Compliance Policy definition

Compliance Policy means the policy of the Group, approved by the Board of Directors of the Company, in relation to operational control procedures related to product origin (traceability, compliance with United States of America, European Union and United Nations Sanctions or any other state or authority which has issued Sanctions with which a member of the Group is required to comply) Compliant Borrowing Base Report means a Borrowing Base Report showing a Borrowing Base Amount which is zero (0) or a positive number Compliant Cross-Check Borrowing Base Report means a Cross-Check Borrowing Base Report, the accuracy of which has been verified by the Security Agent based on the information provided by independent sources acceptable to the Security Agent and reflected therein relating to:

Compliance Policy means the Company’s policy which is Attachment 1 to this Compliance Program;

Compliance Policy means the current version of the BLC® Listing Service Compliance Policy, as amended from time to time.

Examples of Compliance Policy in a sentence

• In addition, members of AllianceBernstein’s Board, executive officers and AllianceBernstein employees who regularly communicate with analysts or actual or potential investors in AllianceBernstein securities are subject to the AllianceBernstein Regulation FD Compliance Policy.

• In addition, members of AB’s Board, executive officers and AB employees who regularly communicate with analysts or actual or potential investors in AB securities are subject to the AB Regulation FD Compliance Policy.

• Shares of Stock issued in settlement of Units shall not be subject to any restriction on transfer other than any such restriction as may be required pursuant to Section 6.3, Section 7 or the Company’s Trading Compliance Policy.

• The Insider Trading Policy (see the attached Insider Trading Compliance Policy and Procedures) deals with the problem of insider trading in securities that could result in harm to a Fund, a client, or members of the public.

• Any questions regarding Franklin Templeton Investments Insider Trading Compliance Policy and Procedures or the Compliance Procedures should be referred to the Legal Department.

More Definitions of Compliance Policy

Compliance Policy. IsDB Policy on Anti-Money Laundering (AML), Countering the Financing of Terrorism (CFT) and Know Your Customer (KYC) approved on 19/12/2019 through BED Resolution IsDB/BED/15/12/019/(333)/80. “Customer Due Diligence (CDD) / Compliance Due Diligence”: means an onboarding process of conducting research, analysis and review aimed at knowing the customer (Know Your Customer/KYC) and understanding risks - including but not limited to Money Laundering/Terrorist Financing (ML/TF), tax evasion, sanctions, crime, integrity - dealing with the customer may pose, in accordance with IsDB Compliance Policy. “Money laundering”: means acquisition, possession. use or conversion or transfer proceeds of crime, for the purpose of concealing or disguising the illicit origin of the property, as defined in the IsDB Compliance Policy. “Terrorist Financing: generally, means the offence stipulated by Article 2 of the 1999 International Convention for the Suppression of the Financing of Terrorism, as defined in the IsDB Compliance Policy. “IsDB AML/CFT/KYC/Questionnaire/Form”: see Attachment/ Annex As an exception to the foregoing ITC 6.1 and ITC 6.2 above:

Compliance Policy means the Town’s Post-Issuance Compliance Policies and Procedures for Bonds, dated as of September 22, 2015, as hereafter amended, supplemented or modified.

Compliance Policy means any policy, procedure, manual or handbook of the Company, Moelis & Company Group LP or its subsidiaries.

Compliance Policy means, at any point in time, the current version of the compliance policy approved by the Governing Body and published by the Framework Administrator on the Document Repository.

Compliance Policy has the meaning specified in the Preliminary Statement of this Agreement.

Compliance Policy means the policy defined in paragraph 6 below;

Compliance Policy means this document as authorized by section (1)(b) of the act.