Expected Listing definition

Expected Listing. The Issuer intends to file an application to list the Series N Preferred Shares on the New York Stock Exchange under the symbol “VNO Pr N.” If this application is approved, trading of the Series N Preferred Shares on the New York Stock Exchange is expected to begin within 30 days following the date of original issue of the Series N Preferred Shares. CUSIP / ISIN: 900000000 / US9290428104
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Expected Listing. The Issuer intends to file an application to list the Series K Preferred Shares on the New York Stock Exchange. If this application is approved, trading of the Series K Preferred Shares on the New York Stock Exchange is expected to begin within 30 days following the date of original issue of the Series K Preferred Shares. CUSIP/ISIN: 929042 851 / US9290428518 Vornado Realty Trust has filed a registration statement (including a prospectus) with the Securities and Exchange Commission for the offering to which this communication relates. Before you invest, you should read the prospectus in the registration statement and the other documents Vornado Realty Trust has filed with the SEC for more complete information about Vornado Realty Trust and this offering. You may get these documents for free by visiting XXXXX on the SEC Web site at xxx.xxx.xxx. Alternatively, you can request the prospectus by calling Citigroup Global Markets Inc. toll-free in the United States at 1-877-858-5407, Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated toll-free at 1-800-294-1322, Xxxxxx Xxxxxxx & Co. LLC toll-free at 0-000-000-0000, UBS Securities LLC toll-free at 1-877-827-6444 ext 561-3884, and Xxxxx Fargo Securities, LLC toll-free at 0-000-000-0000.
Sample 1
Expected Listing. We have filed an application to list the Series A Preferred Stock with the NYSE American under the symbol “PLYM-PrA.” If the listing application is approved, we expect trading of the Series A Preferred Stock to commence within 30 days after initial delivery of the Series A Preferred Stock. Voting Rights Holders of shares of the Series A Preferred Stock will generally have no voting rights. However, if dividends on the Series A Preferred Stock have not been paid for each of six or more quarterly periods (whether or not consecutive), the holders of shares of the Series A Preferred Stock along with holders of our securities ranking on parity with the Series A Preferred Stock with respect to the payment of dividends and the distribution of assets upon our liquidation, dissolution or winding up will have the right to elect two (2) additional members to our board of directors. Further, the holders of shares of the Series A Preferred Stock will retain voting rights with respect to amendments or alterations to our charter that would materially and adversely affect the terms of the Series A Preferred Stock, and other matters which may negatively affect the rights of holders of shares of the Series A Preferred Stock, as set forth in the Preliminary Prospectus. Lead Book-Running Manager: X.X. Xxxxxxxx & Co. Joint Book-Runners: BB&T Capital Markets, Ladenburg Xxxxxxxx and National Securities The following table sets forth as of June 30, 2017: · the actual capitalization of the company; · our pro forma as-adjusted capitalization, which gives effect to (i) the issuance of 160,000 shares of our common stock as a result of the partial exercise of the underwriters’ overallotment option in connection with our initial listed public offering and (ii) $23.8 million in borrowings under the KeyBank Credit Agreement; and · our pro forma capitalization as further adjusted for this offering to give effect to the sale of 1,800,000 shares of Series A Preferred Stock in this offering, net of the underwriting discounts and estimated offering expenses payable by us (assuming no exercise of the underwriters’ option to purchase additional shares) and the repurchase of 263,158 shares of our common stock from Torchlight with a portion of the net proceeds from this offering. This table should be read in conjunction with “Use of Proceeds,” “Selected Financial Information,” “Management’s Discussion and Analysis of Financial Condition and Results of Operations” and the historical audited financ...
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Examples of Expected Listing in a sentence

  • Following, Unadjusted during the Fixed Rate Period Modified Following, Adjusted during the Floating Rate Period Expected Listing: New York Stock Exchange Prohibition of Sales to each Retail Investor: No PRIIPs key information document (KID) has been prepared as not available to retail in the EEA or the United Kingdom.

  • Moreover, this provision does not guarantee any particular content for those (civil) “rights” in the substantive law of the Contracting States: the Court may not create through the interpretation of Article 6 § 1 a substantive right which has no legal basis in the State concerned (see Roche v.

  • CUSIP / ISIN: 68244P 206 / US68244P2065 Expected Listing: The Issuer has filed an application to list the Preferred Stock with the Nasdaq under the symbol “PIHPP.” If the listing application is approved, the Issuer expects trading of the Preferred Stock to commence within 30 days after initial delivery of the Preferred Stock.

