Chief Regulatory Officer definition

Chief Regulatory Officer means the individual appointed by the Board as the Exchange’s chief regulatory officer.
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Chief Regulatory Officer means the individual appointed by the Board as the Exchange’s chief regulatory officer for the DCM Trading System.
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Chief Regulatory Officer means the head of a Division of the Authority under sub-section (3) of section 21;
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Examples of Chief Regulatory Officer in a sentence

  • If an affected party appeals an Official decision under this Rule (an “appeal”) within the time permitted, the Chief Regulatory Officer (“CRO”) or his/her designee will review such decision.

  • The Exchange shall designate the individual to serve as the Chief Regulatory Officer who shall report to, consult with and provide information to the Regulatory Oversight Committee, and execute any other duties or responsibilities as required by CFTC Regulation 17 CFR Part 38, as amended.

  • In the interest of maintaining a fair and orderly market for the protection of investors, the Chief Regulatory Officer or designee thereof, who is an officer of the Exchange (collectively "Exchange Officer") may, on his or her own motion or upon request, determine to review any transaction occurring on the Exchange that is believed to be erroneous.

  • The Chief Regulatory Officer shall meet with the Regulatory Oversight Committee of the Company in executive session at regularly scheduled meetings of such committee, and at any time upon request of the Chief Regulatory Officer or any member of the Regulatory Oversight Committee.

  • The Chief Regulatory Officer may, but is not required to, also serve as the General Counsel of the Company.

  • Except with the prior written approval of the Chief Regulatory Officer, no Participant or Authorized User shall, directly or indirectly, give or permit to be given anything of value, including gifts and gratuities, to an Exchange Official in an amount that exceeds the maximum value permitted by the Exchange’s gifts and entertainment policy.

  • The Chief Regulatory Officer shall have general supervision of the regulatory operations of the Company, including responsibility for overseeing the Company’s surveillance, examination, and enforcement functions and for administering any regulatory services agreements with another self-regulatory organization to which the Company is a party.

  • A Respondent found by the Hearing Panel to have violated an Exchange Rule or applicable law or who is subject to any summary action imposed pursuant to Rule 604 may appeal the decision within fourteen (14) days of receiving the order of the Hearing Panel decision or notice of summary action by filing a notice of appeal with the Chief Regulatory Officer.

  • At any time, the Chief Regulatory Officer, in consultation with the Regulatory Oversight Committee of the Board, may summarily suspend, revoke, limit, or condition a Participant’s privileges on the Exchange.

  • The Chief Regulatory Officer or his designee, at its sole discretion, shall determine such market price by taking account of bona fide sales and quotations on such date including any purchase by the buyer to replace the defaulted delivery.If the buyer fails to accept delivery, he shall be penalized $.10 per pound plus the decline, if any, from the purchase price to the full market price on the day of tender, as determined by the Chief Regulatory Officer or his designee in the above stated manner.


More Definitions of Chief Regulatory Officer

Chief Regulatory Officer means the chief regulatory officer of the Company;
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Chief Regulatory Officer means the individual appointed by the Board as the Exchange’s chief regulatory officer in accordance with the Operating Agreement, with the duties and responsibilities as may be prescribed by the Board from time to time.
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Chief Regulatory Officer or “CRO” means an officer of the Exchange responsible for discharging regulatory functions of the Exchange;
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Chief Regulatory Officer or “CRO” means the individual appointed as the chief regulatory officer of the Exchange and approved by the Board.
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Related to Chief Regulatory Officer

  • Chief Compliance Officer means the individual appointed by the Board as BSEF’s chief compliance officer in accordance with the Operating Agreement, with the duties and responsibilities as may be prescribed by the Board from time to time as set forth in Rule 208.

  • President means the President of the Corporation.

  • Executive Officer means, with respect to any corporation, the Chief Executive Officer, Chief Operating Officer, Chief Financial Officer, President, Executive Vice President, any Vice President, the Secretary or the Treasurer of such corporation; and with respect to any partnership, any general partner thereof.

  • Chief Administrative Officer or “CAO” means the administrative head of a municipality as appointed by Council under clause 86(2)(c) of the Municipal Government Act.

  • CFO means an individual who acted as chief financial officer of the Company, or acted in a similar capacity, for any part of the most recently completed financial year;

  • Nodal Officer means the Dy.Chief Engineer or Superintending Engineer an officer appointed by the Chief Engineer in writing who shall direct and supervise and to perform the duties set forth in sub - Clause 3.2 hereof and be in-charge of the works.