Chief Regulatory Officer definition

Chief Regulatory Officer means the individual appointed by the Board as the Exchange’s chief regulatory officer.

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Chief Regulatory Officer means the individual appointed by the Board as the Exchange’s chief regulatory officer for the DCM Trading System.

Chief Regulatory Officer means the head of a Division of the Authority under sub-section (3) of section 21;

Examples of Chief Regulatory Officer in a sentence

The Chief Regulatory Officer shall have general supervision of the regulatory operations of the Company, including responsibility for overseeing the Company’s surveillance, examination, and enforcement functions and for administering any regulatory services agreements with another self-regulatory organization to which the Company is a party.
Except as provided herein, the Board may, from time to time as it deems advisable, select natural persons who are employees or agents of the Company and designate them as officers of the Company (the “Officers”) and assign titles (including, without limitation, Chief Executive Officer, Vice President, Chief Financial Officer, Chief Regulatory Officer, Secretary and Treasurer) to any such person.
In furtherance of its functions, the Regulatory Oversight Committee (i) shall review the Exchange’s regulatory budget, which shall be approved by the Board of Directors, and shall specifically inquire into the adequacy of resources available in the budget for regulatory activities; and (ii) shall meet regularly with the Chief Regulatory Officer in executive session.
The Chief Regulatory Officer may, but is not required to, also serve as the General Counsel of the Company.
The Chief Regulatory Officer shall meet with the Regulatory Oversight Committee of the Company in executive session at regularly scheduled meetings of such Committee, and at any time upon request of the Chief Regulatory Officer or any member of the Regulatory Oversight Committee.
The officers of the Company shall include a Chief Executive Officer (the “CEO”), a Chief Regulatory Officer, a Company Secretary (the “Secretary”) and such other officers as in the Board’s opinion are desirable for the conduct of the business of the Company (collectively, the “Officers”).
In furtherance of its functions, the Regulatory Oversight Committee (i) shall review the Exchange’s regulatory budget, which shall be approved by the Board, and shall specifically inquire into the adequacy of resources available in the budget for regulatory activities; and (ii) shall meet regularly with the Chief Regulatory Officer in executive session.
To the extent that the CEO has any indirect supervisory responsibility for the role or function of the Chief Regulatory Officer, including implementation of the budget for the regulatory function or regulatory personnel matters, the Regulatory Oversight Committee shall take all steps reasonably necessary to ensure that the CEO does not compromise the regulatory autonomy and independence of the Chief Regulatory Officer or the regulatory function.
The Chief Regulatory Officer shall meet with the Regulatory Oversight Committee of the Company in executive session at regularly scheduled meetings of such committee, and at any time upon request of the Chief Regulatory Officer or any member of the Regulatory Oversight Committee.
A senior Officer of the Company shall be designated as the Chief Regulatory Officer of the Company.

More Definitions of Chief Regulatory Officer

Chief Regulatory Officer means the individual appointed by the Board as the Exchange’s chief regulatory officer in accordance with the Operating Agreement, with the duties and responsibilities as may be prescribed by the Board from time to time.

Chief Regulatory Officer means the chief regulatory officer of the Company; “CIO” means the chief information officer of the Company; “Company Advisers” has the meaning set out in clause 19.1(G) (IPO Notice); “Competing Business” means a business which carries on a Restricted Business; “Completion” has the meaning given to the same term in the Contribution Agreement; “Confidential Information” has the meaning set out in clause 26.1 (Confidential Information); “Contribution Agreement” means the contribution agreement between, among others, the Liberty Global Shareholder, the Telefónica Shareholder and the Company dated 7 May 2020; “Control” in relation to a body corporate (being the “Controlled Person”) means being:

Chief Regulatory Officer means the chief regulatory officer of the Company;

Chief Regulatory Officer or “CRO” means the individual appointed as the chief regulatory officer of the Exchange and approved by the Board.

Chief Regulatory Officer or “CRO” means an officer of the Exchange responsible for discharging regulatory functions of the Exchange;