  • Denominations: €100,000 x €1,000 ISIN/Common Code: XS2010032022 / 201003202 Expected Listing: The issuer intends to apply to list the notes on the New York Stock Exchange.

  • Settlement Date: March 4, 2008 (T+5) CUSIP: 867885 105 Expected Listing: NYSE under the symbol “STI PrZ” Expected Ratings: A1 by Xxxxx’x Investors Services, A- by Standard & Poor’s, A by Fitch.

  • Expected Listing: NYSE (Ticker: PRE PrF) CUSIP / ISIN: X00000000 / BMG686031284 Joint Book Running Managers: UBS Securities LLC Citigroup Global Markets Inc.

  • Each core, acting independently, used sample-and-hold [55] to identify large flows.

  • Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated Xxxxxx Xxxxxxx & Co. LLC Expected Listing: The Issuer intends to file an application to list the Depositary Shares under the symbol “SF PR A” on the New York Stock Exchange.

  • Lead Manager Xxxxxx Xxxxxxxxxx Xxxxx LLC Co-Managers Xxxxxxx Xxxxx & Company, L.L.C. Xxxxx Group, LLC Expected Listing The Company has filed an application to list the Depositary Shares with the Nasdaq Global Select Market under the symbol “CCNEP.” If the application is approved, trading of the Depositary Shares is expected to begin within 30 days after the original issue date.

  • Exchange/Stock Code ……………………… The Stock Exchange of Hong Kong Limited/2297 Pricing Determination Date……………… June 30, 2022 Expected Listing / Trade Date…………… July 8, 2022 Settlement Date…………………………… July 8, 2022 Set forth below are certain modifications to the Preliminary Officer Circular, which supplement and form a part of the Preliminary Offering Circular.


More Definitions of Expected Listing

Expected Listing. The Company has filed an application to list the Depositary Shares on the Nasdaq Global Select Market (“Nasdaq”) under the symbol “HTLFP.” If the listing application is approved, trading of the Depositary Shares on Nasdaq is expected to begin within 30 days after they are first issued.
Sample 1
Expected Listing. The Issuer intends to file an application to list the Series J Preferred Shares on the New York Stock Exchange CUSIP/ISIN: 929042 869 / US9290428690 Vornado Realty Trust has filed a registration statement (including a prospectus) with the Securities and Exchange Commission for the offering to which this communication relates. Before you invest, you should read the prospectus in the registration statement and the other documents Vornado Realty Trust has filed with the SEC for more complete information about Vornado Realty Trust and this offering. You may get these documents for free by visiting XXXXX on the SEC Web site at xxx.xxx.xxx. Alternatively, you can request the prospectus by calling Citigroup Global Markets Inc. toll-free in the United States at 1-877-858-5407, Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated toll-free at 1-800-294-1322, Xxxxxx Xxxxxxx & Co. Incorporated toll-free at 1-866-718-1649, UBS Securities LLC toll-free at 1-877-827-6444 ext 561-3884, and Xxxxx Fargo Securities, LLC toll-free at 0-000-000-0000.
Sample 1
Expected Listing. We have filed an application to list the Series A Preferred Stock with the NYSE American under the symbol “PLYM-PrA.” If the listing application is approved, we expect trading of the Series A Preferred Stock to commence within 30 days after initial delivery of the Series A Preferred Stock.
Sample 1
Expected Listing. The Issuer intends to file an application to list the Series M Preferred Shares on the New York Stock Exchange under the symbol “VNO Pr M.” If this application is approved, trading of the Series M Preferred Shares on the New York Stock Exchange is expected to begin within 30 days following the date of original issue of the Series M Preferred Shares. CUSIP / ISIN: 000000000 / US9290428286 Vornado Realty Trust has filed a registration statement (including a prospectus) with the Securities and Exchange Commission for the offering to which this communication relates. Before you invest, you should read the prospectus in the registration statement and the other documents Vornado Realty Trust has filed with the SEC for more complete information about Vornado Realty Trust and this offering. You may get these documents for free by visiting XXXXX on the SEC Web site at xxx.xxx.xxx. Alternatively, you can request the prospectus by calling Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated toll-free at 1-800-294-1322, Xxxxxx Xxxxxxx & Co. LLC toll-free at 0-000-000-0000, UBS Securities LLC toll-free at 1-888-827-7275, and Xxxxx Fargo Securities, LLC toll-free at 0-000-000-0000.
Sample 1
Expected Listing. We have applied to list the Depositary Shares on NASDAQ under the symbol “ACGLN.” If approved for listing, trading in Depositary Shares is expected to commence within 30 days after the initial delivery. CUSIP / ISIN of Depositary Shares: 03939A 404/US03939A4040 Joint Book-Running Managers: BofA Securities, Inc. X.X. Xxxxxx Securities LLC Xxxxxx Xxxxxxx & Co. LLC RBC Capital Markets, LLC Xxxxx Fargo Securities, LLC Co-Managers Barclays Capital Inc. BMO Capital Markets Corp. BNY Mellon Capital Markets, LLC Credit Suisse Securities (USA) LLC HSBC Securities (USA) Inc. Lloyds Securities Inc. SCHEDULE A Name of Underwriter Number of Depositary Shares BofA Securities, Inc. 3,600,002 X.X. Xxxxxx Securities LLC 3,600,000 Xxxxxx Xxxxxxx & Co. LLC 3,600,000 RBC Capital Markets, LLC 3,600,000 Xxxxx Fargo Securities, LLC 3,600,000 Barclays Capital Inc. 333,333 BMO Capital Markets Corp. 333,333 BNY Mellon Capital Markets, LLC 333,333 Credit Suisse Securities (USA) LLC 333,333 HSBC Securities (USA) Inc. 333,333 Lloyds Securities Inc. 333,333 Total 20,000,000
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Related to Expected Listing

