Customer assessment. 7.1 You agree and acknowledge that in assessing your eligibility to trade in securities and units in collective investment schemes, we may be required to take into account and give due consideration to your investment knowledge and experience to trade in Listed Specified Investment Products (“Customer Account Review”) and unlisted Specified Investment Products ("Customer Knowledge Assessment"), or of your investment profile, financial objectives, financial situation, and particular needs (the "Needs Analysis") before or while providing any Services, opening any Account or to entering into any Transaction for your Account. The Customer Account Review, Customer Knowledge Assessment and Needs Analysis may be recorded in such documents as we may require from time to time. Pursuant to such Customer Account Review, Customer Knowledge Assessment and Needs Analysis, we may collect information about your investment objectives, financial situation and particular needs, including but not limited to the following:
Customer assessment. The Client acknowledges that the application to open an Account may be subject to uSMART SG having established that the Client has the requisite knowledge and competence under Applicable Law (including but not limited to the relevant Customer Account Review (CAR) and Customer Knowledge Assessment (CKA) requirements under the SFA, which uSMART SG may repeat from time to time) (“Customer Assessments”). For the avoidance of doubt, CAR means the term “Customer Account Review” and CKA means the term “Customer Knowledge Assessment” under the Notice on the Sale of Investment Products issued by the MAS under SFA. The Client is aware that any inaccurate or incomplete information provided may affect the outcome of the CAR and/or CKA. The Client may be assessed or deemed not to possess the requisite or competence (i) under the Applicable Law; (ii) if Client refuses or fails to provide all relevant information and documents to uSMART SG for such Customer Assessments, or (iii) refuse to carry out the Customer Assessment (including performing any updates to the Customer Assessment as may be required by uSMART SG from time to time).
Customer assessment a. Agency may use either existing assessment forms, or a Program-provided assessment form.
Customer assessment. Customer is solely responsible for determining the suitability of the Service for Customer's business and complying with any Laws applicable to Customer’s use of the Service.
