Broker Name definition

Broker Name. Contact: ________________ Telephone: ________________
Sample 1Sample 2
Broker Name. Broker Dealer: ______________________ Address: _______________________________________________________________________ Telephone: _____________________ Registered Representative # __________ Email address: _________________ I hereby represent that to the best of my knowledge, an investment in Units is a suitable investment for the Subscriber and I have performed due diligence to make the foregoing representation. In addition, I have taken reasonable steps to verify the Subscriber's identity in accordance with the NASD's Customer Identification Program and the Patriot Act. Signature: ________________________________ Office Manager Signature (if required): ____________________________________
Sample 1Sample 2
Broker Name. By: Signature: Printed Name: Date:
Sample 1

Examples of Broker Name in a sentence

  • All sections to be completed in english in black / blue coloured ink and in block letters.)Distributor Name & ARN/ RIA No. Sub Broker Name & ARN/ RIA No.Sub Broker CodeEmployee Unique ID.

  • No. (EUIN)Sub Broker CodeSub Broker Name & ARN/ RIA No.Distributor Name & ARN/ RIA No.EUIN is mandatory for “Execution Only” transactions.

  • Only $XX of the Commission will be payable to [Broker Name] with the remaining $XX, which is the Commission Credit, to be credited to the shell rental portion of the annual rental payments due and owing to fully recapture this Commission Credit.

  • The examination report would be signed by the Appraiser / Shed Superintendent, Examination Officer as well as exporter / representative of the Customs Broker (Name and ID Card number of the representative of the Customs Broker should be clearly mentioned below his signature).

  • The trade file should include, but not be limited to, the following: Custodian Account Number, Buy/Sell indicator, Broker Identification Code, Broker Name, Trade Date, Settle Date, Ticker, CUSIP, Security Description, Shares, Price, Principal, Commission, Fees, and Net Amount (all monetary amounts to be provided in base and local currency).

  • First time investors need to submit this form along with the main application form Broker Name / ARNSub Broker CodeISC Date Time Stamp Reference No. EUIN^ -^Investors should mention the EUIN of the person who has advised the investor.

  • All sections to be completed in english in black / blue coloured ink and in block letters.)Sub Broker CodeSub Broker Name & ARN/ RIA No.Distributor Name & ARN/ RIA No.Employee Unique ID.

  • Financial Capabilities of International Reinsurance Broker Name of Company: Summarized Actual Assets and Liabilities based on the audited Financial Statements for the previous two (5) years (copies attached) Financial Information2013 *Earnings before interest, tax, depreciation and amortization.**Any information, which is relevant and not included under other items may be included.

  • Total Fixed Deposit Amount (in gures) Rupees (Valid subject to Realization of Cheque / Demand Draft) for R for a period of: Months @ % per annum In the following Income Plan: Monthly Income Plan Quarterly Income Plan Annual Income Plan Cumulative (Annualised Yield on maturity) HFC Employee Name : Broker Name : Employee Name & ID : Channel Name : HFC Employee ID : Code No :Sub Broker Code : Branch SOL ID :Customer ID No.: Appl.

  • Name of Insured: Broker: Name of Insured Practice: Contact Person: Contact No: Postal Address: Registered Address: Identity Number: Telephone Number: Registration No: Fax Number: Email Address: DDMMYYYY Date established: (please mark the box with an (x)) Website: www PRESENT LEGAL CONSTITUTION Close Corporation Limited Co. Partnership Sole Practitioner Incorporated Co.