  • Restricted List means the list of companies maintained by the Compliance Officer about which the Adviser or its affiliates potentially possess material nonpublic information.

  • De-listing means, in respect of any relevant Fund Share, the Exchange announces that pursuant to the rules of such Exchange, such Fund Share ceases (or will cease) to be listed, traded or publicly quoted on such Exchange for any reason (other than a Merger Event or Tender Offer) and are not immediately re-listed, re-traded or re-quoted on (i) where the Exchange is located in the United States, any of the New York Stock Exchange, the American Stock Exchange or the NASDAQ Global Market or Global Select Market (or their respective successors) or (ii) an exchange or quotation system located in the same country as the Exchange (or, where the Exchange is within the European Union, in any member state of the European Union).

  • De-listing Event means the situation where (i) the shares in the Issuer are not listed and admitted to trading on a Regulated Market or (ii) trading in the shares in the Issuer on the relevant Regulated Market is suspended for a period of fifteen (15) consecutive Business Days.

  • Restricted List Securities means the list of securities that are provided to the Compliance Department by Invesco Ltd. or investment departments, which include those securities that are restricted from purchase or sale by Client or Employee accounts for various reasons (e.g., large concentrated ownership positions that may trigger reporting or other securities regulatory issues, or possession of material, non-public information, or existence of corporate transaction in the issuer involving an Invesco Ltd. unit).

  • Filing Date means, with respect to the Initial Registration Statement required hereunder, the 30th calendar day following the date hereof and, with respect to any additional Registration Statements which may be required pursuant to Section 2(c) or Section 3(c), the earliest practical date on which the Company is permitted by SEC Guidance to file such additional Registration Statement related to the Registrable Securities.

  • Primary Listing means the single directory listing provided to Customers by Publisher under the terms of this Agreement. Each telephone configuration that allows a terminating call to xxxx for an available time among a series of lines shall be considered a single Customer entitled to a single primary listing. “Proprietary Information” is as defined in Article 20, Section 20.1.1.

  • Intent-Based Replacement Disclosure means, as to any Qualifying Preferred Stock or Qualifying Capital Securities, that the issuer has publicly stated its intention, either in the prospectus or other offering document under which such securities were initially offered for sale or in filings with the Commission made by the issuer under the Securities Exchange Act prior to or contemporaneously with the issuance of such securities, that the issuer will redeem or purchase such securities only with the proceeds of replacement capital securities that have terms and provisions at the time of redemption or repurchase that are as or more equity-like than the securities then being redeemed or repurchased, raised within 180 days prior to the applicable redemption or repurchase date. Notwithstanding the use of the term “Intent-Based Replacement Disclosure” in the definitions of “Qualifying Capital Securities” and “Qualifying Preferred Stock”, the requirement in each such definition that a particular security or the related transaction documents include Intent-Based Replacement Disclosure shall be disregarded and given no force or effect for so long as the Corporation is a bank holding company within the meaning of the Bank Holding Company Act of 1956, as amended.

