Compliance Questionnaire definition

Compliance Questionnaire shall have the meaning assigned to it in Section 10.1(s).
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Compliance Questionnaire means the set of questions sent by the Monitor to assess compliance with Defendants' revised policies regarding discrimination, harassment, and retaliation, the terms of the Decree, and Title VII.
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Compliance Questionnaire means the questionnaire for evaluating suppliers and Third Parties prepared for the assessment of Compliance risks, approved by the General Shareholders' Meeting and available as Annex I to this Policy 5. THIRD-PARTY DUE DILIGENCEThe Company operates in accordance with the highest standards of corporate integrity and ethics and, therefore, must seek commercial and institutional relationships with individuals and organizations that share the same values.The Company is committed to hiring Third Parties based on an unbiased analysis of technical and professional criteria, business conditions, term and quality, in addition to the requirement of compliance with any and all legal, labor, environmental, occupational safety or integrity provisions by the their contractors.Employees are responsible for engaging Third Parties to whom the Company relates, so that they comply with the integrity requirements necessary for their hiring and for maintaining a harmonious and long- lasting relationship with the Company.The steps described in this Policy must be followed before hiring any Third Party. These steps must be completed and documented in accordance with the provisions of this Policy, as necessary, and copies must be kept in the Company's files for a period of five (5) years. 5.1. METHODOLOGYOnce the need to hire a Third Party is found, the professional requesting the hiring must submit a registration request, which will be received and processed by the Compliance Department.In all cases, the department responsible for hiring must forward a copy of the Corporate Code of Conduct and Ethics and the Company's Anti-Corruption Practices Policy and the Compliance Questionnaire6 to all Third Parties that demonstrate an interest in participating in hiring processes promoted by the Company before starting the execution of its services. 5.1.1. Submitting a Compliance QuestionaryThe Compliance Department may rely on the support of other departments (such as Legal, Human Resources and Ethics Committee) to analyze responses to the Compliance Questionnaire.The Compliance Department may request additional information and documents from Third Parties before completing its review. Where necessary, the Compliance Department may also carry out additional queries in media outlets with national repercussions or in relevant locations and in public data and information sources before making a recommendation. 5.1.2. Independent Background ChecksDuring the Independent Background Check phas...
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Examples of Compliance Questionnaire in a sentence

  • To help determine whether districts are in compliance, the Auditor General has developed the USFR Compliance Questionnaire, which consists of a series of questions to be completed by the District’s audit firm regarding requirements set forth in the USFR and Arizona Revised Statutes.

  • Quarterly GAAP Compliance Questionnaire: This data call template is to request information on the bureaus’ compliance with Generally Accepted Accounting Principles (GAAP).

  • Annually, the DCRC shall provide the NCC with a Nondiscrimination Compliance Questionnaire.

  • The proposals, supplemented with information from the Abbreviated Environmental Compliance Questionnaire, will also be reviewed by the Federal Program Officer to assess the environmental compliance of the proposed actions.

  • The Company periodically will circulate a Compliance Questionnaire to selected employees, including but not limited to officers, managers, supervisors and those with purchasing authority.

  • Code Compliance Questionnaire: A self-assessment survey issued by WADA in the form of a questionnaire through which a Signatory reports to WADA on its Code Compliance.

  • SPOs ensure that operators are aware of their rights and responsibilities, have a signed copy of the contract and that they understand the content by providing it in a format and language they understand.The requirement is to be applicable from 2025, as of Year 3 after certification.

  • The proposals, supplemented with information from the Abbreviated Environmental Compliance Questionnaire, will also be reviewed by the federal program officer to assess the environmental compliance of the proposed actions.

  • Many of the questions contained in the Compliance Questionnaire are intended to identify actual or potential conduct that could constitute a conflict of interest.

  • CenterSquare Employees are required to certify their compliance with the reporting requirements of the Code, by completing a Quarterly Compliance Questionnaire.


More Definitions of Compliance Questionnaire

Compliance Questionnaire means the questionnaire set out in Schedule 1 to this Agreement. Confidential Information of a Party (Disclosing Party) includes:
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Compliance Questionnaire means the form for reporting upon compliance with Law and with Payment Program requirements completed by Seller and delivered to Buyer in connection with Buyer’s due diligence.
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Related to Compliance Questionnaire

  • Administrative Questionnaire means an Administrative Questionnaire in a form supplied by the Administrative Agent.

  • Collateral Questionnaire means a certificate in form satisfactory to Collateral Agent that provides information with respect to the personal or mixed property of each Loan Party.

  • Questionnaire means the Documentation Information Questionnaire and the responses thereto provided by Borrowers and delivered to Agent.

  • Investor Questionnaire has the meaning set forth in Section 5.8.

  • Notice and Questionnaire means a Notice of Registration Statement and Selling Securityholder Questionnaire substantially in the form of Exhibit A hereto.

  • Accredited Investor Questionnaire means the Accredited Investor Questionnaire set forth as Exhibit C-1 hereto.

  • Compliance Report means, as applicable in relation to the test being conducted, a report containing the results of the Compliance Tests carried out by State Street.

  • Indicative Quote means a Quote at which the Company has the right not to accept any Instructions or execute any Orders.

  • Selling Shareholder Questionnaire shall have the meaning set forth in Section 3(a).

  • Selling Stockholder Questionnaire shall have the meaning set forth in Section 3(a).

  • Assignment Details Form means written confirmation of the assignment details to be given to the Agency Worker upon acceptance of the Assignment;

  • Exhibit F The awarded category pricing from the Contractor’s submitted Price Sheet from 3rd Bid RFP 15-80101507-SA-D

  • Exhibit IIB Standard File Codes - Delinquency Reporting The Loss Mit Type field should show the approved Loss Mitigation Code as follows: o ASUM- Approved Assumption o BAP- Borrower Assistance Program o CO- Charge Off o DIL- Deed-in-Lieu o FFA- Formal Forbearance Agreement o MOD- Loan Modification o PRE- Pre-Sale o SS- Short Sale o MISC- Anything else approved by the PMI or Pool Insurer NOTE: Wells Fargo Bank will accept alternative Loss Mitigation Types tx xxxse above, provided that they are consistent with industry standards. If Loss Mitigation Types other than those above are used, the Servicer must supply Wells Fargo Bank with a description of each of the Loss Mitigatixx Xxpes prior to sending the file.

  • Compliance Statement is that certain statement in the form attached hereto as Exhibit B.

  • Form of Notice of Conversion means the “Form of Notice of Conversion” attached as Attachment 1 to the Form of Note attached hereto as Exhibit A.

  • Exhibit E means Exhibit E to the Judgment;

  • Information Package means the most recent compilation of financial and other data with respect to the Failed Bank, including any amendments or supplements thereto, provided to the Assuming Institution by the Corporation on the web site used by the Corporation to market the Failed Bank to potential acquirers.

  • MI Report means a report containing Management Information submitted to the Authority in accordance with Framework Schedule 8 (Management Information);

  • Information Request means a request for any Information under the FOI Legislation.

  • compliance notice means a notice served in accordance with regulation 21(2); “conformity assessment procedure” means any procedure referred to in regulation 6;

  • Exhibit D means Exhibit D to the Judgment;

  • Collateral Information Certificate the Collateral Information Certificate to be executed and delivered by the Borrower pursuant to Section 5.1, substantially in the form of Exhibit J.

  • Form of Assignment and Transfer means the “Form of Assignment and Transfer” attached as Attachment 3 to the Form of Note attached hereto as Exhibit A.

  • GLJ Report means the independent engineering reserves evaluation of certain oil, NGL and natural gas interests of the Company prepared by GLJ dated February 11, 2022 and effective December 31, 2021.

  • Condition Report means a condition report with respect to a Program Vehicle, signed and dated by the Servicer and a Manufacturer or its agent in accordance with the applicable Manufacturer Program.

  • Advance Request means a request for an Advance submitted by Borrower to Lender in substantially the form of Exhibit A.