Appropriateness Test definition

Appropriateness Test the test conducted by DEGIRO by means of a questionnaire with the objective to make Client aware of the knowledge and/or experience of Client regarding the different types of Financial Instruments in which it is possible to trade through the services of DEGIRO.
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Appropriateness Test means the test which in terms of the Investment Services Rules promulgated by the MFSA a licensed financial intermediary operating in and from Malta must conduct when providing an investment service (other than investment advice or portfolio management) to a prospective investor in relation to the subscription for and the trading of securities having identical or similar characteristics to the Bonds, for the purpose of such licensed financial intermediary to determine (based on the information collected pursuant to such test) whether the investment service or the investment in securities identical or similar to the Bonds are appropriate for a prospective investor.
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Appropriateness Test means the test carried out by BROKR by means of a question- naire with two objectives: 1) to make the Client aware of his knowledge and/or experi- ence regarding the different types of Financial Instruments in which can be traded through BROKR's services, and 2) to gather information about the Client's knowledge and experience so that BROKR can assess whether certain types of Financial Instru- ments are appropriate for the Client."
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Examples of Appropriateness Test in a sentence

  • Notwithstanding the fact that BROKR only provides services on an Execution Only basis, BROKR can, in accordance with its legal obligations, require, as part of the onboarding procedure (or, if necessary, at any time thereafter), that the Client completes an Appropriateness Test for complex and non-complex Financial Instruments.

  • We may require you to disclose further information to us, including but not limited to information relating to your knowledge of a particular Financial Instrument, market and dealing history, level of education and profession in order to discharge our obligation to apply the Appropriateness Test.


More Definitions of Appropriateness Test

Appropriateness Test means a set of questions designed to check whether your knowledge and experience are such that you are likely to be able to understand the terms and risks involved in a certain investment, and therefore whether that investment is appropriate for you;
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Appropriateness Test the test conducted by DEGIRO by means of a questionnaire with two objectives: 1) to make the Client aware of his knowledge and/or experience regarding the different types of Financial Instruments in which it is possible to trade through the services of DEGIRO, and 2) to gather information about the Client’s knowledge and experience in order to enable DEGIRO to assess whether certain types of Financial Instruments are appropriate for the Client. "AutoFX": a service provided by DEGIRO whereby DEGIRO automatically purchases Foreign Currency for the Client when the Client has an obligation to pay DEGIRO in that Foreign Currency (for example due to a purchase of Financial Instruments denominated in that currency) and whereby DEGIRO sells Foreign Currency for the Client when the Client receives amounts in that Foreign Currency (for example when those amounts are released from the sale of Financial Instruments).
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Related to Appropriateness Test

  • EPP test Means one EPP command sent to a particular “IP address” for one of the EPP servers. Query and transform commands, with the exception of “create”, shall be about existing objects in the Registry System. The response shall include appropriate data from the Registry System. The possible results to an EPP test are: a number in milliseconds corresponding to the “EPP command RTT” or undefined/unanswered.

  • Screening Test means a drug or alcohol test which uses a method of analysis allowed by the Minnesota Drug and Alcohol Testing in the Workplace Act to be used for such purposes.

  • COVID-19 symptoms means fever of 100.4 degrees Fahrenheit or higher, chills, cough, shortness of breath or difficulty breathing, fatigue, muscle or body aches, headache, new loss of taste or smell, sore throat, congestion or runny nose, nausea or vomiting, or diarrhea, unless a licensed health care professional determines the person’s symptoms were caused by a known condition other than COVID-19.

  • Evaluation Criteria means the criteria set out under the clause 27 (Evaluation Process) of this Part C, which includes the Qualifying Criteria, Functional Criteria and Price and Preferential Points Assessment.

  • Diagnosis means the definition of the nature of the Client's disorder. When formulating the Diagnosis of Client, CONTRACTOR shall use the diagnostic codes and axes as specified in the most current edition of the DSM published by the American Psychiatric Association. DSM diagnoses will be recorded on all IRIS documents, as appropriate.

  • Root Cause Analysis Report means a report addressing a problem or non-conformance, in order to get to the ‘root cause’ of the problem, which thereby assists in correcting or eliminating the cause, and prevent the problem from recurring.

  • COVID-19 test means a viral test for SARS-CoV-2 that is:

  • Treatability study means a study in which a hazardous waste is subjected to a treatment process to determine: (1) Whether the waste is amenable to the treatment process, (2) what pretreatment (if any) is required, (3) the optimal process conditions needed to achieve the desired treatment, (4) the efficiency of a treatment process for a specific waste or wastes, or (5) the characteristics and volumes of residuals from a particular treatment process. Also included in this definition for the purpose of the § 261.4 (e) and (f) exemptions are liner compatibility, corrosion, and other material compatibility studies and toxicological and health effects studies. A “treatability study” is not a means to commercially treat or dispose of hazardous waste.

  • Monitoring well means a water well intended for the purpose of determining groundwater quality or quantity.

  • RDDS test Means one query sent to a particular “IP address” of one of the servers of one of the RDDS services. Queries shall be about existing objects in the Registry System and the responses must contain the corresponding information otherwise the query will be considered unanswered. Queries with an RTT 5 times higher than the corresponding SLR will be considered as unanswered. The possible results to an RDDS test are: a number in milliseconds corresponding to the RTT or undefined/unanswered.

  • Mid-level practitioner means a certified nurse-midwife engaging in the independent practice of midwifery under the independent practice of midwifery act, an advanced practice registered nurse issued a license pursuant to K.S.A. 65-1131, and amendments thereto, who has authority to prescribe drugs pursuant to a written protocol with a responsible physician under K.S.A. 65-1130, and amendments thereto, or a physician assistant licensed under the physician assistant licensure act who has authority to prescribe drugs pursuant to a written agreement with a supervising physician under K.S.A. 65-28a08, and amendments thereto.

  • Study means the investigation to be conducted in accordance with the Protocol.