Examples of Business Member in a sentence
A candidate who is both a resident and a business owner may qualify for either the Resident Member category pursuant to Section C (1)(a) above, or the Business Member category pursuant to this subsection.
A candidate who satisfies requirements as both a Resident and Business Owner may qualify for either the Resident Member category or the Business Member category pursuant to this subsection.
The Business Member believes that pricing is the key factor for FINRA members when choosing which FINRA Facility to use.
FINRA’s oversight of this function performed by the Business Member is conducted through a recurring assessment and review of TRF operations by an outside independent audit firm.
Additionally, the Business Member is obligated to pay the cost of regulation and is entitled to the profits and losses, if any, derived from the operation of the FINRA/Nasdaq TRF.