Authorized Persons Regulations definition

Authorized Persons Regulations means the regulations of the same name issued by the CMA under Resolution Number 1-83-2005 of 21/05/1426H (corresponding to 28/06/2005G) and as amended from time to time;
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Authorized Persons Regulations means the Authorized Persons Regulations issued by the Authority pursuant to Resolution Number 1-83-2005 dated 21/05/1426 H which corresponds to 28/6/2005 G as amended and re-enacted from time to time by the Authority.
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Authorized Persons Regulations means the Authorized Persons Regulations made by the CMA pursuant to the Capital Market Law under Resolution Number 1-83-2005 dated 21/05/1426 as amended and re-enacted from time to time;
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Examples of Authorized Persons Regulations in a sentence

  • It should be noted that Samba Capital is a corporate body licensed under the Authorized Persons Regulations issued by CMA, license No. (07069-37).

  • The Fund Manager shall appoint an investment portfolio manager registered with the CMA in accordance with the Authorized Persons Regulations issued by the CMA to oversee management of the Fund.

  • The Fund Manager may enter into commission arrangements that are limited to goods and services that the Fund Manager may receive, in relation to the execution of transactions on behalf of the Fund or to conduct research in favor of the Fund in accordance with the Authorized Persons Regulations.

  • The Fund Manager may enter into special commission arrangements that are limited to goods and services that the Fund Manager may receive, in relation to the execution of transactions on behalf of the Fund or to conduct research in favor of the Fund in accordance with the Authorized Persons Regulations.

  • If the Fund Manager ceases performance of the management activity without notifying the CMA in accordance with the Authorized Persons Regulations.

  • This Manual, apart from the above-mentioned objectives, provides a summary, of the applicable Authorized Persons Regulations “APRs” issued by the Board of Capital Market Authority, for the guidance of employees.

  • This Manual, apart from the above-mentioned objectives, provides a summary, of the applicable Authorized Persons Regulations “APRs” issued by the Board of Capital Market Authority, for the guidance of employees.Internal Audit FunctionThe Company’s internal audit function focuses on the appropriateness of controls instituted in the Company’s processes.

  • To take the necessary actions to segregate the Fund’s assets from any other assets of the Custodian, including but not limited to,stipulate in all relevant records that the ownership of the assets is for the Fund or Fund Manager in accordance with the Custodian's obligations under the Authorized Persons Regulations.

  • Such comparisons result in employees lodging grievances relating to equal pay for work of equal value.

  • The Fund Manager shall act to the benefit of the Unitholders in accordance with the Investment Funds Regulations, the Authorized Persons Regulations, the Terms and Conditions and the Information Memorandum.


