Broker Name definition

Broker Name. Contact: ________________ Telephone: ________________
Sample 1Sample 2
Broker Name. Broker Dealer: ______________________
Sample 1Sample 2
Broker Name. Broker Phone Number: Agency Name: Broker Email: Does the Employer wish to provide Debit Cards Yes No Are the Employees to receive Debit Cards? Yes No Are Eligible Spouses to receive Debit Cards? Yes No Name of Health Insurance Carrier: Name of Health Plan: Health Plan Year Effective Date: Health Plan Year End Date: HRA Plan Year Effective Date: HRA Plan Year End Date: Who is responsible for MD State Extension/COBRA processes? Number of Employees that will be participating in the HRA Plan: The Advantage HRA Plan will follow the same eligibility guidelines (i.e. waiting periods, effective dates and termination dates) as the Health Plan. However, certain employees may not be eligible to participate in the tax advantages of an HRA (i.e. self-employed individuals, partners in a partnership, more than 2% shareholders in an S Corporation). Please consult with your tax accountant for specific information. Do you currently have a Health Reimbursement Arrangement (HRA) Plan: Yes No If Yes, what is the Plan Year? Medical Rx (Excludes over the counter drugs) Dental Vision
Sample 1

Examples of Broker Name in a sentence

  • All sections to be completed in english in black / blue coloured ink and in block letters.)Distributor Name & ARN/ RIA No. Sub Broker Name & ARN/ RIA No.Sub Broker CodeEmployee Unique ID.

  • Number of Shares: Original Issue or Transfer from Treasury Account Broker Name: Broker’s DTC Number: Contact and Phone: The Broker will initiate the DWAC transaction on (date).

  • Purchaser: Purchaser: Purchaser’s Attorney: Attorney’s Firm Address: Purchaser’s Real Estate Broker Name: Company: Address: Telephone: Building: Apartment No. Number of Shares: Purchase Price: Monthly Maintenance: Name on Stock Certificate and other documents: (please reflect how your name(s) should appear on the Stock and Lease If applying for a mortgage names must match).

  • Only $XX of the Commission will be payable to [Broker Name] with the remaining $XX, which is the Commission Credit, to be credited to the shell rental portion of the annual rental payments due and owing to fully recapture this Commission Credit.

  • Date: Broker Name: DTC Participant Number: Telephone Number: Time: Firm Name: Fax Number: (One Basket = 50,000 FXC Shares) Number of Baskets Surrendered: Order # Number written out: This Redemption Order is subject to the terms and conditions of the Depositary Trust Agreement of the CurrencyShares Canadian Dollar Trust as currently in effect and the Participant Agreement between the Authorized Participant, the Trustee and the Sponsor named therein.

  • Date: Broker Name: DTC Participant Number: Telephone Number: Time: Firm Name: Fax Number: (One Basket = 50,000 FXC Shares) Number of Baskets Transacted: Order # Number written out: This Purchase Order is subject to the terms and conditions of the Depositary Trust Agreement of the CurrencyShares Canadian Dollar Trust as currently in effect and the Participant Agreement between the Authorized Participant, the Trustee and the Sponsor named therein.

  • Mutual Fund Investments Are Subject To Market Risks, Read All Scheme Related Documents Carefully.TRANSACTION SLIP DISTRIBUTOR INFORMATIONFOR OFFICE USE ONLYName & ARN* / RIA Code / PMRNSub Broker Name & Code*Upfront commission shall be paid directly by the investor to the AMFI registered Distributors based on the investors’ assessment of various factors including the service rendered by the distributors.

  • Date: Broker Name: DTC Participant Number: Telephone Number: Time: Firm Name: Fax Number: (One Basket = 50,000 FXA Shares) Number of Baskets Transacted: Order # Number written out: This Purchase Order is subject to the terms and conditions of the Depositary Trust Agreement of the CurrencyShares Australian Dollar Trust as currently in effect and the Participant Agreement between the Authorized Participant, the Trustee and the Sponsor named therein.

  • Date: Broker Name: DTC Participant Number: Telephone Number: Time: Firm Name: Fax Number: (One Basket = 50,000 [FXF] Shares) Number of Baskets Surrendered: Order # This Redemption Order is subject to the terms and conditions of the Depositary Trust Agreement of the CurrencyShares Swiss Franc Trust as currently in effect and the Participant Agreement between the Authorized Participant, the Trustee and the Sponsor named therein.

