CLSA Group definition

CLSA Group means CLSA together with all Affiliates of CLSA.
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CLSA Group means CLSA B.V., CITIC Securities Co. Ltd, CITIC Securities International Co. Limited and all of the Affiliates;
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CLSA Group means CLSA and any bodies corporate in which CLSA B.V. holds in excess of 10% of the issued share capital (directly or indirectly);
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Examples of CLSA Group in a sentence

  • We may transfer any right or obligation under our General Terms to any member of the CLSA Group or designated party without your consent.

  • We may in our absolute discretion and, without prior disclosure to you, arrange for any transaction in Investments to be effected in whole or in part by the sale to, or purchase from, you of Investments by us or any member of the CLSA Group, at about the same time as, or in concert or in conjunction with the purchase from or sale to another customer of some or all of such Investments.

  • In addition, the CLSA Group has a detailed Anti-Bribery and Corruption policy.

  • ALP Australia is subject to CLSA Group Policies relating to Information Technology and Compliance.

  • For more information on the skills and experience of our Compensation Committee members please see their biographies in Section 3 of this Circular – About the Director Nominees.

  • References in this Policy to “we”, “us” and “our” mean CLSA and, where the context requires, will also include any company in the CLSA Group, or persons connected with the CLSA Group.

  • You acknowledge and agree that we may carry out any transaction with or for you directly or, in our discretion, with or through a third party (whether a member of the CLSA Group or not) on such terms as we deem reasonably necessary in order for us to effect your instructions and which shall be binding on you.

  • Mr. Yuan is the senior vice president of planning and finance department of CITIC Securities Company Limited (“CITIC Securities”), the controlling shareholder of CITIC Securities International Company Limited, which is the controlling shareholder (as defined in the Listing Rules) of the Company since April 2019 and the chief financial officer of CLSA Group, which is a wholly-owned subsidiary of CITIC Securities.

  • Prior to joining the CLSA Group, Mr. Chung worked at Morgan Stanley between November 2011 to April 2021 holding various positions including Regional Head of Legal for the Investment Management Private Funds business; Regional Head of Legal for the Investment Banking Mergers and Acquisitions business; and the Regional Chief Operating Officer for the Investment Management Private Funds business.

  • In the event that CLSA approves our application, we understand that CLSA will send us a confirmation specifying the CLSA Group entity which will provide the Services and specifying, and enclosing, the relevant Service and Market Annex(es).


More Definitions of CLSA Group

CLSA Group means CLSA B.V. and all of the Affiliates; “Conflicts Policy” shall have the meaning given in Article 22.1;
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CLSA Group means CLSA and persons Controlling, Controlled by, or under the
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CLSA Group means CLSA Europe BV, CLSA B.V. and all of the Affiliates;
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Related to CLSA Group

  • ERISA Group means the Borrower, any Subsidiary and all members of a controlled group of corporations and all trades or businesses (whether or not incorporated) under common control which, together with the Borrower or any Subsidiary, are treated as a single employer under Section 414 of the Internal Revenue Code.

  • Combined Group means a group of corporations or other entities that files a Combined Return.

  • Tax Group means any federal, state, local or foreign consolidated, affiliated, combined, unitary or other similar group of which the Acquiror Company is now or was formerly a member.

  • Parent Group has the meaning set forth in Section 8.03(c).

  • Remainco Group means RemainCo and its Subsidiaries, other than the SpinCo Group.

  • Seller Group Member means (a) Seller and its Affiliates, (b) directors, officers and employees of Seller and its Affiliates and (c) the successors and assigns of the foregoing.

  • Xxxx Group means collectively Xxxx Capital Fund V, L.P., Xxxx Capital Fund V-B, L.P., BCIP Associates, BCIP Trust Associates, L.P. and Xxxxxxxx Street Partners.

  • Contributing Parties has the meaning assigned to such term in the preamble.

  • Contributing Partner means each Partner contributing (or deemed to have contributed on termination and reconstitution of the Partnership pursuant to Section 708 of the Code or otherwise) a Contributed Property.

  • Seller’s Group means the Seller and any company which is, on or after the date of this Agreement, a subsidiary or holding company of the Seller or a subsidiary of a holding company of the Seller, and excludes, for the avoidance of doubt, any Group Company, and "Seller's Group Company" shall be construed accordingly.

  • SAP Group means SAP Parent and any of its Associated Companies.

  • Controlled Group Member means each trade or business (whether or not incorporated) which together with the Borrower is treated as a single employer under Sections 4001(a)(14) or 4001(b)(1) of ERISA or Sections 414(b), (c), (m) or (o) of the Code.

  • Seller Group means, at any time, the group of companies comprised of Xxxxx Fargo & Company and its subsidiaries at that time.

  • Minority group member means a United States citizen or permanent resident alien who is and can demonstrate membership in one of the following groups:

  • Top Paid Group means the top 20 percent of Employees who performed services for the Employer during the applicable year, ranked according to the amount of "415 Compensation" (determined for this purpose in accordance with Section 1.26) received from the Employer during such year. All Affiliated Employers shall be taken into account as a single employer, and Leased Employees within the meaning of Code Sections 414(n)(2) and 414(o)(2) shall be considered Employees unless such Leased Employees are covered by a plan described in Code Section 414(n)(5) and are not covered in any qualified plan maintained by the Employer. Employees who are non-resident aliens and who received no earned income (within the meaning of Code Section 911(d)(2)) from the Employer constituting United States source income within the meaning of Code Section 861(a)(3) shall not be treated as Employees. Additionally, for the purpose of determining the number of active Employees in any year, the following additional Employees shall also be excluded; however, such Employees shall still be considered for the purpose of identifying the particular Employees in the Top Paid Group:

  • Affiliated Group means any affiliated group within the meaning of Code Section 1504(a) or any similar group defined under a similar provision of state, local or foreign law.

  • SpinCo Group means (a) prior to the Effective Time, SpinCo and each Person that will be a Subsidiary of SpinCo as of immediately after the Effective Time, including the Transferred Entities, even if, prior to the Effective Time, such Person is not a Subsidiary of SpinCo; and (b) on and after the Effective Time, SpinCo and each Person that is a Subsidiary of SpinCo.

  • Relevant Group means the Company and any affiliated, combined, consolidated, unitary or similar group of which the Company is or was a member.

  • Member means a member of the Board;

  • VAT Group means a group for the purposes of the VAT Grouping Legislation.

  • Consolidated Group means the Borrower and all Subsidiaries which are consolidated with it for financial reporting purposes under GAAP.

  • Contributing Member shall have the meaning set forth in Section 3.2(b).

  • Promoter Group means such persons and entities constituting the promoter group as per Regulation 2(1)(pp) of the SEBI ICDR Regulations.

  • Xxxxx Group means Xxxxx and any Affiliate of Xxxxx.

  • Designated Group means - i) Black designated groups; ii) Black People; iii) Women; iv) people with disabilities or v) Small enterprise, as defined in Section 1 of National Small Enterprise Act, (102 of 1996)

  • Related Group For Loan Group 1, Group 1 and for Loan Group 2, Group 2.