More Definitions of Broker Name

Broker Name. Broker Phone Number: Agency Name: Broker Email: Does the Employer wish to provide Debit Cards Yes No Are the Employees to receive Debit Cards? Yes No Are Eligible Spouses to receive Debit Cards? Yes No Plan and Employee Eligibility Information Name of Health Insurance Carrier: Name of Health Plan: Health Plan Year Effective Date: Health Plan Year End Date: HRA Plan Year Effective Date: HRA Plan Year End Date: Who is responsible for MD State Extension/COBRA processes? Number of Employees that will be participating in the HRA Plan: The Advantage HRA Plan will follow the same eligibility guidelines (i.e. waiting periods, effective dates and termination dates) as the Health Plan. However, certain employees may not be eligible to participate in the tax advantages of an HRA (i.e. self-employed individuals, partners in a partnership, more than 2% shareholders in an S Corporation). Please consult with your tax accountant for specific information. Do you currently have a Health Reimbursement Arrangement (HRA) Plan: Yes No If Yes, what is the Plan Year? HRA Eligible Expenses (check all that apply) Medical Rx (Excludes over the counter drugs) Dental Vision
Sample 1
Broker Name. Firm Name:________________________ DTC Participant Number:____________ Fax Number:_______________________ Telephone Number:__________________ (One Basket = 50,000 [FXA] Shares) Number of Baskets Transacted:__________ Order #______________________________ Number written out:_______________ This Purchase Order is subject to the terms and conditions of the Depositary Trust Agreement of the CurrencyShares Australian Dollar Trust as currently in effect and the Participant Agreement between the Authorized Participant, the Trustee and the Sponsor named therein. All representations and warranties of the Authorized Participant set forth in such Depositary Trust Agreement and such Participant Agreement are incorporated herein by reference and are true and accurate as of the date hereof. The undersigned does hereby certify as of the date set forth below that he/she is an Authorized Person under the Participant Agreement and that he/she is authorized to deliver this Purchase Order to the Trustee on behalf of the Authorized Participant. The Authorized Participant enters into this agreement based on an estimated Basket Australian Dollar Amount disseminated the previous business day and recognizes the final Basket Australian Dollar Amount represented will be decreased based on the Trust's daily accrual. At the conclusion of the trading day a final NAV will be disseminated to all Authorized Participants, and the Basket Australian Dollar Amount required for the Purchase Order entered into on this day will be finalized and this Purchase Order will serve as a legally binding contract for settlement in 3 business days. ___________________________________ __________________________________ Date Authorized Person's Signature
Sample 1
Broker Name. Firm Name:___________________ NSCC Participant Number:______________ DTC Participant Number:_________ Telephone Number:____________________ Fax Number:___________________ Type of order (Check One) Creation of _________ Redemption of _________ CLAYMORE EXCHANGE-TRADED FUND TRUST: Claymore/BNY Mellon BRIC ETF (EEB) _______ Claymore/Zacks Sector Rotation ETF (XRO) ______ Claymore/Zacks Multi-Asset Income Index ETF (CVY) ______ Claymore/Sabrient Insider ETF (NFO) _____ Claymore/Sabrient Stealth ETF (STH) ______ Claymore/Sabrient Defensive Equity Index ETF (DEF) _____ Claymore/Ocean Tomo Patent ETF (OTP) _____ Claymore/Beacon Spin-Off ETF (CSD) _____ Claymore/Zacks Mid-Cap Core ETF (CZA) _____ Claymore/Ocean Tomo Growth Index ETF (OTR) _____ Claymore/BNY Mellon International Small Cap LDRs ETF (XGC)_____ Claymore/S&P Global Dividend Opportunities Index ETF (LVL)____ Claymore/Zacks Dividend Rotation ETF (IRO)____ Claymore/Raymond James SB-1 Equity ETF (XXX) ____ Wilshire 5000 Total Market ETF (WFVK) ____ Wilshire 4500 Completeion ETF (WXSP) ____ Wilshire US REIT ETF (WREI) ___ CLAYMORE EXCHANGE-TRADED FUND TRUST 2: Claymore/BNY Mellon EW Euro-Pacific LDRs ETF (XXX)_____ Claymore S&P Global Water Index ETF (CGW)____ Claymore/Beacon Global Exchanges, Brokers & Asset Managers Index ETF (EXB)____ Claymore/SWM Canadian Energy Income Index ETF (ENY)____ Claymore/Zacks Country Rotation ETF (CRO)____ Claymore/Zacks International Multi-Asset Income Index ETF (HGI)____ Claymore/Robb Report Global Luxury Index XXX (ROB)____ Claymore/Beacon Global Timber Index ETF (CUT)____ (continued on next page) Claymore/AlphaShares China Real Estate ETF (TAO)____ Claymore/AlphaShares China Small Cap Index ETF (HAO) ____ Claymore/MAC Global Solar Energy Index ETF (TAN) ____ Claymore/BNY Mellon Frontier Markets ETF (FRN) ____ Claymore/NYSE Arca Airline ETF (FAA) ____ Claymore/AlphaShares China All-Cap ETF (YAO) ____ Claymore China Technology ETF (CQQQ) ___ Claymore Shipping ETF (SEA) ____ If creation/redemption is a custom basket order, indicate the restricted security name, ticker and number of shares to be settled in cash as part of the Cash Component. -------------------------------------------------------------------------------- Name ____________________________ Symbol _________ Number of Shares_____________ Name ____________________________ Symbol _________ Number of Shares_____________ -------------------------------------------------------------------------------- PARTICIPANT INTE...
Sample 1
Broker Name. Authorized Participant Firm Name: DTC Participant Number: Fax Number:
Sample 1

Related to Broker Name

  • business name or "trade name" means the name of a licensed business as used by the licensee on signs and advertising.

