ETF Issuer definition

ETF Issuer means the issuer of the ETF.
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ETF Issuer means, in respect of an Exchange Traded Fund, the entity specified in the applicable Issue Terms as the issuer of that Exchange Traded Fund.
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Examples of ETF Issuer in a sentence

  • Previously Mr Weeks was the Chief Executive Officer of ETF Securities (UK) Ltd for 7 years and in this role was instrumental in transforming ETF Securities from an entrepreneurial start-up to a successful ETF Issuer, culminating in the sale of the business in 2018.

  • Any of the abovementioned determinations may have an adverse effect on the value of the Equity Linked Notes.(iv) No claim against the Equity Issuer of the Underlying Equities or recourse to the Underlying EquitiesEquity Linked Notes do not represent a claim against or an investment in any Equity Issuer (which includes any ETF Issuer in the content of an ETF Share) to which they are linked and Noteholders will not have any right of recourse under such Notes to any such Equity Issuer or the equities.

  • Previously Mr Weeks was the Chief Executive Officer of ETF Securities (UK) Ltd for 7 years and in this role was instrumental in transforming ETF Securities from an entrepreneurial start‑up to a successful ETF Issuer, culminating in the sale of the business in 2018.

  • Securities Exchange Act Release No. 70798 (November 1, 2013), 78 FR 66973 (“Notice”).open-end management investment company.5 ETF Issuer Solutions, Inc.

  • Change of Investment Policy: means that the ETF Adviser effects or announces an intention to effect a change in the investment objectives, risk profile or investment guidelines of the ETF Issuer in any material respect or makes any other material change to the terms and conditions of the ETF Issuer such that the ETF cease to or is reasonably likely to cease to track the ETF Underlying Index.

  • Scores above a 3 in an area, are well on their way to being close to a “certified” status, in comparison to those below 3.

  • If we admit exis- tence of such synergies and believe that these effects are strong, we have to agree with Becht at al.

  • The ETF Issuer must immediately notify ATHEX of the particulars of the Market Maker.

  • An ETF Issuer shall notify the Exchange and the Authority within twenty four hours of any decision by its board of directors to recommend to an ETF’s securities holders the de-listing of such securities.

  • Quarterly reports of an ETF shall be submitted to the Authority within 15 days after the end of each quarter and shall be published on the ETF Issuer or fund manager’s website within one month after issuing the report.

Related to ETF Issuer

  • Co-Issuer has the meaning assigned to such term in the preamble hereto.

  • L/C Issuer means Bank of America in its capacity as issuer of Letters of Credit hereunder, or any successor issuer of Letters of Credit hereunder.

  • SEC issuer means an issuer that

  • Issuer Subsidiary means any subsidiary of the Issuer.

  • Issuer has the meaning set forth in the preamble hereto.

  • Co-Issuers The Issuer and the Co-Issuer.

  • venture issuer means a reporting issuer that, as at the applicable time, did not have any of its securities listed or quoted on any of the Toronto Stock Exchange, a U.S. marketplace, or a marketplace outside of Canada and the United States of America other than the Alternative Investment Market of the London Stock Exchange or the PLUS markets operated by PLUS Markets Group plc; where the “applicable time” in respect of

  • Debenture Issuer means the Parent in its capacity as the issuer of the Debentures under the Indenture.

  • Credit Agreement Agent means, at any time, the Person serving at such time as the “Agent” or “Administrative Agent” under the Credit Agreement or any other representative then most recently designated in accordance with the applicable provisions of the Credit Agreement, together with its successors in such capacity.

  • Issuer-ICSDs Agreement means the agreement entered into between the Issuer and each of the ICSDs;

  • Market Agent Agreement With respect to any Series, the agreement, if any, dated as of the Closing Date, between the Trustee and the Market Agent, the form of which will be attached to the related Supplement, and any similar agreement with a successor Market Agent, in each case as from time to time amended or supplemented. "Merrill Lynch & Co.": Merrill Lynch & Co., a Delaware corporation.

  • Note Issuer has the meaning set forth in the preamble of this Agreement.

  • Senior Notes Trustee means Xxxxx Fargo Bank, National Association, together with its permitted successors and assigns.

  • Structuring Agent means PNC Capital Markets LLC, a Pennsylvania limited liability company.

  • private issuer means an issuer

  • Parent Guarantor has the meaning specified in the recital of parties to this Agreement.

  • JPM shall have the meaning assigned to such term in the preamble to this Agreement.

  • Existing Agent has the meaning assigned to such term in the recitals hereto.

  • Fiscal Agent Agreement As defined in Section 8.13.

  • Issuing Agent means Pareto Securities AB, or another party replacing it, as Issuing Agent, in accordance with these Terms and Conditions.

  • Collateral Manager The meaning specified in the Preamble.

  • Registration Agent means the registration and paying agent appointed by the Mayor pursuant to the terms hereof, or any successor designated by the Governing Body.

  • Jefferies means Jefferies Finance LLC.

  • Issuer Group is defined in Section 10.02(d).

  • Placement Agent Agreement means that certain placement agent agreement dated as of the date hereof between the Company and the Placement Agent.