Customer Account Review means a review of a client’s knowledge and experience in derivatives for the purpose of making a recommendation to the client on, or allowing the client to transact in, a Listed Specified Investment Product;
Customer Account Review and CKA means the term “Customer Knowledge Assessment” under the Notice on the Sale of Investment Products issued by the MAS under SFA. The Client is aware that any inaccurate or incomplete information provided may affect the outcome of the CAR and/or CKA. The Client may be assessed or deemed not to possess the requisite or competence (i) under the Applicable Law; (ii) if Client refuses or fails to provide all relevant information and documents to uSMART SG for such Customer Assessments, or (iii) refuse to carry out the Customer Assessment (including performing any updates to the Customer Assessment as may be required by uSMART SG from time to time).
Customer Account Review means a review of a Customer’s knowledge and experience in derivatives for the purpose of opening an account for the Customer to trade in a Specified Investment Product which is listed for quotation or quoted on a securities market or a futures market;
Examples of Customer Account Review in a sentence
The Client acknowledges that the application to open an Account may be subject to uSMART SG having established that the Client has the requisite knowledge and competence under Applicable Law (including but not limited to the relevant Customer Account Review (CAR) and Customer Knowledge Assessment (CKA) requirements under the SFA, which uSMART SG may repeat from time to time) (“Customer Assessments”).
More Definitions of Customer Account Review
Customer Account Review shall have the meaning ascribed to it in Paragraph 7.1 of Schedule B. “Customer Knowledge Assessment” shall have the meaning ascribed to it in Paragraph 7.1 of Schedule B. “Delegates” shall have the meaning ascribed to it in Clause 21.1.
Customer Account Review shall have the meaning ascribed to it in Paragraph 7.1 of Schedule B.
Customer Account Review means a review of a Customer’s knowledge and experience in derivatives for the purpose of opening an account for the Customer to trade in a Listed Specified Investment Product;
Customer Account Review means the Bank’s review of the Customer’s knowledge and experience in derivatives for the purpose of opening an account for the Customer to trade in a Specified Investment Product which is listed on a securities market or a futures market;