ASIC Rules definition

ASIC Rules means the ASIC Market Integrity Rules (ASX Market) 2010 as amended from time to time, the ASIC Market Integrity Rules (Competition in Exchange Markets) 2011 as amended from time to time and the, procedures, directions, decisions, requirements, customs, usages and practices of ASIC.
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ASIC Rules means the ASIC Market Integrity Rules (ASX Market) 2010 as amended from time to time
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ASIC Rules means the Rules, Directives, Regulations, Guidance notes opinions or recommendations of ASIC.
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Examples of ASIC Rules in a sentence

  • Regulatory Rules means the ASIC Rules, the ASX Clear Rules, the ASX Settlement Rules, the Corporations Act and the procedures, directions, decisions, requirements, customs, usages and practices of ASIC, ASX, ASX Clear and ASX Settlement.

  • ASIC Rules means the ASIC Market Integrity Rules (ASX Market) 2010 as amended from time to time.

  • Rules means the Operating Rules, Clearing Rules, Settlement Rules and ASIC Rules.

  • ASIC Rules means the ASIC Market Integrity Rules, regulations thereto and relevant Regulatory Guides.

  • This is the minimum amount of Equity that must be available in your account to maintain your open positions and avoid it or them being automatically terminated under the ASIC Rules.

  • As the new Rules involve a comprehensive change from existing ASIC Rules, we recommend an implementation period of at least 18 months between the publication of the final rules and the go-live date to allow adequate time to review the rules, implement the required processes, control framework and system changes.

  • Under this more liberal regime, foreign exchange transactions are subjected to regulations primarily for purposes of monitoring cross border flows for balance of payments purposes as well as prudential management of capital flows.

  • Mandatory trade reporting in Australia requires certain derivatives counterparties to report their transactions to either a licensed/exempt trade repository or a prescribed trade repository (s901A(6)(a) and (b) of the Corporations Act1 and the ASIC Derivative Transaction Rules (Reporting) 2013 (ASIC Rules)).

  • The Affiliate acknowledges that it is aware that prior to receiving any Affiliate Fee, the Affiliate must provide the Company with all information as may be requested by the Company, including any information required pursuant to the FCA Rules and/ or CySEC Rules and/ or ASIC Rules and/ or IL Rules and/ or MiFID II.

  • All Affiliate activities must be professional, proper and in full compliance with applicable laws, including, with limitation, the CySEC Rules, FCA Rules, ASIC Rules, Data Protection Laws and the IL Rules, and the Affiliate will be solely responsible for the content and manner of its activities.


More Definitions of ASIC Rules

ASIC Rules means the ASIC Market Integrity Rules (Securities Markets) 2017 as amended from time to time, customs, usages and practices of ASIC.
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Related to ASIC Rules

  • HKIAC Rules shall have the meaning ascribed to it in Section 10.13(a).

  • FCA Rules means the Rules included within the FCA Handbook issued by the FCA.

  • ICC Rules means the Rules of Arbitration of the International Chamber of Commerce in effect on the date the applicable arbitration proceeding begins.

  • PPB Rules means the rules of the Procurement Policy Board as set forth in Title 9 of the Rules of the City of New York (“RCNY”), § 1-01 et seq.

  • FSA Rules meanss the rules, guidance, principles and codes comprised in the Handbook of Rules and Guidance issued by the FSA.

  • M&A Rules means the Provisions on Merging and Acquiring Domestic Enterprises by Foreign Investors, which was promulgated by six Governmental Agencies, namely, the Ministry of Commerce, the State-owned Assets Supervision and Administration Commission, the State Administration for Taxation, the State Administration for Industry and Commerce, the China Securities Regulatory Commission (the “CSRC”), and the State Administration of Foreign Exchange, on August 8, 2006 and became effective on September 8, 2006, as amended by the Ministry of Commerce on June 22, 2009.

  • JAMS Rules has the meaning assigned thereto in Section 13 hereof.

  • House Rules means the specific rules that are adopted by a facility licensee to govern the operation of a licensed facility and events, and which must comply with these policies;

  • AIM Rules means the rules published by the London Stock Exchange governing admission to AIM and the regulation of AIM companies as amended or re-issued from time to time;

  • CySEC Rules means the Rules, Directives, Regulations, Guidance notes, opinions or recommendations of CySEC.

  • FCC Rules means the rules, regulations, orders and promulgated and published policy statements of the FCC.

  • HIPAA Rules means the Privacy, Security, Breach Notification, and Enforcement Rules at 45 CFR Part 160 and Part 164.

  • Applicable Rules means Section 10D of the Exchange Act, Rule 10D-1 promulgated thereunder, the listing rules of the national securities exchange or association on which the Company’s securities are listed, and any applicable rules, standards or other guidance adopted by the Securities and Exchange Commission or any national securities exchange or association on which the Company’s securities are listed.

  • Model Rules means the State of Oregon’s Attorney General’s model rules of procedure for Public Contracting, which are set forth in OAR Chapter 137, divisions 46, 47, 48, and 49, and required under ORS 279A.065.

  • CCASS Rules means the General Rules of CCASS and the CCASS Operational Procedures in effect from time to time;

  • CPR Rules has the meaning set forth in Section 10.3(a).

  • SIFT Rules means the provisions of the Income Tax Act providing for a tax on certain income earned by a “SIFT trust” or “SIFT partnership” as those terms are defined in the Income Tax Act.

  • DOE Rules means DOE’s energy conservation regulations found in Title 10, Parts 429, 430, and 431 of the Code of Federal Regulations.

  • PRA Rules means the Rules included within the PRA handbook issued by the PRA.

  • Applicable Laws/ Rules means the laws/ Rules of Islamic Republic of Pakistan/Punjab, as they may be issued and enforced from time to time.

  • Site Rules means all rules, regulations, directives and policies notified by the Company from time to time which are intended to be of general application to persons at a Site controlled or managed by the Company.

  • Organic rules means the public organic record and private organic rules of an entity.

  • ISO-NE Rules means all rules and procedures adopted by NEPOOL, ISO-NE, or the RTO, and governing wholesale power markets and transmission in New England, as such rules may be amended from time to time, including but not limited to, the ISO-NE Tariff, the ISO-NE Operating Procedures (as defined in the ISO-NE Tariff), the ISO-NE Planning Procedures (as defined in the ISO-NE Tariff), the Transmission Operating Agreement (as defined in the ISO-NE Tariff), the Participants Agreement, the manuals, procedures and business process documents published by ISO-NE via its web site and/or by its e-mail distribution to appropriate NEPOOL participants and/or NEPOOL committees, as amended, superseded or restated from time to time.

  • Network Rules means the operating rules of any Network, as may be amended from time to time and provided to Higher One in writing.

  • AML/KYC Procedures means the customer due diligence procedures of a Reporting Finnish Financial Institution pursuant to the anti-money laundering or similar requirements of Finland to which such Reporting Finnish Financial Institution is subject.

  • Mediation Rules As defined in Section 2.03(h)(i).