ASX Participant definition

ASX Participant means a participant in the ASX Market admitted under the Operating Rules of the ASX Market.
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Examples of ASX Participant in a sentence

  • As a result of enforcement action brought by ASX Compliance, an ASX Participant was fined a total of $100,000 plus GST by the ASX Appeal Tribunal for a contravention of former ASX Market Rule 13.4.1(b)(iii) (prevention of client-related manipulative trading).

  • As a result of enforcement action brought by ASX Compliance, an ASX Participant was fined $30,000 plus GST by the ASX Disciplinary Tribunal for a contravention of former SFE Operating Rule 2.2.26(d) (permissible withdrawals from clients’ segregated accounts).

  • Brokerage Rates (AU)Brokerage Rates (US)Derivative Transactions Full Service RatesUp to $110 or 0.65%(whichever is higher)Not availableOnline RatesUp to $45 or 0.35%(whichever is higher)Not availableEquities & Warrant Transactions Full Service RatesUp to $110 or 0.2%(whichever is higher)Up to USD$50 or 0.2%(whichever is higher)Online RatesUp to $45 or 0.12%(whichever is higher)Up to USD$35 or 0.2%(whichever is higher)*Foreign exchange fees may be charged by our ASX Participant.

  • Approve a request from the Fowler and Estelle Company, LLC to host their Kissed by the Sun Street Fair on Saturday, August 1, 2020 In Elnora Moorman Park.

  • ASX issued a formal warning letter to an ASX Participant for an apparent breach of ASX Operating Rule 1400(c) for failing to follow the directions of ASX Market Control.

  • This can be done by contacting your ASX Participant (stockbroker) or financial adviser.After the Suspension Date, you will not be able to sell your CDIs on ASX.If you elect to sell your CDIs on ASX prior to the Suspension Date, you will be responsible for any costs associated with the sale of your CDIs including any broker commission.

  • A Market Participant that is also an ASX Participant does not have to comply with subrule 9.2.2(1), 9.2.2(2), 9.2.3(1), 9.2.4(1) or 9.2.4(2) or Rule 9.2.5 if the Market Participant has complied with the equivalent subrule or Rule in the ASX Market Integrity Rules.Note: There is no penalty for this Rule.

  • We hereby attest to being an ASX Participant who conducts no Non- Client activity, i.e. no business on our own behalf or on behalf of any Related Body Corporate of [Trading Participant].

  • When enabled, if a CoD event14 occurs for a given user of a given ASX Participant, relevant orders15 for that user will be automatically inactivated by ASX Trade in accordance with the user’s pre-configured settings.Currently, CoD functionality is enabled in ENQUIRE.

  • This is complemented with an ability to hold assets directly in the client’s name through brokers or through Managed Accounts’ ASX Participant status which enables investors to have choice of broker when trading listed securities and, as at the date of this report, a cash account that provides one of the highest interest earning outcomes for investors across all platforms in Australia.

Related to ASX Participant

  • FTR Participant means any Market Participant that provides or is required to provide Collateral in order to participate in PJM’s FTR auctions.

  • CDS Participant means a participant in CDS that holds security entitlements in Units on behalf of beneficial owners of those Units;

  • Key participant means a sole proprietor, a partner in partnership, or a person with executive managerial control in a corporation. A person with executive managerial control includes persons such as a chief executive officer, chief operating officer and chief financial officer. This definition does not include non-executive managers such as farm, field, or shift managers.

  • Participant has the meaning specified in Section 10.06(d).

  • L/C Participant shall have the meaning provided in Section 3.3(a).

  • Active Participant means, with respect to any day or date, a Participant who is in Service on such day or date; provided, that a Participant shall cease to be an Active Participant (i) immediately upon a determination by the Committee that the Participant has ceased to be an Employee or Independent Contractor, or (ii) at the end of the Plan Year that the Committee determines the Participant no longer meets the eligibility requirements of the Plan.

  • U.S. Participant means a Participant who is a citizen of the United States or a resident of the United States, as defined in section 7701(a)(30)(A) and section 7701(b)(1) of the Code and any other Participant who is subject to tax under the Code with respect to compensatory awards granted pursuant to the Plan;

  • Inactive Participant means each Participant (other than a Retired Participant, Deceased Participant or Disabled Participant) who is not in active service as an Outside Director and is not actively employed by a Participating Company.

  • Covered Participant means a Participant who is a “covered employee” as defined in Section 162(m)(3) of the Code, and the regulations promulgated thereunder, and any individual the Committee determines should be treated as such a covered employee.

  • Designated Participant means such employees or officers of the Company or a related entity of the Company as the Board may designate from time to time as eligible to participate in the Plan;

  • Plan Participant means a person who is eligible to receive, and is receiving, a pension benefit from the Plan.

  • Non-U.S. Participant means any Participant that if it were a Lender would qualify as a Non-U.S. Lender.

  • Former Participant means a person who has been a Participant, but who has ceased to be a Participant for any reason.

  • Program participant means an individual certified by the secretary as a program participant under Iowa Code section 9E.3.

  • Employee Participant means an Employee who holds an outstanding Award under the terms of the Plan.

  • Other Participant means a cooperative project participant other than the United States.

  • A Participant or beneficiary ("claimant") who has not received benefits under the Plan that he or she believes should be paid shall make a claim for such benefits as follows:

  • Major Participant means each Equity Member and each member of the Proposer’s organization: (a) with primary responsibility for design; (b) with primary responsibility for construction; or (c) with a proposed subcontract with a value greater than or equal to 5% of the contract price or $20 million, whichever is greater.

  • Qualified Participant means an individual who is a participant of Tier 2 and who meets 1 of the following requirements:

  • Study Participant means a person recruited to participate in the Study.

  • Disabled Participant with respect to a loan if it has no right to exercise any voting or other control rights with respect to such loan (other than the right to approve amendments to the material economic terms of such loan).

  • Eligible Participant means an employee, officer, consultant or director of the Company or any Affiliate.

  • Section 162(m) Participant means any key Employee designated by the Administrator as a key Employee whose compensation for the fiscal year in which the key Employee is so designated or a future fiscal year may be subject to the limit on deductible compensation imposed by Section 162(m) of the Code.

  • Current Participant means a person who participated in the Plan during the Class Period and had an Active Account on May 11, 2018.

  • Section 16 Participant means a participant under the Plan who is then subject to Section 16 of the Exchange Act.

  • Eligible Employee means full-time and part-time employees in the bargaining unit who have completed four hundred and fifty (450) hours of service and who are not prohibited from contributing to the Plan by legislation or the Plan rules because of their age or because they are in receipt of a pension from the Plan.