ASX Participant definition

ASX Participant means a participant in the ASX Market admitted under the Operating Rules of the ASX Market.
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Examples of ASX Participant in a sentence

  • Note: An Applicant may be an Issuer, Issuer’s Agent, Registry or an ASX Participant.

  • Key Listings Statistics Participants ASX Participants4 ASX 24 Participants During the month of August, Suncorp Custodians Services Pty Ltd resigned as an ASX Participant.

  • An ASX Participant Notice is disseminated detailing the PMF offering.

  • As a result of enforcement action brought by ASX Compliance, an ASX Participant was fined $30,000 plus GST by the ASX Disciplinary Tribunal for a contravention of former SFE Operating Rule 2.2.26(d) (permissible withdrawals from clients’ segregated accounts).

  • An ASX Participant Bulletin is disseminated detailing the PMF offering.

  • Within sixty (60) days after plugging any well, the Permittee shall submit a report on Form 7520-13, provided in Appendix C, to EPA.

  • As a result of enforcement action brought by ASX Compliance, an ASX Participant was fined a total of $100,000 plus GST by the ASX Appeal Tribunal for a contravention of former ASX Market Rule 13.4.1(b)(iii) (prevention of client-related manipulative trading).

  • ASX issued a formal warning letter to an ASX Participant for an apparent breach of ASX Operating Rule 1400(c) for failing to follow the directions of ASX Market Control.

  • Key Listings Statistics Participants ASX Participants4 ASX 24 Participants During the month of December, Austock Financial Services Limited resigned as an ASX Participant.

  • To avoid regulatory duplication, Rule 3.1.8(4) provides that a Market Participant does not need to comply with the new subrules 3.1.8(1) and (2) if the Market Participant is an ASX Participant that has a written agreement with a client under Rule 3.1.8 of the ASIC Market Integrity Rules (ASX).

Related to ASX Participant

  • FTR Participant means any Market Participant that provides or is required to provide Collateral in order to participate in PJM’s FTR auctions.

  • CDS Participant means a participant in CDS that holds security entitlements in Units on behalf of beneficial owners of those Units;

  • Participant has the meaning specified in Section 10.06(d).

  • L/C Participant shall have the meaning provided in Section 3.3(a).

  • Active Participant means, with respect to any day or date, a Participant who is in Service on such day or date; provided, that a Participant shall cease to be an Active Participant (i) immediately upon a determination by the Committee that the Participant has ceased to be an Employee or Independent Contractor, or (ii) at the end of the Plan Year that the Committee determines the Participant no longer meets the eligibility requirements of the Plan.

  • U.S. Participant means a Participant who is a citizen of the United States or a resident of the United States, as defined in section 7701(a)(30)(A) and section 7701(b)(1) of the Code and any other Participant who is subject to tax under the Code with respect to compensatory awards granted pursuant to the Plan;

  • Inactive Participant means each Participant (other than a Retired Participant, Deceased Participant or Disabled Participant) who is not in active service as an Outside Director and is not actively employed by a Participating Company.

  • Designated Participant means a key Employee of the Company or any other Participating Company who is designated by the Committee in writing to participate in the Program.

  • Plan Participant means a person who is eligible to receive, and is receiving, a pension benefit from the Plan.

  • Non-U.S. Participant means any Participant that if it were a Lender would qualify as a Non-U.S. Lender.

  • Former Participant means a person who has been a Participant, but who has ceased to be a Participant for any reason.

  • Program participant means an individual certified by the secretary as a program participant under Iowa Code section 9E.3.

  • Other Participant means a cooperative project participant other than the United States.

  • A Participant or beneficiary ("claimant") who has not received benefits under the Plan that he or she believes should be paid shall make a claim for such benefits as follows:

  • Qualified Participant means a Participant who has attained age 55 and who has completed at least 10 years of participation in the Plan.

  • Study Participant means a person recruited to participate in the Study.

  • Disabled Participant with respect to a loan if it has no right to exercise any voting or other control rights with respect to such loan (other than the right to approve amendments to the material economic terms of such loan).

  • Exchange Participant means (a) the Bank which is a person registered as a China Connect Exchange Participant (as defined in the SEHK China Connect Rules) by SEHK; or (b) where the context requires, any China Connect Exchange Participant (as defined in the SEHK China Connect Rules).

  • Eligible Participant means an employee, officer, consultant or director of the Company or any Affiliate.

  • Section 162(m) Participant means any key Employee designated by the Administrator as a key Employee whose compensation for the fiscal year in which the key Employee is so designated or a future fiscal year may be subject to the limit on deductible compensation imposed by Section 162(m) of the Code.

  • Current Participant means a person who participated in the Plan during the Class Period and had an Active Account on May 11, 2018.

  • Eligible Employee means full-time and part-time employees in the bargaining unit who have completed four hundred and fifty (450) hours of service and who are not prohibited from contributing to the Plan by legislation or the Plan rules because of their age or because they are in receipt of a pension from the Plan.

  • Market Participant means an entity that, for its own account, produces, transmits, sells, and/or purchases for its own consumption or resale capacity, energy, energy derivatives and ancillary services in the wholesale power markets. Market Participants include transmission service customers, power exchanges, Transmission Owners, load serving entities, loads, holders of energy derivatives, generators and other power suppliers and their designated agents.

  • Terminated Participant means a person who has been a Participant, but whose employment has been terminated other than by death, Total and Permanent Disability or retirement.

  • Loan Participant means each Purchaser and its respective successors and registered assigns, including any Certificate Holder.

  • Participating employee means an employee whose election to participate in a Plan has been approved by the employer.