CAT Reporter definition

CAT Reporter means each national securities exchange, national securities association and Industry Member that is required to record and report information to the Central Repository pursuant to SEC Rule 613(c).
Sample 1Sample 2Sample 3
CAT Reporter means an Industry Member or Participant that enters into a Consolidated Audit Trail CAT Reporter Agreement with CATLLC.
Sample 1Sample 2Sample 3
CAT Reporter means the Industry Member or Participant that enters into this Agreement.
Sample 1Sample 2Sample 3

Examples of CAT Reporter in a sentence

  • Under SEC Rule 613(c)(7)(i)(A), the CAT NMS Plan must require each CAT Reporter to record and report “Customer-ID(s) for each customer” when reporting to the CAT order receipt or origination information.26 When reporting the modification or cancellation of an order, the rule further requires the reporting of “the Customer-ID of the 19 RFP Question 49.

  • Industry standards should be determined based on the type of CAT Reporter, Industry Member and type of system.

  • The Plan Processor must maintain information of sufficient detail to uniquely and consistently identify each Customer across all CAT Reporters, and associated accounts from each CAT Reporter.

  • The Plan Processor must be able to link accounts that move from one CAT Reporter to another due to mergers and acquisitions, divestitures, and other events.


More Definitions of CAT Reporter

CAT Reporter means “each national securities exchange, national securities association and Industry Member that is required to record and report information to the Central Repository pursuant to SEC Rule 613(c).” See CAT NMS Plan, Article I, Section 1.1. Only Industry Members would be reporting an interim value.
Sample 1Sample 2
CAT Reporter means each national securities exchange, national securities associationand Industry Member that is required to record and report information to the Central Repository pursuant to SEC Rule 613(c).
Sample 1Sample 2
CAT Reporter. ’ means ‘‘each national securities exchange, national securities association and Industry Member that is required to record and report information to the Central Repository
Sample 1

Related to CAT Reporter

  • Audit Report means a report summarising the testing completed and the actions arising following an Audit;

  • Consumer reporting agency means any person that, for monetary fees, dues, or on a cooperative nonprofit basis, regularly engages in whole or in part in the practice of assembling or evaluating consumer credit information or other information concerning consumers for the purpose of furnishing consumer credit reports to third parties.

  • Progress Report Form means UN Women’s standard form for progress reports attached to this Agreement.

  • Pick Up Report means the report detailing the number of sleeping rooms per day actually used out of the Program’s room block.