Customer Account Review definition

Customer Account Review means a review of a client’s knowledge and experience in derivatives for the purpose of making a recommendation to the client on, or allowing the client to transact in, a Listed Specified Investment Product;
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Customer Account Review and CKA means the term “Customer Knowledge Assessment” under the Notice on the Sale of Investment Products issued by the MAS under SFA. The Client is aware that any inaccurate or incomplete information provided may affect the outcome of the CAR and/or CKA. The Client may be assessed or deemed not to possess the requisite or competence (i) under the Applicable Law; (ii) if Client refuses or fails to provide all relevant information and documents to uSMART SG for such Customer Assessments, or (iii) refuse to carry out the Customer Assessment (including performing any updates to the Customer Assessment as may be required by uSMART SG from time to time).
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Customer Account Review shall have the meaning ascribed to it in Paragraph 7.1 of Schedule B. “Customer Knowledge Assessment” shall have the meaning ascribed to it in Paragraph 7.1 of Schedule B. “Delegates” shall have the meaning ascribed to it in Clause 21.1.
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Examples of Customer Account Review in a sentence

  • The Customer Account Review, Customer Knowledge Assessment and Needs Analysis may be recorded in such documents as we may require from time to time.

  • Depending on whether a Retail Client wishes to deal in listed or unlisted SIPs, he will first need to pass respectively a Customer Account Review (“CAR”) and/or a Customer Knowledge Assessment (“CKA”) before he may be permitted to begin or continue trading in the relevant SIP.

  • The Client acknowledges that the application to open an Account may be subject to uSMART SG having established that the Client has the requisite knowledge and competence under Applicable Law (including but not limited to the relevant Customer Account Review (CAR) and Customer Knowledge Assessment (CKA) requirements under the SFA, which uSMART SG may repeat from time to time) (“Customer Assessments”).

  • Transactions in securities that are listed Specified Investment Products (SIPs) will only be allowed if the Customer Account Review (CAR) has been conducted on account holder(s) and the account approved for transactions in listed SIPs.

  • These requirements are to apply to the customer‟s initial trades until he has transacted the requisite number of trades such that he is assessed as having the relevant knowledge or experience in derivatives under the Customer Account Review.

  • Customer Account Review allows me to ascertain whether I have the relevant knowledge or experience to understand the risks and features of the product before proceeding with my application to open an account to trade in listed Specified Investment Products (such as foreign stocks, exchange-traded funds and other listedsecurities with embedded derivatives).

  • The intermediary is required to inform you of the outcome of the Customer Knowledge Assessment/ Customer Account Review if they assess that you do not possess the relevant knowledge or experience.

  • Please note that: (a) In relation to Excluded Investment Products; and(b) In relation to Specified Investment Products except where you are a person for whom UOBKH is obliged to effect or both of a Customer Account Review and/or a Customer Knowledge Assessment as condition to permitting you to trade or continue to trade in Specified Investment Products - i.e. what UOBKH’s Guide and Cautionary Notes referred to as a “Singapore Retail Customer”.

  • This assessment, known as Customer Knowledge Assessment (CKA)/ Customer Account Review (CAR), helps in the assessment of your knowledge or investment experience before recommendations are made to you or before your account is approved/ activated to transact in listed SIPs.You understand that any inaccurate or incomplete information provided by you may affect the outcome of the assessment.

  • I/we understand that, based on the outcome of my/our Customer Account Review, I am/we are assessed not to have the relevant knowledge or experience in derivatives.


More Definitions of Customer Account Review

Customer Account Review means a review of a Customer’s knowledge and experience in derivatives for the purpose of opening an account for the Customer to trade in a Listed Specified Investment Product;
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Customer Account Review shall have the meaning ascribed to it in Paragraph 7.1 of Schedule B.
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Customer Account Review means a review of a Customer’s knowledge and experience in derivatives for the purpose of opening an account for the Customer to trade in a Listed Specified Investment Product which is listed for quotation or quoted on a securities market or a futures market;
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Customer Account Review means a review of a Customer’s knowledge and experience in derivatives for the purpose of opening an account for the Customer to trade in a Specified Investment Product which is listed on a securities market or a futures market;
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Related to Customer Account Review

  • Customer Account means an account carried by a Participant on behalf of a Customer.

