Appropriateness Test definition

Appropriateness Test the test conducted by DEGIRO by means of a questionnaire with the objective to make Client aware of the knowledge and/or experience of Client regarding the different types of Financial Instruments in which it is possible to trade through the services of DEGIRO.
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Appropriateness Test means the test which in terms of the Investment Services Rules promulgated by the MFSA a licensed financial intermediary operating in and from Malta must conduct when providing an investment service (other than investment advice or portfolio management) to a prospective investor in relation to the subscription for and the trading of securities having identical or similar characteristics to the Bonds, for the purpose of such licensed financial intermediary to determine (based on the information collected pursuant to such test) whether the investment service or the investment in securities identical or similar to the Bonds are appropriate for a prospective investor.
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Appropriateness Test means the test carried out by BROKR by means of a question- naire with two objectives: 1) to make the Client aware of his knowledge and/or experi- ence regarding the different types of Financial Instruments in which can be traded through BROKR's services, and 2) to gather information about the Client's knowledge and experience so that BROKR can assess whether certain types of Financial Instru- ments are appropriate for the Client."
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Examples of Appropriateness Test in a sentence

  • If you do not complete the Appropriateness Test Form or if we determine that you do not have the appropriate knowledge or experience for that type of complex Investment, then you will not be able to place the Trade Instruction through your online account.

  • At the earliest request of XXXXXX, Client will provide the cooperation requested by XXXXXX in relation to Client Research and the Appropriateness Test and truthfully answer the questions asked by XXXXXX.

  • We will not be responsible for any loss you sustain as a result of any delay to any Service we provide or transaction we carry out on your behalf due to the application of the Appropriateness Test.

  • You agree to cooperate in relation to customer due diligence and to truthfully answer the questions asked by BUX relating to onboarding and the Appropriateness Test carried out by BUX, where applicable.

  • To do this we will ask each Account holder to complete an Appropriateness Test to determine whether you have the necessary experience and knowledge to understand the risks involved in dealing in the Asset.

  • Further, the Company may request from the Client to re-perform the Appropriateness Test in cases where a substantial and/or material change, in the initial information provided by the Client, has occurred.

  • We may require you to disclose further information to us, including but not limited to information relating to your knowledge of a particular Financial Instrument, market and dealing history, level of education and profession in order to discharge our obligation to apply the Appropriateness Test.

  • If you do not complete the Appropriateness Test Form or if we determine that you do not have the appropriate knowledge or experience for that type of complex Investment, then you will not be able to place the Trade Instruction through your online Account.

  • To do this we will ask each Account Holder to complete an Appropriateness Test to determine whether you have the necessary experience and knowledge to understand the risks involved in dealing in the Asset.

  • If you are a CySEC authorised firm or person (or are authorised by an equivalent European Economic Area or third country authority) and you are acting as agent for your underlying client, we will be entitled to rely on the results of any Appropriateness Test you have performed on the underlying client.


More Definitions of Appropriateness Test

Appropriateness Test the test conducted by DEGIRO by means of a questionnaire with two objectives: 1) to make the Client aware of his knowledge and/or experience regarding the different types of Financial Instruments in which it is possible to trade through the services of DEGIRO, and 2) to gather information about the Client’s knowledge and experience in order to enable DEGIRO to assess whether certain types of Financial Instruments are appropriate for the Client. "AutoFX": a service provided by DEGIRO whereby DEGIRO automatically purchases Foreign Currency for the Client when the Client has an obligation to pay DEGIRO in that Foreign Currency (for example due to a purchase of Financial Instruments denominated in that currency) and whereby DEGIRO sells Foreign Currency for the Client when the Client receives amounts in that Foreign Currency (for example when those amounts are released from the sale of Financial Instruments).
Sample 1
Appropriateness Test means a set of questions designed to check whether your knowledge and experience are such that you are likely to be able to understand the terms and risks involved in a certain investment, and therefore whether that investment is appropriate for you;
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Related to Appropriateness Test

  • Independent testing laboratory means an independent organization, accepted by the Contracting Officer, engaged to perform specific inspections or tests of the work, either at the site or elsewhere, and report the results of these inspections or tests.

  • Applied behavior analysis means the design, implementation, and evaluation of environmental modifications, using behavioral stimuli and consequences, to produce socially significant improvement in human behavior, including the use of direct observation, measurement, and functional analysis of the relationship between environment and behavior.

  • EPP test Means one EPP command sent to a particular “IP address” for one of the EPP servers. Query and transform commands, with the exception of “create”, shall be about existing objects in the Registry System. The response shall include appropriate data from the Registry System. The possible results to an EPP test are: a number in milliseconds corresponding to the “EPP command RTT” or undefined/unanswered.

