Appropriateness Test definition

Appropriateness Test the test conducted by DEGIRO by means of a questionnaire with the objective to make Client aware of the knowledge and/or experience of Client regarding the different types of Financial Instruments in which it is possible to trade through the services of DEGIRO.
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Appropriateness Test means the test which in terms of the Investment Services Rules promulgated by the MFSA a licensed financial intermediary operating in and from Malta must conduct when providing an investment service (other than investment advice or portfolio management) to a prospective investor in relation to the subscription for and the trading of securities having identical or similar characteristics to the Bonds, for the purpose of such licensed financial intermediary to determine (based on the information collected pursuant to such test) whether the investment service or the investment in securities identical or similar to the Bonds are appropriate for a prospective investor.
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Appropriateness Test means the test carried out by BROKR by means of a question- naire with two objectives: 1) to make the Client aware of his knowledge and/or experi- ence regarding the different types of Financial Instruments in which can be traded through BROKR's services, and 2) to gather information about the Client's knowledge and experience so that BROKR can assess whether certain types of Financial Instru- ments are appropriate for the Client."
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Examples of Appropriateness Test in a sentence

  • If you do not complete the Appropriateness Test Form or if we determine that you do not have the appropriate knowledge or experience for that type of complex Investment, then you will not be able to place the Trade Instruction through your online account.

  • At the earliest request of XXXXXX, Client will provide the cooperation requested by XXXXXX in relation to Client Research and the Appropriateness Test and truthfully answer the questions asked by XXXXXX.

  • We will not be responsible for any loss you sustain as a result of any delay to any Service we provide or transaction we carry out on your behalf due to the application of the Appropriateness Test.

  • You agree to cooperate in relation to customer due diligence and to truthfully answer the questions asked by BUX relating to onboarding and the Appropriateness Test carried out by BUX, where applicable.

  • To do this we will ask each Account holder to complete an Appropriateness Test to determine whether you have the necessary experience and knowledge to understand the risks involved in dealing in the Asset.

  • Further, the Company may request from the Client to re-perform the Appropriateness Test in cases where a substantial and/or material change, in the initial information provided by the Client, has occurred.

  • We may require you to disclose further information to us, including but not limited to information relating to your knowledge of a particular Financial Instrument, market and dealing history, level of education and profession in order to discharge our obligation to apply the Appropriateness Test.

  • If you do not complete the Appropriateness Test Form or if we determine that you do not have the appropriate knowledge or experience for that type of complex Investment, then you will not be able to place the Trade Instruction through your online Account.

  • To do this we will ask each Account Holder to complete an Appropriateness Test to determine whether you have the necessary experience and knowledge to understand the risks involved in dealing in the Asset.

  • If you are a CySEC authorised firm or person (or are authorised by an equivalent European Economic Area or third country authority) and you are acting as agent for your underlying client, we will be entitled to rely on the results of any Appropriateness Test you have performed on the underlying client.


More Definitions of Appropriateness Test

Appropriateness Test means a set of questions designed to check whether your knowledge and experience are such that you are likely to be able to understand the terms and risks involved in a certain investment, and therefore whether that investment is appropriate for you;
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Appropriateness Test the test conducted by DEGIRO by means of a questionnaire with two objectives: 1) to make the Client aware of his knowledge and/or experience regarding the different types of Financial Instruments in which it is possible to trade through the services of DEGIRO, and 2) to gather information about the Client’s knowledge and experience in order to enable DEGIRO to assess whether certain types of Financial Instruments are appropriate for the Client. "AutoFX": a service provided by DEGIRO whereby DEGIRO automatically purchases Foreign Currency for the Client when the Client has an obligation to pay DEGIRO in that Foreign Currency (for example due to a purchase of Financial Instruments denominated in that currency) and whereby DEGIRO sells Foreign Currency for the Client when the Client receives amounts in that Foreign Currency (for example when those amounts are released from the sale of Financial Instruments).
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Appropriateness Test means the Bank's assessment of the Retail Client's knowledge and experience regarding the type of relevant financial instrument and the type of service requested.
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Related to Appropriateness Test

  • Applied behavior analysis means the design, implementation, and evaluation of environmental modifications, using behavioral stimuli and consequences, to produce socially significant improvement in human behavior, including the use of direct observation, measurement, and functional analysis of the relationship between environment and behavior.

  • Internal test assessment means, but is not limited to, conducting those tests of quality assurance necessary to ensure the integrity of the test.

  • Testing laboratory means a laboratory, facility, or entity in the state that offers or performs tests of cannabis or cannabis products and that is both of the following:

  • Evaluation Criteria means the criteria set out under the clause 27 (Evaluation Process) of this Part C, which includes the Qualifying Criteria, Functional Criteria and Price and Preferential Points Assessment.

  • Diagnosis means the definition of the nature of the Client's disorder. When formulating the Diagnosis of Client, CONTRACTOR shall use the diagnostic codes and axes as specified in the most current edition of the DSM published by the American Psychiatric Association. DSM diagnoses will be recorded on all IRIS documents, as appropriate.

  • Monitoring well means a water well intended for the purpose of determining groundwater quality or quantity.

  • Commissioning test means tests applied to a distributed generation facility by the applicant after construction is completed to verify that the facility does not create adverse system impacts and performs to the submitted specifications. At a minimum, the scope of the commissioning tests performed shall include the commissioning test specified in Institute of Electrical and Electronics Engineers, Inc. (IEEE) Standard 1547 Section 5.4 "Commissioning tests".

  • ASAM criteria means admission, continued service, transfer, and discharge criteria for the treatment of substance use disorders as published by the American Society of Addiction Medicine (ASAM).

  • Mid-level practitioner means a certified nurse-midwife engaging in the independent practice of midwifery under the independent practice of midwifery act, an advanced practice registered nurse issued a license pursuant to K.S.A. 65-1131, and amendments thereto, who has authority to prescribe drugs pursuant to a written protocol with a responsible physician under K.S.A. 65-1130, and amendments thereto, or a physician assistant licensed under the physician assistant licensure act who has authority to prescribe drugs pursuant to a written agreement with a supervising physician under K.S.A. 65-28a08, and amendments thereto.

  • Study means the investigation to be conducted in accordance with the Protocol.

  • Screening means the evaluation process used to identify an individual's ability to perform activities of daily living and address health and safety concerns.