  • Required Disclosure Date means (x) if such Buyer authorized the delivery of such Confidential Information, either (I) if the Company and such Buyer have mutually agreed upon a date (as evidenced by an e-mail or other writing) of Disclosure of such Confidential Information, such agreed upon date or (II) otherwise, the seventh (7th) calendar day after the date such Buyer first received any Confidential Information or (y) if such Buyer did not authorize the delivery of such Confidential Information, the first (1st) Business Day after such Buyer’s receipt of such Confidential Information.

  • Additional Filing Date means the date on which the Additional Registration Statement is filed with the SEC.

  • Less restrictive alternative treatment means a program of

  • Standard Listing Conditions has the meaning ascribed thereto in subsection 4(a)(iv);

  • Expected date of birth means the day certified by a medical practitioner to be the day on which the medical practitioner expects the employee or the employee's partner, as the case may be, to give birth to a child;

  • Connected Load - means the customer’s total load connected to the Company’s system.

  • Expected Final Payment Date means the March 2023 Distribution Date.

  • Equity Listing Event means an initial public offering of shares in the Issuer, after which such shares shall be quoted, listed, traded or otherwise admitted to trading on a regulated market or unregulated market.

  • JSE Listings Requirements means the Listings Requirements of the JSE applicable from time to time;

  • Required Filing Date has the meaning assigned to such term in Section 2.1.1(b);

  • Significant Obligor NOI Yearly Filing Deadline With respect to each calendar year and each Significant Obligor, the date that is the 90th day after the end of such calendar year.

  • Initial Filing Date means the date on which the Initial Registration Statement is filed with the SEC.

  • Deficient Exchange Act Deliverable With respect to the Servicer, the Special Servicer, the Certificate Administrator, the Custodian, the Trustee and each Servicing Function Participant and Additional Servicer retained by it (other than a Loan Seller Sub-Servicer), any item (x) regarding such party, (y) prepared by such party or any registered public accounting firm, attorney or other agent retained by such party to prepare such item and (z) delivered by or on behalf of such party pursuant to the delivery requirements under Article 13 of this Agreement, that does not conform to the applicable reporting requirements under the Securities Act, the Exchange Act, the Xxxxxxxx-Xxxxx Act and/or the rules and regulations promulgated thereunder.

  • Effectiveness Deadline As defined in Section 3(a) and 4(a) hereof.

  • Additional Filing Deadline means if Cutback Shares are required to be included in any Additional Registration Statement, the later of (i) the date sixty (60) days after the date substantially all of the Registrable Securities registered under the immediately preceding Registration Statement are sold and (ii) the date six (6) months from the Initial Effective Date or the most recent Additional Effective Date, as applicable.

  • Listing Market means the national securities exchange on which any securities of the Company are listed for trading, and if not listed for trading, by the rules of the Nasdaq Stock Market.

  • Blacklisting means barring a bidder, contractor, consultant or supplier from participating in any future procurement proceedings.

  • Expected Distributions means, with respect to the Certificates of any Trust on any Current Distribution Date, the difference between (A) the Pool Balance of such Certificates as of the immediately preceding Distribution Date (or, if the Current Distribution Date is the first Distribution Date, the original aggregate face amount of the Certificates of such Trust) and (B) the Pool Balance of such Certificates as of the Current Distribution Date calculated on the basis that (i) the principal of the Non-Performing Equipment Notes held in such Trust has been paid in full and such payments have been distributed to the holders of such Certificates, (ii) the principal of the Performing Equipment Notes held in such Trust has been paid when due (without giving effect to any Acceleration of Performing Equipment Notes) and such payments have been distributed to the holders of such Certificates and (iii) the principal of any Equipment Notes formerly held in such Trust that have been sold pursuant to the terms hereof has been paid in full and such payments have been distributed to the holders of such Certificates, but without giving effect to any reduction in the Pool Balance as a result of any distribution attributable to Deposits occurring after the immediately preceding Distribution Date (or, if the Current Distribution Date is the first Distribution Date, occurring after the initial issuance of the Certificates of such Trust). For purposes of calculating Expected Distributions with respect to the Certificates of any Trust, any Premium paid on the Equipment Notes held in such Trust which has not been distributed to the Certificateholders of such Trust (other than such Premium or a portion thereof applied to the payment of interest on the Certificates of such Trust or the reduction of the Pool Balance of such Trust) shall be added to the amount of such Expected Distributions.

  • Delisting Event means any time during the term of this Investment Agreement, that the Company's Common Stock is not listed for and actively trading on the O.T.C. Bulletin Board, the Nasdaq Small Cap Market, the Nasdaq National Market, the American Stock Exchange, or the New York Stock Exchange or is suspended or delisted with respect to the trading of the shares of Common Stock on such market or exchange.