Direct Accounts definition

Direct Accounts means accounts registered in the name(s) of shareholders other than Approved Institutions.
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Direct Accounts means an account established by, maintained for and registered to a financial intermediary.
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Direct Accounts means the account of any Person that has directly invested amounts in the Funds through Transfer Agent (or following the Closing, through any other transfer agent, exchange agent or other Person providing similar services engaged or retained by Buyer and/or its Affiliates, including Buyer Sub-TA) and not through the use of a broker-dealer, including any other similar “non-managed money” accounts invested in the Funds through Transfer Agent (or following the Closing, through any other transfer agent, exchange agent or other Person providing similar services engaged or retained by Buyer and/or its Affiliates, including Buyer Sub-TA) and not through the use of a broker-dealer.
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Examples of Direct Accounts in a sentence

  • Price Services agrees that it will perform services set forth herein and on Schedule 1 of this Agreement, on behalf of the Fund, for Direct Accounts in accordance with all applicable rules and regulations, the Fund’s then-current prospectus and policies and procedures adopted by Price Services and the Funds (“Services”).

  • XXXX PRICE FUNDS By: /s/Lxxxx Xxxxxxx By: /s/Fxxx Xxxxxxx-Xxxx Name: Lxxxx Xxxxxxx Name: Fxxx Xxxxxxx-Xxxx Title: Vice President Title: Vice President Price Services agrees that it will perform Services on behalf of the Funds for Direct Accounts in accordance with procedures developed and maintained by Price Services, all applicable laws and the Fund’s then-current prospectus.

  • XXXX PRICE FUNDS By:/s/Lxxxx Xxxxxxx By: /s/Dxxxxxx Xxxxxx Name: Lxxxx Xxxxxxx Name: Dxxxxxx Xxxxxx Title: Vice President Title: Vice President Price Services agrees that it will perform Services on behalf of the Funds for Direct Accounts in accordance with procedures developed and maintained by Price Services, all applicable laws and the Fund’s then-current prospectus.

  • The amount you indicate below will be in addition to Payroll Deduction that you may have previously established for other CollegeAdvantage Direct Accounts.

  • In addition, accounts that do not have a financial intermediary associated with them are not eligible to hold Investor C Shares, and any Investor C Shares held in such accounts will be automatically converted to Investor A Shares (the “Investor C Direct Accounts Conversion” and together with the Investor C 8-Year Conversion, the “Investor C Conversions”).

  • The Mischler Financial Group Direct Accounts Conversion will occur on the basis of the relative net asset value of the shares of the two applicable classes on the conversion date, without the imposition of any sales load, fee or other charge.

  • XXXX PRICE FUNDS /s/Lxxxx Xxxxxxx /s/Fxxx Xxxxxxx-Xxxx By: _____________________ By: __________________ Name: Lxxxx Xxxxxxx Name: Fxxx Xxxxxxx-Xxxx Title: Vice President Title: Vice President Price Services agrees that it will perform Services on behalf of the Funds for Direct Accounts in accordance with procedures developed and maintained by Price Services, all applicable laws and the Fund’s then-current prospectus.

  • The Bancroft Capital Direct Accounts Conversion will occur on the basis of the relative net asset value of the shares of the two applicable classes on the conversion date, without the imposition of any sales load, fee or other charge.

  • The Cabrera Capital Markets Direct Accounts Conversion will occur on the basis of the relative net asset value of the shares of the two applicable classes on the conversion date, without the imposition of any sales load, fee or other charge.

  • Finally, Rice alleged (5) R&A had a conflict of interest based on a fee referral agreement with the law firm of Steptoe & Johnson.


More Definitions of Direct Accounts

Direct Accounts means accounts of Clients (other than SMAs) to which, or in respect of which, investment management, investment advisory or other services are provided (whether on a discretionary, non-discretionary or other basis, and whether by providing model portfolios, recommendations or other advice, and whether as adviser, subadviser or otherwise) to high net worth individuals, institutions or other Persons. For the avoidance of doubt, when used with respect to Seller or Seller’s Direct Account Business, “Direct Accounts” include the accounts of Clients of the Direct Account Business.
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Direct Accounts means the accounts of Clients of the Direct Account Business.
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Direct Accounts means those customer accounts listed on Schedule 1.1A hereto, as the same may be amended by Solaris in its sole discretion from time to time, as provided in Section 2.5.
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Direct Accounts. Means a customer that has contracted with ExxonMobil or an ExxonMobil Affiliate to purchase Products and/or Branded Technical Services, to be delivered to a location or to multiple locations (including within the Distributor’s Assigned Territory), and that is designated by ExxonMobil as a Direct Account; “Direct Account Delivery” A transaction in which a Distributor delivers Product(s) to a Direct Account. ExxonMobil buys the Product(s) from the Distributor at the time of delivery to the Direct Account; A transaction in which a Distributor performs or arranges for the performance of Branded “Direct Account Service(s)” Technical Services to a Direct Account. ExxonMobil may pay a fee to the Distributor for performing the Branded Technical Service;
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Direct Accounts means the 15 Accounts shown on the current Account Schedule with the largest value for the corresponding Eligible Account.
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Related to Direct Accounts

  • Direct Account : means any Account which is not an ISA Account.