  • Internal test assessment means, but is not limited to, conducting those tests of quality assurance necessary to ensure the integrity of the test.

  • Screening Test means a drug or alcohol test which uses a method of analysis allowed by the Minnesota Drug and Alcohol Testing in the Workplace Act to be used for such purposes.

  • Testing laboratory means a laboratory, facility, or entity in the state that offers or performs tests of cannabis or cannabis products and that is both of the following:

  • COVID-19 symptoms means fever of 100.4 degrees Fahrenheit or higher, chills, cough, shortness of breath or difficulty breathing, fatigue, muscle or body aches, headache, new loss of taste or smell, sore throat, congestion or runny nose, nausea or vomiting, or diarrhea, unless a licensed health care professional determines the person’s symptoms were caused by a known condition other than COVID-19.

  • Evaluation Criteria means the criteria set out under the clause 27 (Evaluation Process) of this Part C, which includes the Qualifying Criteria, Functional Criteria and Price and Preferential Points Assessment.

  • Diagnosis means the definition of the nature of the Client's disorder. When formulating the Diagnosis of Client, CONTRACTOR shall use the diagnostic codes and axes as specified in the most current edition of the DSM published by the American Psychiatric Association. DSM diagnoses will be recorded on all IRIS documents, as appropriate.

  • Examination Criteria means the loan classification criteria employed by, or any applicable regulations of, the Assuming Institution’s Chartering Authority at the time such action is taken, as such criteria may be amended from time to time.

  • Root Cause Analysis Report means a report addressing a problem or non-conformance, in order to get to the ‘root cause’ of the problem, which thereby assists in correcting or eliminating the cause, and prevent the problem from recurring.

  • COVID-19 test means a viral test for SARS-CoV-2 that is:

  • Cannabis testing facility means an entity registered by

  • Treatability study means a study in which a hazardous waste is subjected to a treatment process to determine: (1) Whether the waste is amenable to the treatment process, (2) what pretreatment (if any) is required, (3) the optimal process conditions needed to achieve the desired treatment, (4) the efficiency of a treatment process for a specific waste or wastes, or (5) the characteristics and volumes of residuals from a particular treatment process. Also included in this definition for the purpose of the § 261.4 (e) and (f) exemptions are liner compatibility, corrosion, and other material compatibility studies and toxicological and health effects studies. A “treatability study” is not a means to commercially treat or dispose of hazardous waste.

  • Corrective Measure means a measure as defined in Article 3, point 16, of Regulation (EU) 2019/1020;

  • Monitoring well means a water well intended for the purpose of determining groundwater quality or quantity.

  • Commissioning test means tests applied to a distributed generation facility by the applicant after construction is completed to verify that the facility does not create adverse system impacts and performs to the submitted specifications. At a minimum, the scope of the commissioning tests performed shall include the commissioning test specified in Institute of Electrical and Electronics Engineers, Inc. (IEEE) Standard 1547 Section 5.4 "Commissioning tests".

  • ASAM criteria means admission, continued service, transfer, and discharge criteria for the treatment of substance use disorders as published by the American Society of Addiction Medicine (ASAM).

  • RDDS test Means one query sent to a particular “IP address” of one of the servers of one of the RDDS services. Queries shall be about existing objects in the Registry System and the responses must contain the corresponding information otherwise the query will be considered unanswered. Queries with an RTT 5 times higher than the corresponding SLR will be considered as unanswered. The possible results to an RDDS test are: a number in milliseconds corresponding to the RTT or undefined/unanswered.

  • Mid-level practitioner means a certified nurse-midwife engaging in the independent practice of midwifery under the independent practice of midwifery act, an advanced practice registered nurse issued a license pursuant to K.S.A. 65-1131, and amendments thereto, who has authority to prescribe drugs pursuant to a written protocol with a responsible physician under K.S.A. 65-1130, and amendments thereto, or a physician assistant licensed under the physician assistant licensure act who has authority to prescribe drugs pursuant to a written agreement with a supervising physician under K.S.A. 65-28a08, and amendments thereto.

  • Study means the investigation to be conducted in accordance with the Protocol.

  • psychiatric emergency medical condition means a Mental Disorder that manifests itself by acute symptoms of sufficient severity that it renders the patient as being either of the following:

  • well-being means general sense of contentment and quality of life.

  • Elevated blood lead level means a level of lead in blood that is any of the following:

  • Screening means the evaluation process used to identify an individual's ability to perform activities of daily living and address health and safety concerns.

  • Compliance cycle means the nine-year calendar year cycle during which public water systems must monitor. Each compliance cycle consists of three three-year compliance periods. The first calendar year cycle begins January 1, 1993 and ends December 31, 2001; the second begins January 1, 2002 and ends December 31, 2010; the third begins January 1, 2011 and ends December 31, 2019.