Financial Advisers Act definition

Financial Advisers Act means the Financial Advisers Act (Cap. 110) of Singapore.
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Financial Advisers Act means the Financial Advisers Act (Cap. 110) of Singapore. “foreign currency” refers to any currency other than Singapore Dollars.
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Financial Advisers Act or “FAA” means the Financial Advisers Act, Chapter 110 of Singapore and all and any regulations, notices, directives, circulars, practice notes, orders and guidelines promulgated thereunder.
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Examples of Financial Advisers Act in a sentence

  • Ltd is licensed by the Monetary Authority of Singapore under the Financial Advisers Act of Singapore (“FAA”) to conduct activity of advising others, by issuing or promulgating research analyses or research reports, whether in electronic, print or other form, concerning securities and units in a collective investment scheme.

  • You acknowledge that the Lessor named at the top of page 1 is not an agent for Toyota Finance New Zealand Limited (“TFNZ”) unless expressly stated in this agreement, nor is it an agent of TFNZ for the purposes of the Financial Advisers Act 2008.

  • You acknowledge that the Creditor named at the top of page 1 is not an agent for Toyota Finance New Zealand Limited (“TFNZ”) unless expressly stated in this agreement, nor is it an agent of TFNZ for the purposes of the Financial Advisers Act 2008.

  • Ministry of Business, Innovation and Employment review of the Financial Advisers Act 2008 Since 2015 the MBIE has been conducting a review of the Financial Advisers Act 2008, which is the primary legislation governing the provision of financial advice in New Zealand.

  • Distribution in Singapore Pareto Securities Pte Ltd holds a Capital Markets Services License is an exempt financial advisor under Financial Advisers Act, Chapter 110 (“FAA”) of Singapore and a subsidiary of Pareto Securities AS.

  • By virtue of distribution to these categories of investors, RHB Research Institute Singapore Pte Ltd and its representatives are not required to comply with Section 36 of the Financial Advisers Act (Chapter 110) (Section 36 relates to disclosure of RHB Research Institute Singapore Pte Ltd ’s interest and/or its representative's interest in securities).

  • This Term Sheet is distributed by ANZ in New Zealand and is intended only for “wholesale” clients as defined in the Financial Advisers Act 2008.

  • You acknowledge that the Lessor named at the top of page 1 is not an agent for Toyota Finance New Zealand Limited unless expressly stated in this agreement, nor is it an agent of TFNZ for the purposes of the Financial Advisers Act 2008.


More Definitions of Financial Advisers Act

Financial Advisers Act or “FAA” means the Financial Advisers Act (Chapter 110) of Singapore, as amended, revised, supplemented, renamed, re-enacted and/or replaced from time to time;
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Financial Advisers Act means the Financial Advisers Act 2008.
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Related to Financial Advisers Act

  • Financial Adviser means any:

  • Advisers Act means the Investment Advisers Act of 1940, as amended.

  • Investment Advisers Act means the Investment Advisers Act of 1940, as amended.

  • Financial Advisor has the meaning set forth in Section 3.6.

  • Financial Advisors has the meaning set forth in Section 4.26.

  • Independent Financial Adviser means an independent financial institution of international repute appointed by the Company at its own expense.

  • Independent Financial Advisor means an accounting, appraisal, investment banking firm or consultant to Persons engaged in Similar Businesses of nationally recognized standing that is, in the good faith judgment of the Issuer, qualified to perform the task for which it has been engaged.

  • Company Financial Advisor has the meaning set forth in Section 3.10.

  • Investment Company Act means the Investment Company Act of 1940, as amended.

  • U.S. Investment Company Act means the United States Investment Company Act of 1940, as amended;

  • 1940 Act means the Investment Company Act of 1940, as amended.

  • Investment Company Act of 1940 means the Investment Company Act of 1940, as amended, and the rules and regulations thereunder.

  • Advisers Act Rules and Regulations means the rules and regulations of the Commission under the Advisers Act.

  • Investment Company Act Event means that the Company shall have received an Opinion of Counsel to the effect that, as a result of the occurrence of a change in law or regulation or a written change in interpretation or application of law or regulation by any legislative body, court, governmental agency or regulatory authority, there is more than an insubstantial risk that the Securities Trust is or will be considered an "investment company" that is required to be registered under the Investment Company Act of 1940, as amended, which change becomes effective on or after the Original Issue Date.

  • Investment Advisory Agreement means an agreement under which Company or a Company Subsidiary acts as an investment adviser or sub-adviser to, or manages any investment or trading account of, any Client.

  • Goldman means Xxxxxxx, Sachs & Co.

  • Investment Adviser or "Adviser" means a party furnishing services to the Trust pursuant to any contract described in Article IV, Section 7(a) hereof;

  • FSMA means the Financial Services and Markets Act 2000;

  • Company Act means the Investment Company Act of 1940, as amended.

  • Financial Agreement means an agreement that meets the

  • Legal Adviser means the properly qualified person appointed by the Trust to provide legal advice.

  • Holding Company Act means the Public Utility Holding Company Act of 1935, as amended.

  • Investment Advisor means, in relation to a Portfolio, the investment manager or investment advisor of the Portfolio.

  • 40 Act means the Investment Company Act of 1940, as amended.

  • Fairness Opinion has the meaning set forth in Section 4.22.

  • Investment Advisory Services means (a) advice with respect to the desirability of investing in, purchasing or selling securities or other property, including the power to determine what securities or other property shall be purchased or sold, but not including furnishing only statistical and other factual information (such as economic factors and trends); and (b) the provision of financial, economic or investment management services, but only if ancillary and related to the advice referred to in clause (a) above.