  • Corporate Agent Name / Agent/ Broker Name : Specified Person Name: Specified Person/Agent/ Broker Code: Specified Person/ Agent/ Broker License Code: Specified Person/ Agent/ Broker Tel.


More Definitions of Broker Name

Broker Name. Authorized Participant Firm Name: DTC Participant Number: Fax Number:
Sample 1
Broker Name. Firm Name:________________________ DTC Participant Number:____________ Fax Number:_______________________ Telephone Number:__________________ (One Basket = 50,000 [FXA] Shares) Number of Baskets Transacted:__________ Order #______________________________ Number written out:_______________ This Purchase Order is subject to the terms and conditions of the Depositary Trust Agreement of the CurrencyShares Australian Dollar Trust as currently in effect and the Participant Agreement between the Authorized Participant, the Trustee and the Sponsor named therein. All representations and warranties of the Authorized Participant set forth in such Depositary Trust Agreement and such Participant Agreement are incorporated herein by reference and are true and accurate as of the date hereof. The undersigned does hereby certify as of the date set forth below that he/she is an Authorized Person under the Participant Agreement and that he/she is authorized to deliver this Purchase Order to the Trustee on behalf of the Authorized Participant. The Authorized Participant enters into this agreement based on an estimated Basket Australian Dollar Amount disseminated the previous business day and recognizes the final Basket Australian Dollar Amount represented will be decreased based on the Trust's daily accrual. At the conclusion of the trading day a final NAV will be disseminated to all Authorized Participants, and the Basket Australian Dollar Amount required for the Purchase Order entered into on this day will be finalized and this Purchase Order will serve as a legally binding contract for settlement in 3 business days. ___________________________________ __________________________________ Date Authorized Person's Signature
Sample 1
Broker Name. By: Signature: Printed Name: Date:
Sample 1
Broker Name. Firm Name:___________________ NSCC Participant Number:______________ DTC Participant Number:_________ Telephone Number:____________________ Fax Number:___________________ Type of order (Check One) Creation of _________ Redemption of _________ CLAYMORE EXCHANGE-TRADED FUND TRUST: Claymore/BNY Mellon BRIC ETF (EEB) _______ Claymore/Zacks Sector Rotation ETF (XRO) ______ Claymore/Zacks Multi-Asset Income Index ETF (CVY) ______ Claymore/Sabrient Insider ETF (NFO) _____ Claymore/Sabrient Stealth ETF (STH) ______ Claymore/Sabrient Defensive Equity Index ETF (DEF) _____ Claymore/Ocean Tomo Patent ETF (OTP) _____ Claymore/Beacon Spin-Off ETF (CSD) _____ Claymore/Zacks Mid-Cap Core ETF (CZA) _____ Claymore/Ocean Tomo Growth Index ETF (OTR) _____ Claymore/BNY Mellon International Small Cap LDRs ETF (XGC)_____ Claymore/S&P Global Dividend Opportunities Index ETF (LVL)____ Claymore/Zacks Dividend Rotation ETF (IRO)____ Claymore/Raymond James SB-1 Equity ETF (XXX) ____ Wilshire 5000 Total Market ETF (WFVK) ____ Wilshire 4500 Completeion ETF (WXSP) ____ Wilshire US REIT ETF (WREI) ___ CLAYMORE EXCHANGE-TRADED FUND TRUST 2: Claymore/BNY Mellon EW Euro-Pacific LDRs ETF (XXX)_____ Claymore S&P Global Water Index ETF (CGW)____ Claymore/Beacon Global Exchanges, Brokers & Asset Managers Index ETF (EXB)____ Claymore/SWM Canadian Energy Income Index ETF (ENY)____ Claymore/Zacks Country Rotation ETF (CRO)____ Claymore/Zacks International Multi-Asset Income Index ETF (HGI)____ Claymore/Robb Report Global Luxury Index XXX (ROB)____ Claymore/Beacon Global Timber Index ETF (CUT)____ (continued on next page) Claymore/AlphaShares China Real Estate ETF (TAO)____ Claymore/AlphaShares China Small Cap Index ETF (HAO) ____ Claymore/MAC Global Solar Energy Index ETF (TAN) ____ Claymore/BNY Mellon Frontier Markets ETF (FRN) ____ Claymore/NYSE Arca Airline ETF (FAA) ____ Claymore/AlphaShares China All-Cap ETF (YAO) ____ Claymore China Technology ETF (CQQQ) ___ Claymore Shipping ETF (SEA) ____ If creation/redemption is a custom basket order, indicate the restricted security name, ticker and number of shares to be settled in cash as part of the Cash Component. -------------------------------------------------------------------------------- Name ____________________________ Symbol _________ Number of Shares_____________ Name ____________________________ Symbol _________ Number of Shares_____________ -------------------------------------------------------------------------------- PARTICIPANT INTE...
Sample 1

Related to Broker Name

  • business name or "trade name" means the name of a licensed business as used by the licensee on signs and advertising.

