Compliance Questionnaire definition

Compliance Questionnaire means the set of questions sent by the Monitor to assess compliance with Defendants' revised policies regarding discrimination, harassment, and retaliation, the terms of the Decree, and Title VII.
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Compliance Questionnaire shall have the meaning assigned to it in Section 10.1(s).
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Compliance Questionnaire means the form for reporting upon compliance with Law and with Payment Program requirements completed by Seller and delivered to Buyer in connection with Buyer’s due diligence.
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Examples of Compliance Questionnaire in a sentence

  • The Governmental Agency agrees to furnish to the Authority, no later than June 30 of each year, an executed copy of the Tax Compliance Questionnaire set forth in Exhibit G to this Loan Agreement.

  • For recipients employing less than 15 persons, the department requests completion of the Civil Rights Compliance Questionnaire.

  • The AUDIT FIRM will also complete the USFR Compliance Questionnaire and submit it, along with management letters the AUDIT FIRM issues to the SCHOOL DISTRICT, to the Auditor General and to ADE in electronic format (PDF).

  • If the paid staff of the PROVIDER grows to fifteen (15) or more employees, the PROVIDER must complete the Civil Rights Compliance Questionnaire, CF Forms 946 A and B, in accordance with CFOP 60-16.

  • Assertions on the USFR Compliance Questionnaire made by the AUDIT FIRM must be adequately supported in the audit documentation, as described in the instructions to the questionnaire.

  • Annually, the DCRC shall provide the NCC with a Nondiscrimination Compliance Questionnaire.

  • If Client processes internettransactions through an IP connected point-of-sale terminal, or upon MENTOM’ request, Client must complete a PCI DSS Compliance Questionnaire and System Perimeter Scan performed by a Qualified Data Security Company (“QDSC”) approved by Visa, MasterCard and Discover at Client’s expense, and must attain PCI DSS compliance certification.

  • Attachment I- Program Specific Requirements Attachment II- Civil Rights Compliance Questionnaire Attachment III- Incident Reporting Identification and Response Policy Attachment IV- Network Provider Application Attachment V- Security Agreement Form Attachment VI- Audit Requirements Attachment VII- Master Agreement Attachment VIII- Clients Participating in Research Network Provider Fiscal Year ________ Fed.

  • SUBGRANTEE must submit Environmental Compliance Questionnaire (Appendix 5) for Proposed observational activities 30 days after the execution of this contract.

  • The NCC shall answer the questions contained in the Compliance Questionnaire and submit the completed Questionnaire to DCRC within sixty (60) days of receipt of the Questionnaire with any requested documentation, which shall include, the Contractor’s Assurance of Nondiscrimination.


More Definitions of Compliance Questionnaire

Compliance Questionnaire means the questionnaire set out in Schedule 1 to this Agreement. Confidential Information of a Party (Disclosing Party) includes:
Sample 1
Compliance Questionnaire means the questionnaire for evaluating suppliers and Third Parties prepared for the assessment of Compliance risks, approved by the General Shareholders' Meeting and available as Annex I to this Policy 5. THIRD-PARTY DUE DILIGENCEThe Company operates in accordance with the highest standards of corporate integrity and ethics and, therefore, must seek commercial and institutional relationships with individuals and organizations that share the same values.The Company is committed to hiring Third Parties based on an unbiased analysis of technical and professional criteria, business conditions, term and quality, in addition to the requirement of compliance with any and all legal, labor, environmental, occupational safety or integrity provisions by the their contractors.Employees are responsible for engaging Third Parties to whom the Company relates, so that they comply with the integrity requirements necessary for their hiring and for maintaining a harmonious and long- lasting relationship with the Company.The steps described in this Policy must be followed before hiring any Third Party. These steps must be completed and documented in accordance with the provisions of this Policy, as necessary, and copies must be kept in the Company's files for a period of five (5) years. 5.1. METHODOLOGYOnce the need to hire a Third Party is found, the professional requesting the hiring must submit a registration request, which will be received and processed by the Compliance Department.In all cases, the department responsible for hiring must forward a copy of the Corporate Code of Conduct and Ethics and the Company's Anti-Corruption Practices Policy and the Compliance Questionnaire6 to all Third Parties that demonstrate an interest in participating in hiring processes promoted by the Company before starting the execution of its services. 5.1.1. Submitting a Compliance QuestionaryThe Compliance Department may rely on the support of other departments (such as Legal, Human Resources and Ethics Committee) to analyze responses to the Compliance Questionnaire.The Compliance Department may request additional information and documents from Third Parties before completing its review. Where necessary, the Compliance Department may also carry out additional queries in media outlets with national repercussions or in relevant locations and in public data and information sources before making a recommendation. 5.1.2. Independent Background ChecksDuring the Independent Background Check phas...
Sample 1

