ETF Issuer definition

ETF Issuer means the issuer of the ETF.
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ETF Issuer means, in respect of an Exchange Traded Fund, the entity specified in the applicable Issue Terms as the issuer of that Exchange Traded Fund.
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Examples of ETF Issuer in a sentence

  • Previously Mr Weeks was the Chief Executive Officer of ETF Securities (UK) Ltd for 7 years and in this role was instrumental in transforming ETF Securities from an entrepreneurial start-up to a successful ETF Issuer, culminating in the sale of the business in 2018.

  • All notices, requests, consents and other communications pursuant to this Agreement in writing shall be sent as follows: if to a Fund, at ETF Issuer Solutions Inc.

  • Any of the abovementioned determinations may have an adverse effect on the value of the Equity Linked Notes.(iv) No claim against the Equity Issuer of the Underlying Equities or recourse to the Underlying EquitiesEquity Linked Notes do not represent a claim against or an investment in any Equity Issuer (which includes any ETF Issuer in the content of an ETF Share) to which they are linked and Noteholders will not have any right of recourse under such Notes to any such Equity Issuer or the equities.

  • Previously Mr Weeks was the Chief Executive Officer of ETF Securities (UK) Ltd for 7 years and in this role was instrumental in transforming ETF Securities from an entrepreneurial start‑up to a successful ETF Issuer, culminating in the sale of the business in 2018.

  • Change of Investment Policy: means that the ETF Adviser effects or announces an intention to effect a change in the investment objectives, risk profile or investment guidelines of the ETF Issuer in any material respect or makes any other material change to the terms and conditions of the ETF Issuer such that the ETF cease to or is reasonably likely to cease to track the ETF Underlying Index.

  • Notices of any kind to be given to the Trust by Adviser shall be in writing and shall be duly given if mailed or delivered to the Trust’s administrator, ETF Issuer Solutions Inc., at 000 Xxxxxxx Xxx., Xxxxx 000, Xxx Xxxx, XX 00000, or at such other address or to such individual as shall be specified by the Trust.

  • Securities Exchange Act Release No. 70798 (November 1, 2013), 78 FR 66973 (“Notice”).open-end management investment company.5 ETF Issuer Solutions, Inc.

  • All notices, requests, consents and other communications pursuant to this Agreement in writing shall be sent as follows: ETF Issuer Solutions Inc.

  • Any of the abovementioned determinations may have an adverse effect on the value of the Notes.(iv) No claim against the Equity Issuer of the Underlying Equities or recourse to the Underlying EquitiesEquity Linked Notes do not represent a claim against or an investment in any Equity Issuer (which includes any ETF Issuer in the content of an ETF Share) to which they are linked and Noteholders will not have any right of recourse under the Notes to any such Equity Issuer or the equities.

  • Equity Linked Warrants do not represent a claim against or an investment in any Equity Issuer (which includes any ETF Issuer in the content of an ETF Share) to which they are linked and Warrantholders will not have any right of recourse under the Warrants to any such Equity Issuer or the equities.

Related to ETF Issuer

  • NIM Issuer The entity established as the issuer of the NIM Securities.

  • Co-Issuer means the Person named as the “Co-Issuer” in the first paragraph of this Indenture, until a successor Person shall have become such pursuant to the applicable provisions of this Indenture, and thereafter “Co-Issuer” shall mean such successor Person.

  • L/C Issuer means Bank of America in its capacity as issuer of Letters of Credit hereunder, or any successor issuer of Letters of Credit hereunder.

  • SEC issuer means an issuer that

  • Issuer Subsidiary means any subsidiary of the Issuer.