  • s Name Property Address: _________________________________________________________

  • Company Name Address: Attention: Tel: Fax: Email: For all correspondence except payments Center for Technology Licensing at Cornell University Attention: Executive Director 000 Xxxx Xxxx Xxxx, Xxxxx 000 Xxxxxx, XX 00000 FAX: 000-000-0000 TEL: 000-000-0000 EMAIL: xxx-xxxxxxxxx@xxxxxxx.xxx Center for Technology Licensing at Cornell University XX Xxx 0000 Xxxxxx, XX 00000-0000 Receiving bank name: Xxxxxxxx Trust Co. Bank account no.: 0111000065 Bank routing (ABA) no.: 000000000 SWIFT code: Bank account name: XXXXXX00 Cornell University Bank ACH format code: Not required Bank address: X.X. 000, Xxxxxx, XX 00000 Additional information: Reference D-4677 Agreement No.: <to be assigned> An email copy of the transaction receipt shall be sent to xxx-xxxxxxxxx@xxxxxxx.xxx. Licensee is responsible for all bank charges of wire transfer of funds for payments. The bank charges shall not be deducted from the total amount due to Cornell.

  • User Name means any user name allocated to the Customer for access to the Services;

  • Contact Name Date: Address: Phone: City: State: Zip Code: Email:

  • Legal Name means the name of the company, corporation or other entity constituted as a legal person under which this person exercises its rights and performs its obligations.

  • Brokerage services means those activities identified in sections 543B.3 and 543B.6.

  • Print Name Signature: Date:

  • Common name means any designation or identification such as code name, code number, trade name, brand name or generic name used to identify a chemical other than by its chemical name.

  • Name The formal name of this LLC is as stated above. However, this LLC may do business under a different name by complying with the state's fictitious or assumed business name statutes and procedures.

  • Trade name means the name of the Hotel set forth in the Addendum.

  • By: Name Title: Date: ---------------------------------------------------

  • Property Name Property Address: Control No.: The Mortgage File should be delivered to the following: ________________________________________ ________________________________________ ________________________________________

  • Caller identification service means a service that allows a telephone subscriber to have the telephone number, and, where available, name of the calling party transmitted contemporaneously with the telephone call, and displayed on a device in or connected to the subscriber’s telephone.

  • Residential address means the physical location where the student’s parents, legal guardians, persons having legal, lawful control of the student under order of a court, or persons standing in loco parentis reside. A student may use the residential address of a legal guardian, person having legal, lawful control of the student under order of a court, or person standing in loco parentis only if the student resides at the same residential address and if the guardianship or other legal authority is not granted solely for educational needs or school attendance purposes.

  • Xxxxxxx Family means Xxxxx X. Xxxxxxx, Xxxxx X. Xxxxxxx, Xx., Xxxxxx Xxxxxxx, Xxxx Xxxxxxx and the members of their Families.

  • First Name XXXXX XXXX" and "XXXXX," or "XXXXXXX" and "XXXX."

  • Your Signature (Sign exactly as your name appears on the face of this Note)

  • Residential User means all dwelling units such as houses, buildings, mobile homes, apartments, permanent multi-family dwellings.

  • FEIN means Federal Employer Identification Number.

  • contact information means information to enable an individual at a place of business to be contacted and includes the name, position name or title, business telephone number, business address, business email or business fax number of the individual;

  • User Identification means any unique user name (i.e., a series of characters) that is assigned to a person or entity by the Insured.

  • execution of orders on behalf of clients means acting to conclude agreements to buy or sell one or more financial instruments on behalf of clients and includes the conclusion of agreements to sell financial instruments issued by an investment firm or a credit institution at the moment of their issuance;

  • Brokerage agreement means a written or oral agreement

  • Project Name refers to the project title as stated in the legal agreement (Financing Agreement) between the World Bank and the Government. It should not be confused with the name of the UN Agency’s project or program financed from other sources.]

  • brokerage and research services shall have the meaning given in the Securities Exchange Act of 1934.