Related to Compliance Questionnaire

  • Administrative Questionnaire means an Administrative Questionnaire in a form supplied by the Administrative Agent.

  • Collateral Questionnaire means a certificate in form satisfactory to Collateral Agent that provides information with respect to the personal or mixed property of each Credit Party.

  • Questionnaire shall have the meaning set forth in Section 2(a)(ii) hereof.

  • Investor Questionnaire has the meaning set forth in Section 5.8.

  • Notice and Questionnaire means a Notice of Registration Statement and Selling Securityholder Questionnaire substantially in the form of Exhibit A hereto.

  • Accredited Investor Questionnaire means the Accredited Investor Questionnaire set forth as Exhibit C-1 hereto.

  • Compliance Report means, as applicable in relation to the test being conducted, a report containing the results of the Compliance Tests carried out by State Street.

  • Indicative Quote means a Quote at which the Company has the right not to accept any Instructions or execute any Orders.

  • Selling Shareholder Questionnaire shall have the meaning set forth in Section 3(a).

  • Selling Stockholder Questionnaire shall have the meaning set forth in Section 3(a).

  • Assignment Details Form means written confirmation of the assignment details to be given to the Agency Worker upon acceptance of the Assignment;

  • Compliance certification means a submission to the department or the U.S. EPA, as appropriate, that is required under section 8 of this rule to report a NOx budget source’s or a NOx budget unit’s compliance or noncompliance with this rule and that is signed by the NOx authorized account representative in accordance with section 6 of this rule.

  • Exhibit F The awarded category pricing from the Contractor’s submitted Price Sheet from 3rd Bid RFP 15-80101507-SA-D

  • Compliance Statement is that certain statement in the form attached hereto as Exhibit B.

  • Form of Notice of Conversion means the “Form of Notice of Conversion” attached as Attachment 1 to the Form of Note attached hereto as Exhibit A.

  • Exhibit E means Exhibit E to the Judgment;

  • Information Package means the most recent compilation of financial and other data with respect to the Failed Bank, including any amendments or supplements thereto, provided to the Assuming Institution by the Corporation on the web site used by the Corporation to market the Failed Bank to potential acquirers.

  • MI Report means a report containing Management Information submitted to the Authority in accordance with Framework Schedule 8 (Management Information);

  • Information Request means a request for any Information under the FOI Legislation.

  • Exhibit D means Exhibit D to the Judgment;

  • Collateral Information Certificate the Collateral Information Certificate to be executed and delivered by the Borrower pursuant to Section 5.1, substantially in the form of Exhibit J.

  • Form of Assignment and Transfer means the “Form of Assignment and Transfer” attached as Attachment 3 to the Form of Note attached hereto as Exhibit A.

  • GLJ Report means the independent engineering reserves evaluation of certain oil, NGL and natural gas interests of the Company prepared by GLJ dated February 11, 2022 and effective December 31, 2021.

  • Condition Report means a condition report with respect to a Group III Vehicle, signed and dated by a Lessee or a Franchisee and any Manufacturer or its agent in accordance with the applicable Vehicle Disposition Program.

  • Advance Request means a request for an Advance submitted by Borrower to Lender in substantially the form of Exhibit A.

  • Inspection Report means the report delivered by the Master Servicer or the Special Servicer, as the case may be, substantially in the form of Exhibit L hereto.