Authorized Persons Regulations definition

Authorized Persons Regulations means the regulations of the same name issued by the CMA under Resolution Number 1-83-2005 of 21/05/1426H (corresponding to 28/06/2005G) and as amended from time to time;
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Authorized Persons Regulations means the Authorized Persons Regulations issued by the Authority pursuant to Resolution Number 1-83-2005 dated 21/05/1426 H which corresponds to 28/6/2005 G as amended and re-enacted from time to time by the Authority.
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Authorized Persons Regulations means the Authorized Persons Regulations made by the CMA pursuant to the Capital Market Law under Resolution Number 1-83-2005 dated 21/05/1426 as amended and re-enacted from time to time;
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Examples of Authorized Persons Regulations in a sentence

  • It should be noted that Samba Capital is a corporate body licensed under the Authorized Persons Regulations issued by CMA, license No. (07069-37).

  • The Fund Manager may enter into commission arrangements that are limited to goods and services that the Fund Manager may receive, in relation to the execution of transactions on behalf of the Fund or to conduct research in favor of the Fund in accordance with the Authorized Persons Regulations.

  • The Fund Manager shall appoint an investment portfolio manager registered with the CMA in accordance with the Authorized Persons Regulations issued by the CMA to oversee management of the Fund.

  • The Fund Manager may enter into special commission arrangements that are limited to goods and services that the Fund Manager may receive, in relation to the execution of transactions on behalf of the Fund or to conduct research in favor of the Fund in accordance with the Authorized Persons Regulations.

  • This Manual, apart from the above-mentioned objectives, provides a summary, of the applicable Authorized Persons Regulations “APRs” issued by the Board of Capital Market Authority, for the guidance of employees.

  • To take the necessary actions to segregate the Fund’s assets from any other assets of the Custodian, including but not limited to,stipulate in all relevant records that the ownership of the assets is for the Fund or Fund Manager in accordance with the Custodian's obligations under the Authorized Persons Regulations.

  • This Manual, apart from the above-mentioned objectives, provides a summary, of the applicable Authorized Persons Regulations “APRs” issued by the Board of Capital Market Authority, for the guidance of employees.Internal Audit FunctionThe Company’s internal audit function focuses on the appropriateness of controls instituted in the Company’s processes.

  • The Company shall handle the funds deposited by the Client with the Company in accordance with the provisions of the Client Money Rules set out in the Authorized Persons Regulations.

  • The Company does not assume any responsibility for any loss or harm that the Customer may incur with the exception of any loss or harm that results from a breach by the Company of its obligations as an Authorized Person under the Authorized Persons Regulations.

  • The Customer will be informed of the status of the execution of his orders within 24 hours of the date of the execution of the transaction by the provision of a contract note in accordance with Article 47 of the Authorized Persons Regulations and containing the information referred to in annex 5.5 thereof.


More Definitions of Authorized Persons Regulations

Authorized Persons Regulations means the regulations having the same name issued by the CMA under Resolution No. 1- 83-2005 on 21/05/1426H (corresponding to 28/06/2005G), as amended by CMA Board Resolution No. 3-85-2017 on 27/12/1438H, corresponding to 18/09/2017G, and as amended from time to time;“DAY”means a Business Day in the Kingdom of Saudi Arabia in accordance with the official CMA Business Days;“BUSINESS DAY”means any day on which banks are open for business in Saudi Arabia;“CALENDAR DAY”means any day, whether a Business Day or not;“TERMS AND CONDITIONS”means the contracts containing the requisite information and terms in accordance with Article (32) of the Investment Funds Regulations in respect of the general fund, which are signed by and between the Fund Manager and the Unitholders;“INFORMATION MEMORANDUM”means the Fund’s Information Memorandum made available to all prospective Unitholders to enable them to make well-considered decisions based on sufficient information concerning the offered investment;“CAPITAL”means the Subscription Amounts subscribed for by the Unitholders in the Fund;“MINIMUM TARGET FUND CAPITAL”means the minimum sum of SAR 300 million that the Fund Manager intends to raise through the offering of the Fund Units;“CLOSING DATE”is the ending date of the Initial Offering Period;“LISTING DATE”means the date on which the Units are listed on the Saudi Stock Exchange (Tadawul);“CMA” OR THE “AUTHORITY”means the Saudi Arabian Capital Market Authority; “LAW”means the Capital Market Law, promulgated by Royal Decree No. (M/30) dated 02/06/1424H, corresponding to 31/07/2003G, as amended by Resolution No. (52) dated 18/01/1441H, and as amended from time to time; “LISTING RULES”means the Listing Rules approved by CMA Board Resolution No. (3-123-2017) dated 09/04/1439H, corresponding to 27/12/2017G, as amended by CMA Board Resolution No. (2019-104-1) dated 01/02/1441H, corresponding to 30/09/2019G, and as amended from time to time;“TERMINATION EVENT”means the events described in Paragraph (18) of these Terms and Conditions;“FUND”means Alkhabeer Diversified Income Traded Fund, a Shari’a-compliant closed-ended traded investment fund managed by the Fund Manager;“FUND MANAGER”means Alkhabeer Capital, a CMA Authorized Person under License No. 07074-37;“FUND TERM”means 99 years as from the Listing Date, renewable at the discretion of the Fund Manager following obtaining the CMA’s approval;“INITIAL OFFERING PRICE”means the price at which Units will be offered during the Initial ...
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Authorized Persons Regulations means the regulations that bear the same name issued by CMA under Decision No. 1-83-2005 dated 21.05.1426 H, corresponding to 28.06.2005, as amended or re-enacted and enforced from time to time.
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Authorized Persons Regulations means the regulations of the same name made by the CMA under Resolution Number 1-83-2005 on 21/05/1426H (corresponding to 28/06/2005G) as amended or re-enacted from time to time;
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Authorized Persons Regulations means the regulations having the same name issued by the CMA under Resolution No. 1-83-2005 on 21/05/1426H (corresponding to 28/06/2005G), as amended by CMA Board Resolution No. 3-85-2017 on 27/12/1438H, corresponding to 18/09/2017G, and as amended from time to time; “DAY” means a Business Day in the Kingdom of Saudi Arabia in accordance with the official CMA Business Days; “BUSINESS DAY” means any day on which banks are open for business in Saudi Arabia; “CALENDAR DAY” means any day, whether a Business Day or not; “TERMS AND CONDITIONS” means the contracts containing the requisite information and terms in accordance with Article (32) of the Investment Funds Regulations in respect of the general fund, which are signed by and between the Fund Manager and the Unitholders; “INFORMATION MEMORANDUM” means the Fund’s Information Memorandum made available to all prospective Unitholders to enable them to make well-considered decisions based on sufficient information concerning the offered investment; “CAPITAL” means the Subscription Amounts subscribed for by the Unitholders in the Fund; “MINIMUM TARGET FUND CAPITAL” means the minimum sum of SAR 300 million that the Fund Manager intends to raise through the offering of the Fund Units; “CLOSING DATE” is the ending date of the Initial Offering Period; “LISTING DATE” means the date on which the Units are listed on the Saudi Stock Exchange (Tadawul); “CMA” OR THE “AUTHORITY” means the Saudi Arabian Capital Market Authority;
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Related to Authorized Persons Regulations

  • Authorized Persons means Contractor’s employees, officers, partners, Subcontractors or other agents of Contractor who need to access State Data to enable Contractor to perform its responsibilities under Contract.

  • Corporations Regulations means the Corporations Regulations 2001 (Cth).

  • Authorized Personnel means the employees of the Licensee and personnel from third parties who work on behalf of the Licensee under a contract (which shall include confidentiality clause) entered into and between the Licensee and the third party.

  • Authorized Person means any officer of the Fund and any other person authorized by the Fund to give Oral or Written Instructions on behalf of the Fund. An Authorized Person's scope of authority may be limited by setting forth such limitation in a written document signed by both parties hereto.

  • CFTC Regulations means the rules and regulations promulgated by the CFTC, as amended.

  • EP Regulations means The Environmental Permitting (England and Wales) Regulations SI 2016 No.1154 and words and expressions used in this permit which are also used in the Regulations have the same meanings as in those Regulations.

  • UCITS Regulations means the European Communities (Undertakings for Collective

  • Authorized prescriber means a physician, dentist, advanced practice registered nurse or physician assistant;

  • TRADES Regulations means the regulations of the United States Department of the Treasury, published at 31 C.F.R. Part 357, as amended from time to time. Unless otherwise defined herein, all terms defined in the TRADES Regulations are used herein as therein defined.

  • Central Bank UCITS Regulations means the Central Bank (Supervision and Enforcement)

  • the 1997 Regulations means the Zebra, Pelican and Puffin Pedestrian Crossing Regulations 1997.

  • OFAC Regulations means the regulations promulgated by OFAC, as amended from time to time.

  • Advisers Act Rules and Regulations means the rules and regulations of the Commission under the Advisers Act.

  • the 2000 Regulations means the Water Supply (Water Quality) Regulations 2000(b); "the 2001 Regulations" means the Water Supply (Water Quality) Regulations 2001(c);

  • the 2010 Regulations means the Occupational and Personal Pension Schemes (Automatic Enrolment) Regulations 2010;

  • Regulations of the U.S. Department of Transportation means the regulations in 49 CFR Parts 100-189.

  • Procurement Regulations means, for purposes of paragraph 85 of the Appendix to the General Conditions, the “World Bank Procurement Regulations for IPF Borrowers”, dated November 2020.

  • Transparency Reports means a report in accordance with Schedule 7 Part 1 (Transparency Reports) containing the contract information as set out in the table for that Part for publication by the Authority in the interests of transparency.

  • the 2002 Regulations means the Traffic Signs Regulations and General Directions 2002;

  • SBE Regulations means the written regulations and procedures adopted pursuant to this chapter for procurement of Supplies, Services and Public Works.

  • 1940 Act Rules and Regulations means the rules and regulations of the Commission under the 1940 Act.

  • Privacy Regulations means the Privacy and Electronic Communications (EC Directive) Regulations 2003 as amended in 2004, 2011, 2015 and 2016 and as may be further amended from time to time;

  • ISA Regulations means The Individual Savings Account Regulations 1998, as amended or replaced from time to time.

  • WHFIT Regulations Treasury Regulations section 1.671-5, as amended.

  • PPPFA Regulations means the Preferential Procurement Regulations, 2017 published in terms of the PPPFA.

  • Security Regulations has the meaning set forth in Section 8.2(a).