  • Project Accounts means the Revenue Account, the Operating Account, the Maintenance Capital Expense Account, the Debt Service Reserve Account, the Insurance and Condemnation Proceeds Accounts and the Extraordinary Proceeds Account, including any sub-account within such accounts.

  • Project Account means the account referred to in Section 3.03 of this Agreement;

  • Collection Accounts As defined in Section 3.10(a).

  • Investment Accounts means the Collateral Account, Securities Accounts, Commodities Accounts and Deposit Accounts.

  • Disbursement Accounts has the meaning ascribed to it in Annex C.

  • Lockbox Accounts means the accounts maintained by Borrower at the Lockbox Banks into which all collections or payments on their Accounts and other Collateral are paid.

  • FT Account Pool #: Mortgagor's Name, Address and Zip Code: Mortgage Loan Number: Reason for Requesting Documents (check one)

  • Concentration Accounts has the meaning ascribed to it in Annex C.

  • Collateral Accounts means any and all accounts established and maintained by the Pledgee in the name of any Pledgor to which Collateral may be credited.

  • Operating Accounts shall have the meaning ascribed to it in Section 4.03.A.

  • Deposit Accounts means any “deposit accounts,” as such term is defined in the UCC, and includes any checking account, savings account, or certificate of deposit.

  • Lock-Box Account With respect to any Mortgaged Property, if applicable, any account created pursuant to any documents relating to a Mortgage Loan or Serviced Loan Combination to receive rental or other income generated by the Mortgaged Property. Any Lock-Box Account shall be beneficially owned for federal income tax purposes by the Person who is entitled to receive the reinvestment income or gain thereon in accordance with the terms and provisions of the related Mortgage Loan or Serviced Loan Combination and Section 3.07 of this Agreement, which Person shall be taxed on all reinvestment income or gain thereon.

  • Separate Accounts means the accounts which are to be prepared for each

  • Accounts means all presently existing and hereafter arising accounts, contract rights, and all other forms of obligations owing to Borrower arising out of the sale or lease of goods (including, without limitation, the licensing of software and other technology) or the rendering of services by Borrower, whether or not earned by performance, and any and all credit insurance, guaranties, and other security therefor, as well as all merchandise returned to or reclaimed by Borrower and Borrower's Books relating to any of the foregoing.

  • Funding Accounts has the meaning assigned to such term in Section 4.01(h).

  • Special Accounts means the accounts referred to in Section 2.02 (b) of this Agreement;

  • Depository Accounts shall have the meaning set forth in Section 4.15(h) hereof.

  • Agency Account(s means any deposit account opened on the books of a Subcustodian or other banking institution in accordance with Section 7.1 hereof.

  • Client Accounts means accounts of Clients (i) that are Controlled by an Access Person and (ii) in which no Access Person has a substantial proportionate economic interest; provided that, the Client pays a management, advisory or any other similar arms-length fee to the Access Person and the beneficiary of the Client Account is not an Immediate Family member of an Access Person.

  • Management Accounts means, in relation to any Reporting Period, the Franchisee’s management accounts which: (a) comply with paragraph 3.10 of Schedule 13 (Information and Industry Initiatives); and (b) are required to be delivered to the Secretary of State by the Franchisee in accordance with paragraphs 3.2 and 3.3 of Schedule 13 (Information and Industry Initiatives);

  • Business Account means an Account used primarily for business purposes and not for personal, family, or household purposes.

  • Locked Box Accounts means the unaudited accounts of the Group, consisting of a balance sheet as at the Locked Box Date in the Agreed Form;

  • Cash Management Accounts means the bank accounts of each Loan Party maintained at one or more Cash Management Banks listed on Schedule 8.01.

  • Designated Accounts means any and all unsecured credit facilities (including without limitation unsecured card or non-card credit facility) that you have with the Participating FIs and excludes joint accounts, any renovation loan, education loan, credit facility granted for businesses or business purposes and such other credit facility that is excluded under the MAS regulations relating to unsecured credit facilities to individuals.

  • Surplus Account has the meaning assigned to it in Section 3.02(a).