Excepted Transactions means transactions in the shares of the Lord Abbett Funds or other mutual funds for which Lord Abbett acts as the investment adviser or sub-adviser; transactions in debt securities issued by U.S. Government agencies, authorities or instrumentalities; securities acquired through tender offers or spin-offs; securities received due to a merger or acquisition; the sale of 300 shares or less of a S&P 500 stock; and any securities purchased through an automatic investment plan, such as Dividend Reinvestment Programs (“DRIPs”) and/or Employee Stock Ownership Plans (“ESOPs”). Please note that any sales made from DRIPs and/or ESOPs require pre-approval as described in Section III of this Code.9

Excepted Transactions means securities acquired through tender offers or spin-offs; securities received due to a merger or acquisition; the sale of 300 shares or less of a S&P 500 stock; and any securities purchased through Dividend Reinvestment Programs (DRIPs) and/or Employee Stock Ownership Plans (ESOPs). Please note that any sales made from DRIPs and/or ESOPs require pre-approval as described in Section III of this Code.(2) "Outside Directors and Trustees" are directors and trustees who are not "interested persons" as defined in the Investment Company Act of 1940. "Security" means any stock, bond, debenture or in general any instrument commonly known as a security and includes a warrant or right to subscribe to or purchase any of the foregoing and also includes the writing of an option on any of the foregoing.

Examples of Excepted Transactions in a sentence

Firm Transmission Service is Regional Network Service, Through or Out Service, service for Excepted Transactions, firm MTF Service, firm OTF Service, and firm Local Service.
Consistent with practice prior to the Operations Date, the ISO shall exercise its Operating Authority and otherwise fulfill its responsibilities under this Agreement in a manner that is consistent with and does not modify or abrogate the terms and conditions of such Excepted Transactions.
Notwithstanding any other provision of this Agreement, Excepted Transactions will remain in effect for the terms of such agreements.
Further, notwithstanding the foregoing restriction on the amendment after November 1, 1996 of transmission agreements with respect to Excepted Transactions, the transmission arrangements for the MASSPOWER and Altresco facilities may continue as Excepted Transactions in accordance with transmission agreement amendments or memoranda of understanding entered into as of December, 1996 which do not extend the term of the agreements.
In the event that the transfer limit for a given external interface does not allow all Excepted Transactions or MEPCO Grandfathered Transactions submitted over that interface to flow, they shall be scheduled or curtailed on a pro-rata basis.

More Definitions of Excepted Transactions

Excepted Transactions means (i) the transactions described in the Master Transaction Agreement or any conversion of OP Units issued pursuant to the Master Transaction Agreement into Newco Shares, (ii) the issuance of Newco Shares and OP Units pursuant to the Employee Matters Agreement or the Equity Incentive Plan or any conversion of OP Units issued pursuant to the Employee Matters Agreement or the Equity Incentive Plan into Newco Shares, (iii) any sale or other disposition of Newco Shares by the persons receiving such Newco Shares pursuant to the previous clauses of this definition, if such sales or other dispositions satisfy the requirements of Treasury Regulations Section 1.355-7(d)(7), and (iv) any prior Acquisition Transaction Requiring Notice with respect to which Newco has notified Vornado pursuant to Section 7.6(e).

Excepted Transactions means transactions in the shares of the Lord Abbett Funds or other mutual funds for which Lord Abbett acts as the investment adviser or sub-adviser; securities acquired through tender offers or spin-offs; securities received due to a merger or acquisition; the sale of 300 shares or less of a S&P 500 stock; and any securities purchased through an automatic investment plan, such as Dividend Reinvestment Programs (DRIPs) and/or Employee Stock Ownership Plans (ESOPs). Please note that

Excepted Transactions means transactions in the shares of the Lord Abbett Funds or other mutual funds for which Lord Abbett acts as the investment adviser or sub-adviser;

Excepted Transactions shall have the meaning ascribed thereto in the ISO OATT.

Excepted Transactions. MEANS SECURITIES ACQUIRED THROUGH TENDER OFFERS OR SPIN-OFFS; SECURITIES RECEIVED DUE TO A MERGER OR ACQUISITION; THE SALE OF 300 SHARES OR LESS OF A S&P 500 STOCK; AND ANY SECURITIES PURCHASED THROUGH AN AUTOMATIC INVESTMENT PLAN, SUCH AS DIVIDEND REINVESTMENT PROGRAMS (DRIPs) AND/OR EMPLOYEE STOCK OWNERSHIP PLANS (ESOPs). PLEASE NOTE THAT ANY SALES MADE FROM DRIPs AND/OR ESOPs REQUIRE PRE-APPROVAL AS DESCRIBED IN _____ SECTION III OF THIS CODE./2/ "OUTSIDE DIRECTORS AND TRUSTEES" ARE DIRECTORS AND TRUSTEES WHO ARE NOT "INTERESTED PERSONS" AS DEFINED IN THE INVESTMENT COMPANY ACT OF 1940.

Excepted Transactions means (a) any Excepted Qualified Receivables Transactions and (b) any incurrence of Debt by a Foreign Subsidiary from a Person other than a Xerox Company that is determined by Xerox or such Foreign Subsidiary in good faith to be necessary or desirable for local working capital and operational requirements of, or other uses in the ordinary course of business (including the repayment of Debt permitted by this Agreement or for other purposes permitted by this Agreement that are otherwise not inconsistent in any material respect with the Business Plan) by, the Foreign Subsidiaries, provided that the aggregate principal amount of Debt under this clause (b) shall not exceed $425,000,000 at any time outstanding for all Foreign Subsidiaries.

Excepted Transactions. MEANS TRANSACTIONS IN THE SHARES OF THE LORD XXXXXX FUNDS OR OTHER MUTUAL FUNDS FOR WHICH LORD XXXXXX ACTS AS THE INVESTMENT ADVISER OR SUB-ADVISER; TRANSACTIONS IN DEBT SECURITIES ISSUED BY U.S. GOVERNMENT AGENCIES, AUTHORITIES OR INSTRUMENTALITIES; SECURITIES ACQUIRED THROUGH TENDER OFFERS OR SPIN-OFFS; SECURITIES RECEIVED DUE TO A MERGER OR ACQUISITION; THE SALE OF 300 SHARES OR LESS OF A S&P 500 STOCK; AND ANY SECURITIES PURCHASED THROUGH AN AUTOMATIC INVESTMENT PLAN, SUCH AS DIVIDEND REINVESTMENT PROGRAMS ("DRIPS") AND/OR EMPLOYEE STOCK OWNERSHIP PLANS ("ESOPS"). PLEASE NOTE THAT ANY SALES MADE FROM DRIPS AND/OR ESOPS REQUIRE _____ PRE-APPROVAL AS DESCRIBED IN SECTION III OF THIS CODE./3/ "OUTSIDE DIRECTORS AND TRUSTEES" ARE DIRECTORS AND TRUSTEES WHO ARE NOT "INTERESTED PERSONS" AS DEFINED IN THE INVESTMENT COMPANY ACT OF 1940, AS AMENDED.