CAT Reporter definition

CAT Reporter means each national securities exchange, national securities association and Industry Member that is required to record and report information to the Central Repository pursuant to SEC Rule 613(c).
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CAT Reporter means an Industry Member or Participant that enters into a Consolidated Audit Trail CAT Reporter Agreement with CATLLC.
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CAT Reporter means the Industry Member or Participant that enters into this Agreement.
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Examples of CAT Reporter in a sentence

  • The database of CAT Reporter IDs will be made available both as a downloadable file on the CAT website and through the web portal API.

  • At a minimum, this requirement includes the creation of an order lifecycle between all order events handled within an individual CAT Reporter, including orders routed to internal desks or departments with different functions (e.g., an internal ATS).

  • Authorization between CAT Reporters, Submitter and Third Party Reporting Agents is granted through a reporting relationship that will be entered by the CAT Reporter using the CAT Reporter Portal.

  • Additionally, CAT Reporters may authorize a Third Party Reporting Agent to view and take action on data submitted on behalf of the CAT Reporter by another Submitter.

  • For the purposes of a policy of insurance effected under subsection (1)( b), the common property shall be deemed to be vested in the management corporation.

  • The Submitter ID uniquely identifies the Submitter and is not the same identifier as the CAT Reporter IMID.

  • A CAT Reporter may use any SRO assigned identifier that is valid on the CAT Trading Day for which CAT events are submitted.

  • When a CAT Reporter routes between different IMIDs of the same firm (same CRD), the CAT Reporter IMID may not be populated with the same value on the Order Route and Order Accepted events.

  • Figure 1: CAT Identifier Hierarchy 1.3.1. CAT Reporter ID Each entity which reports into CAT will be assigned a unique identifier: a CAT Reporter ID.

  • When the file is received with a Third Party Reporting Agent designated, CAT will verify the CAT Reporter has authorized the Third Party.


More Definitions of CAT Reporter

CAT Reporter means “each national securities exchange, national securities association and Industry Member that is required to record and report information to the Central Repository pursuant to SEC Rule 613(c).” See CAT NMS Plan, Article I, Section 1.1. Only Industry Members would be reporting an interim value.
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CAT Reporter means each national securities exchange, national securities associationand Industry Member that is required to record and report information to the Central Repository pursuant to SEC Rule 613(c).
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CAT Reporter means each national securities exchange, national securities association
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CAT Reporter. ’ means ‘‘each national securities exchange, national securities association and Industry Member that is required to record and report information to the Central Repository
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Related to CAT Reporter

  • Audit Report means a report summarising the testing completed and the actions arising following an Audit;

  • Cost Report means a report detailing all costs incurred in relation to the Activity, to be submitted by the Incubatee to the Incubator.

  • Certification Practice Statement means a statement issued by a Certifying Authority to specify the practices that the Certifying Authority employs in issuing Digital Signature Certificates;

  • Day reporting means a program of enhanced supervision

  • Summary Subcontract Report (SSR) Coordinator, as used in this clause, means the individual at the department or agency level who is registered in eSRS and is responsible for acknowledging or rejecting SSRs in eSRS for the department or agency.

  • Consumer reporting agency means any person that, for monetary fees, dues, or on a cooperative nonprofit basis, regularly engages in whole or in part in the practice of assembling or evaluating consumer credit information or other information concerning consumers for the purpose of furnishing consumer credit reports to third parties.

  • Mandatory Reporter means any public or private official who, while acting in an official capacity, comes in contact with and has reasonable cause to believe that an individual with disabilities has suffered abuse, or that any person with whom the official comes in contact while acting in an official capacity, has abused the individual with disabilities. Pursuant to ORS 430.765(2) psychiatrists, psychologists, clergy and attorneys are not mandatory reporters with regard to information received through communications that are privileged under ORS 40.225 to 40.295.

  • Progress Assessment Report (PAR means the monthly compliance report to Owner verifying compliance with the HUB subcontracting plan (HSP).

  • Transparency Reports means a report in accordance with Schedule 7 Part 1 (Transparency Reports) containing the contract information as set out in the table for that Part for publication by the Authority in the interests of transparency.

  • Case Report Form means a printed, optical or electronic document or database designed to record all of the information, which is required by the Protocol to be reported to the Sponsor on each Study Participant.

  • MI Report means a report containing Management Information submitted to the Authority in accordance with Framework Schedule 8 (Management Information);

  • Assessment Report : means the assessment report referred to in Articles 32(2) and 33(3) of Regulation (EC) No 834/2007 drawn up by an independent third party fulfilling the requirements of ISO Standard 17011 or by a relevant competent authority, which includes information on document reviews, including the descriptions referred to in Articles 4(3)(b) and 11(3)(b) of this Regulation, on office audits, including critical locations and on risk-oriented witness audits conducted in representative third countries.