Exempted Transactions means those transactions described in Section 3 of this Code.

Exempted Transactions means the following: (aa) provision or usage of public utility services such as water, electricity, telecommunications, broadcasting services, postal or courier services, insurance, unit trusts, stockbroking services, public transport, education, medical services, provision or usage of tolled highways, hotel facilities and recreational services, provision or consumption of fuel on retail or food and beverage at eateries, provision or purchase of goods at retail outlets such as supermarkets, hypermarkets or departmental stores; and (bb) such other types of transactions that may be prescribed by the Exchange from time to time;

Exempted Transactions. Defined in the Fee Letter, which definition is incorporated herein by reference.

Examples of Exempted Transactions in a sentence

In order to address potential conflicts of interest that can arise when an access person disposes of a reportable security acquired prior to his or her association with the Adviser and to help ensure compliance with the Code, all access persons must submit to the CCO or his designee a list of all securities holdings (the “Holdings Report”) (other than interests in Exempted Transactions discussed below) and a list of all brokers, dealers and/or banks where they maintain a securities account.
Access Persons shall file a report with the Compliance Department listing all of their personal Securities transactions (except Exempted Transactions) during the previous calendar quarter in any Security (except Exempted Securities) in which such person has acquired any direct or indirect Beneficial Ownership.
Pre-clearance is not required for Exempted Securities or Exempted Transactions.
If an order for the Personal Securities Transactions which are not Exempted Transactions is not placed within that time period, a new authorization must be obtained.
Exempted Transactions Pre-clearance is not required for the below list of transactions: • Purchases or sales which are part of an Automatic Investment Plan where the investment decisions are non-discretionary after the initial selections by the account owner (although the initial selection requires pre-clearance).

More Definitions of Exempted Transactions

Exempted Transactions means the following: (aa) provision or usage of public utility services such as water, electricity, public transport and tolled highways; (bb) provision or receipt of postal and telecommunications services including courier and broadcasting services; (cc) provision or receipt of financial services such as insurance, unit trusts and stockbroking services; (dd) provision or receipt of education and medical services; (ee) provision or receipt of hospitality services such as hotel facilities and recreational services; (ff) provision or consumption of consumer goods or services such as fuel on retail, food and beverage at eateries, and provision or purchase of goods at retail outlets such as supermarkets, hypermarkets or departmental stores or electronic commerce platforms; and (gg) such other types of transactions that may be prescribed by the Exchange from time to time;

Exempted Transactions means (i) the investment banking services provided by North Castle Partners, L.L.C. (the "Sponsor") in connection with the recapitalization of the Company consummated as of the date hereof, in consideration of which the Company has agreed to pay the Sponsor a fee of $3.5 million and (ii) the ongoing monitoring and management services to be provided to the Company, in consideration of which the Company has agreed to pay the Sponsor an annual fee of $1.5 million.

Exempted Transactions has the meaning specified in Section 3.2 hereof.

Exempted Transactions means:· Purchases or sales affected in any account over which the access person has no direct or indirect influence or control. · Purchases which are part of an automatic investment plan, including dividend reinvestment plans. · Purchases effected upon the exercise of rights issued by an issuer pro rata to all holders of a class of its securities, to the extent such rights were acquired from such issuer, and sales of rights so acquired. · Acquisition of securities through stock dividends, dividend reinvestments, stock splits, reverse stock splits, mergers, consolidations, spin-offs, and other similar corporate reorganizations or distributions generally applicable to all holders of the same class of securities. · Open end investment company shares other than shares of investment companies advised by the firm or its affiliates or sub-advised by the firm. · Certain closed-end index funds · Unit investment trusts · Exchange traded funds that are based on a broad-based securities index · Futures and options on currencies or on a broad-based securities index

Exempted Transactions means (i) the announcement, approval, execution, delivery, performance and/or amendment of the Merger Agreement, or (ii) the announcement, approval, commencement, performance, consummation and/or amendment of the Offer, the Merger and/or any of the other transactions contemplated by the Merger Agreement or any related agreements.

Exempted Transactions transactions set out or described in Schedule 7; the Company and the Subsidiaries, and a "Group Company" shall be construed accordingly; any guarantee, indemnity, suretyship, letter of comfort or other assurance, security or right of set-off or financial or other obligation given or undertaken by a person to secure or support or incur a financial or other obligation with respect to an obligation or liability (actual or contingent) of any third party and whether given directly or by way of counter-indemnity to any third party who has provided a guarantee; September 30, 2011, the date to which the Accounts have been prepared in accordance with US Generally Accepted Accounting Principles;

Exempted Transactions means the following: