Sub-Fund lends its Securities to a security-borrowing counterparty for an agreed fee.

  • 1933 Act means the Securities Act of 1933, as amended.

  • Rule 144A Securities means Securities of a series designated pursuant to Section 2.01 as entitled to the benefits of Section 4.03(b).

  • Canadian Securities Regulatory Authorities means the securities regulatory authorities in each of the provinces and territories of Canada;

  • Israeli Companies Law means the Israeli Companies Law, 5759-1999, as amended, and the regulations promulgated thereunder.