Fund Customers definition

Fund Customers is defined in Section 9.2 hereof.
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Examples of Fund Customers in a sentence

  • The Transfer Agent will not use Customer Information to target or solicit Fund Customers in order to market goods or services except as authorized by each Fund.

  • The Service Agent agrees to maintain accounts for its customers who have purchased or otherwise acquired shares of the Fund ("Customers").

  • The Transfer Agent shall provide adequate notice to Fund Customers that the Transfer Agent and the Funds are requesting information to verify their identities.

  • You further agree to deliver, upon the request of the Distributor, copies of any relevant amended Prospectus and Statement of Additional Information to shareholders of a Fund ("Customers") to whom you have sold Shares.

  • The Bank shall screen name and address information of new and existing Fund Customers against lists of known or suspected terrorists or terrorist organizations prepared by any federal government agency and referred to the Bank in accordance with the Bank’s CIP Program and all federal government directives related to such lists.

  • In the event that a dispute arises between you, Dean Witter Diversified Futures Fund, (Customer's name) and Morgan Xxxxxxx & Xo. International Limited with respect to transactxxxx xuxxxxx xo Part 30 of the Commodity Futures Trading Commission's Rules, various forums may be available for resolving the dispute, including courts of competent jurisdictions in the United States and United Kingdom.

  • The Bank shall screen Fund Customers against lists of known or suspected terrorists or terrorist organizations prepared by any U.S. federal government agency and referred to the Bank in accordance with the Bank's AML Program and all federal government directives related to such lists.

  • The Trust shall provide adequate notice to Fund Customers that the Trust is requesting information to verify their identities.

  • Fund shall provide notice to prospective Fund Customers that information is being requested to verify their identity in order to combat money laundering and terrorist financing.

Related to Fund Customers

  • End Customer means any party that is licensed to receive the Data either directly or via a Redistributor or group of Redistributors.

  • Customers means such brokerage or other customers or investment advisory or other clients of a Recipient, and/or accounts as to which such Recipient provides administrative support services or is a custodian or other fiduciary.

  • household customer means a customer purchasing electricity for his own household consumption, excluding commercial or professional activities;

  • Retail customer means any person that purchases retail electric energy for its own consumption at

  • Top Customers has the meaning specified in Section 4.28(a).

  • Company Customer means a person or entity for whom the Company or any of its Subsidiaries was providing services either at the time of, or at any time within the twelve (12) months preceding the Termination Date, and for whom the Participant had direct contact with and/or carried out or oversaw a material business responsibility during said twelve (12) month period or about whom the Participant had exposure to or received Confidential Information as a result of the Participant’s employment with the Company or any of its Subsidiaries.

  • Native Load Customers means the wholesale and retail power customers of a Transmission Owner on whose behalf the Transmission Owner, by statute, franchise, regulatory requirement, or contract, has undertaken an obligation to construct and operate the Transmission Owner’s system to meet the reliable electric needs of such customers.

  • Protected Customers means any Person to whom the Company has sold its products or services or solicited to sell its products or services during the twelve (12) months prior to the Determination Date.

  • Major Customers has the meaning set forth in Section 3.22.

  • Business Customer means a customer who is not a residential customer.

  • New Customer has the meaning set forth in Section 17.3(b).

  • wholesale customer means a natural or legal person purchasing electricity for the purpose of resale inside or outside the system where he is established;

  • Clients means the Janus Funds and other individual and institutional advisory clients of Janus.

  • Retail Client means a client who is not a professional client;

  • Protected Customer means any Person to whom the Company has sold its products or services or actively solicited to sell its products or services, and with whom Participant has had Material Contact on behalf of the Company during his/her employment with the Company.

  • Customer means the State agency or other entity identified in a contract as the party to receive commodities or contractual services pursuant to a contract or that orders commodities or contractual services via purchase order or other contractual instrument from the Contractor under the Contract. The “Customer” may also be the “Buyer” as defined in the PUR 1001 if it meets the definition of both terms.

  • Covered Customer means any Person who is or was an actual customer or client (or prospective customer or client with whom a Covered Party actively marketed or made or taken specific action to make a proposal) of a Covered Party as of the date of the relevant act prohibited by this Section 2(b) or during the one (1) year period preceding such date.

  • Existing Customer means an individual who has purchased goods or services from a person, who is the recipient of a voice communication from that person, and who either paid for the goods or services within the 12 months preceding the voice communication or has not paid for the goods and services at the time of the voice communication because of a prior agreement between the person and the individual.

  • End User Customer means a third party retail Customer that subscribes to a Telecommunications Service provided by either of the Parties or by another Carrier or by two (2) or more Carriers.

  • End-Use Customer means a person or entity in Delaware that purchases electrical energy at retail prices from a Retail Electricity Supplier.

  • Restricted Customer means any Customer with whom/which Employee had contact on behalf of the Company during the 12 months preceding the end, for whatever reason, of his employment.

  • Products and Services means the products and/or services to be sold by Vendor hereunder as identified and described on Attachment A hereto and incorporated herein, as may be updated from time to time by Vendor to reflect products and/or services offered by Vendor generally to its customers.