  • Issuer as used in this Note includes any successor or the Issuer under the Indenture. The Issuer is permitted by the Indenture, under certain circumstances, to merge or consolidate, subject to the rights of the Indenture Trustee and the holders of Notes under the Indenture. The Notes are issuable only in registered form in denominations as provided in the Indenture, subject to certain limitations therein set forth. This Note and the Indenture shall be construed in accordance with the laws of the State of New York, without reference to its conflict of law provisions and the obligations, rights and remedies of the parties hereunder and thereunder shall be determined in accordance with such laws. No reference herein to the Indenture and no provision of this Note or of the Indenture shall alter or impair, the obligation of the Issuer, which is absolute and unconditional, to pay the principal of and interest on this Note at the times, place and rate, and in the coin or currency herein prescribed. Anything herein to the contrary notwithstanding, except as expressly provided in the Basic Documents, none of Wilmington Trust Company in its individual capacity, JPMorgan Chase Bank, in its individual capacity, any owner of a beneficial interest in the Issuer, or any of their respective partners, beneficiaries, agents, officers, directors, employees or successors or assigns shall be personally liable for, nor shall recourse be had to any of them for, the payment of principal of or interest on this Note or performance of, or omission to perform, any of the covenants, obligations or indemnifications contained in the Indenture. The holder of this Note by its acceptance hereof agrees that, except as expressly provided in the Basic Documents, in the case of an Event of Default under the Indenture, the holder shall have no claim against any of the foregoing for any deficiency, loss or claim therefrom; provided, however, that nothing contained herein shall be taken to prevent recourse to, and enforcement against, the assets of the Issuer for any and all liabilities, obligations and undertakings contained in the Indenture or in this Note.

  • Co-Issuers The Issuer and the Co-Issuer.

  • venture issuer means a reporting issuer that, as at the applicable time, did not have any of its securities listed or quoted on any of the Toronto Stock Exchange, a U.S. marketplace, or a marketplace outside of Canada and the United States of America other than the Alternative Investment Market of the London Stock Exchange or the PLUS markets operated by PLUS Markets Group plc; where the “applicable time” in respect of

  • Debenture Issuer means the Parent in its capacity as the issuer of the Debentures under the Indenture.

  • Credit Agreement Agent means, at any time, the Person serving at such time as the “Agent” or “Administrative Agent” under the Credit Agreement or any other representative then most recently designated in accordance with the applicable provisions of the Credit Agreement, together with its successors in such capacity.

  • Market Agent Agreement With respect to any Series, the agreement, if any, dated as of the Closing Date, between the Trustee and the Market Agent, the form of which will be attached to the related Supplement, and any similar agreement with a successor Market Agent, in each case as from time to time amended or supplemented. "Merrill Lynch & Co.": Merrill Lynch & Co., a Delaware corporation.

  • Note Issuer means Bank of America Corporation, a Delaware corporation, or any successor entity in a merger or consolidation, in its capacity as issuer of the Notes under the Indenture.

  • Senior Notes Trustee means Xxxxx Fargo Bank, National Association, together with its permitted successors and assigns.

  • Structuring Agent means PNC Capital Markets LLC, a Pennsylvania limited liability company.

  • private issuer means an issuer

  • Parent Guarantor has the meaning specified in the recital of parties to this Agreement.

  • JPM shall have the meaning assigned to such term in the preamble to this Agreement.

  • Existing Agent has the meaning assigned to such term in the recitals hereto.

  • Issuing Agent means Pareto Securities AB, or another party replacing it, as Issuing Agent, in accordance with these Terms and Conditions.

  • Collateral Manager means such successor Person.

  • Registration Agent means the registration and paying agent appointed by the Mayor pursuant to the terms hereof, or any successor designated by the Governing Body.

  • Jefferies means Jefferies Finance LLC.

  • Issuer Group is defined in Section 10.02(d).

  • Placement Agent Agreement means the placement agent agreement, dated on or about the date hereof, between the Company and the Placement Agent.

  • Marketing Agent means MACRO Financial, LLC, in its capacity as marketing agent hereunder, and its successors and assigns.

  • Auction Agent Agreement means the Initial Auction Agent Agreement unless and until a Substitute Auction Agent Agreement is entered into, after which "Auction Agent Agreement" shall mean such Substitute Auction Agent Agreement.