  • Customer Account Information means personally identifiable information including Personal Data and Consumption Data. Customer Account Information also includes information received by the Company from the customer for purposes of participating in regulated utility programs, including, but not limited to bill pay assistance, shutoff protection, renewable energy, demand-side management, load management, or energy efficiency.

  • Helpdesk Support means the 24x7x365 centre which shall handle Fault reporting, Trouble Ticketing and related enquiries during this contract.

  • Customer Support means the services by which 21Vianet may provide assistance to Customer to resolve issues with the Services.

  • END USER CUSTOMER LOCATION means the physical location of the premises where an End User makes use of the telecommunications services.

  • Client Account means the unique personalised account of the Client consisting of all Completed Transactions, Open Positions and Orders in the Trading Platform, the balance of the Client money and deposit/withdrawal transactions of the Client money.

  • Technical Support Services means the technical support and maintenance Services provided by us according to our then-current technical support policy and procedure listed at xxxxxxxxxxxxx.xxx (“Technical Support Policy”) when the Services are purchased.

  • Client Accounts means accounts of Clients (i) that are Controlled by an Access Person and (ii) in which no Access Person has a substantial proportionate economic interest; provided that, the Client pays a management, advisory or any other similar arms-length fee to the Access Person and the beneficiary of the Client Account is not an Immediate Family member of an Access Person.

  • Account Information Service Provider means a payment service provider pursuing business activities as referred to in point (8) of Annex I;

  • Customer account service means metering, billing, or such

  • Payment Initiation Service Provider or “PISP” means an authorised third party provider which provides a service that allows that third party to pass payment instructions to us on your behalf in relation to your Account.

  • End User Customer means a third party retail Customer that subscribes to a Telecommunications Service provided by either of the Parties or by another Carrier or by two (2) or more Carriers.

  • Utilization review plan or "plan" means a written procedure for performing review.

  • account information service means an online service to provide consolidated information on one or more payment accounts held by the payment service user with either another payment service provider or with more than one payment service provider;

  • Application Review Start Date means the later date of either the date on which the District issues its written notice that the Applicant has submitted a completed Application or the date on which the Comptroller issues its written notice that the Applicant has submitted a completed Application and as further identified in Section 2.3.A of this Agreement.

  • Customer Portal means a web portal maintained by Liferay or a Liferay Affiliate that provides for various resources accessible to Liferay Subscription customers as further described in Section 2.1 below.

  • Child support services means any civil, criminal or administrative action taken by the Division of

  • Technical Support means the technical assistance for attempting resolution of a reported Case through error correction, patches, hot fixes, workarounds, replacement deliveries, or any other type of Product corrections or modifications.

  • approach control service means air traffic control service for arriving or departing controlled flights;

  • Program Manager means the HCAI manager responsible for the grant program.

  • Helpdesk means the helpdesk facility provided by GBG to handle enquiries and administration for the Service.

  • Valuation manual means the manual of valuation instructions adopted by the NAIC as specified in this section or as subsequently amended.

  • Performance Monitoring System has the meaning given to it in paragraph 1.1.2 in Part B of Schedule 6 (Service Levels, Service Credits and Performance Monitoring);

  • First Level Support means any support relating to calls from Customer’s customers, end users or affiliates or general resolution of user errors, network errors, provisioning errors or Internet delays or malfunctions.

  • Claims processing services means the administrative services performed in connection with the processing and adjudicating of claims relating to pharmacist services that include:

  • Customer Service means Company’s customer service telephone service department or representatives.