Excepted Transactions means transactions in the shares of the Lord Abbett Funds or other mutual funds for which Lord Abbett acts as the investment adviser or sub-adviser; transactions in debt securities issued by U.S. Government agencies, authorities or instrumentalities; securities acquired through tender offers or spin-offs; securities received due to a merger or acquisition; the sale of 300 shares or less of a S&P 500 stock; and any securities purchased through an automatic investment plan, such as Dividend Reinvestment Programs (“DRIPs”) and/or Employee Stock Ownership Plans (“ESOPs”). Please note that any sales made from DRIPs and/or ESOPs require pre-approval as described in Section III of this Code.9

Excepted Transactions means securities acquired through tender offers or spin-offs; securities received due to a merger or acquisition; the sale of 300 shares or less of a S&P 500 stock; and any securities purchased through Dividend Reinvestment Programs (DRIPs) and/or Employee Stock Ownership Plans (ESOPs). Please note that any sales made from DRIPs and/or ESOPs require pre-approval as described in Section III of this Code.(2) "Outside Directors and Trustees" are directors and trustees who are not "interested persons" as defined in the Investment Company Act of 1940. "Security" means any stock, bond, debenture or in general any instrument commonly known as a security and includes a warrant or right to subscribe to or purchase any of the foregoing and also includes the writing of an option on any of the foregoing.

Examples of Excepted Transactions in a sentence

Except as provided in Sections V and VI of this Code, all proposed transactions in securities (privately or publicly owned) by Covered Persons, except transactions in Excepted Securities and Excepted Transactions, should be approved consistent with the provisions of this Code.
Except as provided in Sections V and VI of this Code, all proposed transactions in securities (privately or publicly held and/or traded) by Covered Persons, or with respect to which a Covered Person is a Beneficial Owner, except transactions in Excepted Securities and Excepted Transactions, should be approved consistent with the provisions of this Code.
In addition, Investment Personnel, in accordance with the provisions of this Code, may engage in Excepted Transactions (e.g., transactions over which you have no influence or control) and sell Covered Securities that you already hold or later acquire in an Excepted Transaction.
In determining the availability of transmission capacity, existing committed uses of the Participants' transmission facilities shall include uses for existing firm loads and reasonably forecasted changes in such loads, and for Excepted Transactions.
The Tariff provides open access for all of the types of regional transmission service required by Participants and other Eligible Customers over PTF and it is intended to be the only source of such service, except for service provided for Excepted Transactions.

More Definitions of Excepted Transactions

Excepted Transactions means (i) the transactions described in the Master Transaction Agreement or any conversion of OP Units issued pursuant to the Master Transaction Agreement into Newco Shares, (ii) the issuance of Newco Shares and OP Units pursuant to the Employee Matters Agreement or the Equity Incentive Plan or any conversion of OP Units issued pursuant to the Employee Matters Agreement or the Equity Incentive Plan into Newco Shares, (iii) any sale or other disposition of Newco Shares by the persons receiving such Newco Shares pursuant to the previous clauses of this definition, if such sales or other dispositions satisfy the requirements of Treasury Regulations Section 1.355-7(d)(7), and (iv) any prior Acquisition Transaction Requiring Notice with respect to which Newco has notified Vornado pursuant to Section 7.6(e).

Excepted Transactions means transactions in the shares of the Lord Abbett Funds or other mutual funds for which Lord Abbett acts as the investment adviser or sub-adviser; securities acquired through tender offers or spin-offs; securities received due to a merger or acquisition; the sale of 300 shares or less of a S&P 500 stock; and any securities purchased through an automatic investment plan, such as Dividend Reinvestment Programs (DRIPs) and/or Employee Stock Ownership Plans (ESOPs). Please note that

Excepted Transactions means transactions in the shares of the Lord Abbett Funds or other mutual funds for which Lord Abbett acts as the investment adviser or sub-adviser;

Excepted Transactions shall have the meaning ascribed thereto in the ISO OATT.

Excepted Transactions. MEANS SECURITIES ACQUIRED THROUGH TENDER OFFERS OR SPIN-OFFS; SECURITIES RECEIVED DUE TO A MERGER OR ACQUISITION; THE SALE OF 300 SHARES OR LESS OF A S&P 500 STOCK; AND ANY SECURITIES PURCHASED THROUGH AN AUTOMATIC INVESTMENT PLAN, SUCH AS DIVIDEND REINVESTMENT PROGRAMS (DRIPs) AND/OR EMPLOYEE STOCK OWNERSHIP PLANS (ESOPs). PLEASE NOTE THAT ANY SALES MADE FROM DRIPs AND/OR ESOPs REQUIRE PRE-APPROVAL AS DESCRIBED IN _____ SECTION III OF THIS CODE./2/ "OUTSIDE DIRECTORS AND TRUSTEES" ARE DIRECTORS AND TRUSTEES WHO ARE NOT "INTERESTED PERSONS" AS DEFINED IN THE INVESTMENT COMPANY ACT OF 1940.

Excepted Transactions means (a) any Excepted Qualified Receivables Transactions and (b) any incurrence of Debt by a Foreign Subsidiary from a Person other than a Xerox Company that is determined by Xerox or such Foreign Subsidiary in good faith to be necessary or desirable for local working capital and operational requirements of, or other uses in the ordinary course of business (including the repayment of Debt permitted by this Agreement or for other purposes permitted by this Agreement that are otherwise not inconsistent in any material respect with the Business Plan) by, the Foreign Subsidiaries, provided that the aggregate principal amount of Debt under this clause (b) shall not exceed $425,000,000 at any time outstanding for all Foreign Subsidiaries.

Excepted Transactions. MEANS TRANSACTIONS IN THE SHARES OF THE LORD XXXXXX FUNDS OR OTHER MUTUAL FUNDS FOR WHICH LORD XXXXXX ACTS AS THE INVESTMENT ADVISER OR SUB-ADVISER; TRANSACTIONS IN DEBT SECURITIES ISSUED BY U.S. GOVERNMENT AGENCIES, AUTHORITIES OR INSTRUMENTALITIES; SECURITIES ACQUIRED THROUGH TENDER OFFERS OR SPIN-OFFS; SECURITIES RECEIVED DUE TO A MERGER OR ACQUISITION; THE SALE OF 300 SHARES OR LESS OF A S&P 500 STOCK; AND ANY SECURITIES PURCHASED THROUGH AN AUTOMATIC INVESTMENT PLAN, SUCH AS DIVIDEND REINVESTMENT PROGRAMS ("DRIPS") AND/OR EMPLOYEE STOCK OWNERSHIP PLANS ("ESOPS"). PLEASE NOTE THAT ANY SALES MADE FROM DRIPS AND/OR ESOPS REQUIRE _____ PRE-APPROVAL AS DESCRIBED IN SECTION III OF THIS CODE./3/ "OUTSIDE DIRECTORS AND TRUSTEES" ARE DIRECTORS AND TRUSTEES WHO ARE NOT "INTERESTED PERSONS" AS DEFINED IN THE INVESTMENT COMPANY ACT OF 1940, AS AMENDED.