  • s Name Property Address: _________________________________________________________

  • Company Name Address: Attention: Tel: Fax: Email: If sent to Cornell: For all correspondence except payments - Center for Technology Licensing at Cornell University Attention: Executive Director 000 Xxxx Xxxx Xxxx, Xxxxx 000 Xxxxxx, XX 00000 FAX: 000-000-0000 TEL: 000-000-0000 EMAIL: xxx-xxxxxxxxx@xxxxxxx.xxx For all payments - If sent by mail: Center for Technology Licensing at Cornell University XX Xxx 0000 Xxxxxx, XX 00000-0000 If remitted by electronic payments via ACH or Fed Wire: Receiving bank name: Xxxxxxxx Trust Co. Bank account no.: 0111000065 Bank routing (ABA) no.: 000000000 SWIFT code: Bank account name: XXXXXX00 Cornell University Bank ACH format code: Not required Bank address: X.X. 000, Xxxxxx, XX 00000 Additional information: Reference D-5062 Agreement No.: <to be filled> An email copy of the transaction receipt shall be sent to xxx-xxxxxxxxx@xxxxxxx.xxx. Licensee is responsible for all bank charges of wire transfer of funds for payments. The bank charges shall not be deducted from the total amount due to Cornell.

  • User Name means any user name allocated to the Customer for access to the Services;

  • Contact Name P osition : : A ddress : : Zip Code & City : : E -mail address : : T elephone # : : Fax#: Country : :

  • Legal Name means the name of the company, corporation or other entity constituted as a legal person under which this person exercises its rights and performs its obligations.

  • Print Name Signature: Date:

  • Common name means any designation or identification such as code name, code number, trade name, brand name or generic name used to identify a chemical other than by its chemical name.

  • Name The Bank of New York Address: Xxx Xxxxxx Xxxxxx Xxxxxx X00 0XX Facsimile Number: 020 7964 6061/6399 Attention: Global Structured Finance

  • Trade name means the name of the Hotel set forth in the Addendum.

  • By: Name Title: Date: ---------------------------------------------------

  • Property Name Property Address: Control No.: The Mortgage File should be delivered to the following: ________________________________________ ________________________________________ ________________________________________

  • Caller identification service means a service that allows a telephone subscriber to have the telephone number, and, where available, name of the calling party transmitted contemporaneously with the telephone call, and displayed on a device in or connected to the subscriber’s telephone.

  • Residential address means the physical location where the student’s parents, legal guardians, persons having legal, lawful control of the student under order of a court, or persons standing in loco parentis reside. A student may use the residential address of a legal guardian, person having legal, lawful control of the student under order of a court, or person standing in loco parentis only if the student resides at the same residential address and if the guardianship or other legal authority is not granted solely for educational needs or school attendance purposes.

  • Identification sign means a sign whose copy is limited to the name and address of a building, institution, or person and/or to the activity or occupation being identified.

  • First Name XXXXX XXXX" and "XXXXX," or "XXXXXXX" and "XXXX."

  • Your Signature (Sign exactly as your name appears on the face of this Note) Signature Guarantee*: * Participant in a recognized Signature Guarantee Medallion Program (or other signature guarantor acceptable to the Trustee).

  • Residential User means all dwelling units such as houses, buildings, mobile homes, apartments, permanent multi-family dwellings.

  • FEIN means Federal Employer Identification Number.

  • Contact Information means information to enable an individual at a place of business to be contacted and includes the name, position name or title, business telephone number, business address, business email or business fax number of the individual;

  • User Identification means any unique user name (i.e., a series of characters) that is assigned to a person or entity by the Insured.

  • execution of orders on behalf of clients means acting to conclude agreements to buy or sell one or more financial instruments on behalf of clients and includes the conclusion of agreements to sell financial instruments issued by an investment firm or a credit institution at the moment of their issuance;

  • Project Name refers to the project title as stated in the legal agreement (Financing Agreement) between the World Bank and the Government. It should not be confused with the name of the UN Agency’s project or program financed from other sources.]

  • Business location means a location where the firm carries out an activity that requires registration, and includes a residence if regular and ongoing activity that requires registration is carried out from the residence or if records relating to an activity that requires registration are kept at the residence;

  • Xxxxxxx Mac Guide The Xxxxxxx Mac Single Family Seller/Servicer Guide and all amendments or additions thereto.

  • Master Street Address Guide or "MSAG" is a database of street names and house number ranges within their associated communities defining particular geographic areas and their associated ESNs to enable proper routing of 911 calls. "Meet Point" is a point of Interconnection between two (2) networks, designated by two (2) Telecommunications Carriers, at which one Carrier's responsibility for service begins and the other Carrier's responsibility ends.