More Definitions of Authorized Persons Regulations

Authorized Persons Regulations means the regulations having the same name issued by the CMA under Resolution No. 1-83-2005 on 21/05/1426H (corresponding to 28/06/2005G), as amended by CMA Board Resolution No. 3-85-2017 on 27/12/1438H, corresponding to 18/09/2017G, and as amended from time to time; “DAY” means a Business Day in the Kingdom of Saudi Arabia in accordance with the official CMA Business Days; “BUSINESS DAY” means any day on which banks are open for business in Saudi Arabia; “CALENDAR DAY” means any day, whether a Business Day or not; “TERMS AND CONDITIONS” means the contracts containing the requisite information and terms in accordance with Article (32) of the Investment Funds Regulations in respect of the general fund, which are signed by and between the Fund Manager and the Unitholders; “INFORMATION MEMORANDUM” means the Fund’s Information Memorandum made available to all prospective Unitholders to enable them to make well-considered decisions based on sufficient information concerning the offered investment; “CAPITAL” means the Subscription Amounts subscribed for by the Unitholders in the Fund; “MINIMUM TARGET FUND CAPITAL” means the minimum sum of SAR 300 million that the Fund Manager intends to raise through the offering of the Fund Units; “CLOSING DATE” is the ending date of the Initial Offering Period; “LISTING DATE” means the date on which the Units are listed on the Saudi Stock Exchange (Tadawul); “CMA” OR THE “AUTHORITY” means the Saudi Arabian Capital Market Authority;
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Authorized Persons Regulations means the regulations having the same name issued by the CMA under Resolution No. 1- 83-2005 on 21/05/1426H (corresponding to 28/06/2005G), as amended by CMA Board Resolution No. 3-85-2017 on 27/12/1438H, corresponding to 18/09/2017G, and as amended from time to time;“DAY”means a Business Day in the Kingdom of Saudi Arabia in accordance with the official CMA Business Days;“BUSINESS DAY”means any day on which banks are open for business in Saudi Arabia;“CALENDAR DAY”means any day, whether a Business Day or not;“TERMS AND CONDITIONS”means the contracts containing the requisite information and terms in accordance with Article (32) of the Investment Funds Regulations in respect of the general fund, which are signed by and between the Fund Manager and the Unitholders;“INFORMATION MEMORANDUM”means the Fund’s Information Memorandum made available to all prospective Unitholders to enable them to make well-considered decisions based on sufficient information concerning the offered investment;“CAPITAL”means the Subscription Amounts subscribed for by the Unitholders in the Fund;“MINIMUM TARGET FUND CAPITAL”means the minimum sum of SAR 300 million that the Fund Manager intends to raise through the offering of the Fund Units;“CLOSING DATE”is the ending date of the Initial Offering Period;“LISTING DATE”means the date on which the Units are listed on the Saudi Stock Exchange (Tadawul);“CMA” OR THE “AUTHORITY”means the Saudi Arabian Capital Market Authority; “LAW”means the Capital Market Law, promulgated by Royal Decree No. (M/30) dated 02/06/1424H, corresponding to 31/07/2003G, as amended by Resolution No. (52) dated 18/01/1441H, and as amended from time to time; “LISTING RULES”means the Listing Rules approved by CMA Board Resolution No. (3-123-2017) dated 09/04/1439H, corresponding to 27/12/2017G, as amended by CMA Board Resolution No. (2019-104-1) dated 01/02/1441H, corresponding to 30/09/2019G, and as amended from time to time;“TERMINATION EVENT”means the events described in Paragraph (18) of these Terms and Conditions;“FUND”means Alkhabeer Diversified Income Traded Fund, a Shari’a-compliant closed-ended traded investment fund managed by the Fund Manager;“FUND MANAGER”means Alkhabeer Capital, a CMA Authorized Person under License No. 07074-37;“FUND TERM”means 99 years as from the Listing Date, renewable at the discretion of the Fund Manager following obtaining the CMA’s approval;“INITIAL OFFERING PRICE”means the price at which Units will be offered during the Initial ...
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Authorized Persons Regulations means the regulations that bear the same name issued by CMA under Decision No. 1-83-2005 dated 21.05.1426 H, corresponding to 28.06.2005, as amended or re-enacted and enforced from time to time.
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Authorized Persons Regulations means the regulations of the same name made by the CMA under Resolution Number 1-83-2005 on 21/05/1426H (corresponding to 28/06/2005G) as amended or re-enacted from time to time;
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Related to Authorized Persons Regulations

  • CFTC Regulations means the rules and regulations promulgated by the CFTC, as amended.

  • EP Regulations means The Environmental Permitting (England and Wales) Regulations SI 2016 No.1154 and words and expressions used in this permit which are also used in the Regulations have the same meanings as in those Regulations.

  • UCITS Regulations means the European Communities Undertakings for Collective Investment in Transferable Securities) Regulations, 2011 (S.I. No. 352 of 2011) (as amended consolidated or substituted from time to time) and any regulations or notices issued by the Central Bank pursuant thereto for the time being in force.

  • Central Bank UCITS Regulations means the Central Bank (Supervision and Enforcement)

  • the 2000 Regulations means the Water Supply (Water Quality) Regulations 2000(b); "the 2001 Regulations" means the Water Supply (Water Quality) Regulations 2001(c);

  • Procurement Regulations means, for purposes of paragraph 85 of the Appendix to the General Conditions, the “World Bank Procurement Regulations for IPF Borrowers”, dated November 2020.

  • ISA Regulations means The Individual Savings Account Regulations 1998, as amended or replaced from time to time.

  • SEBI Regulations means the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 together with the circulars issued thereunder, including any statutory modification(s) or re-enactment(s) thereof for the time being in force.

  • EEA Regulations means the Immigration (European Economic Area) Regulations 2006.