General Code of Conduct definition

General Code of Conduct or “General Code” means the Code of Conduct for Authorised Financial Services Providers and their Representatives, 2003;
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General Code of Conduct means the General Code of Conduct for Authorised Financial Services Providers and Representatives as published in Board Notice No. 80 of 2003, and amended from time to time, under section 15 of the FAIS Act;
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General Code of Conduct means the general code of conduct for authorised FSPs published under section 15 of the Act;
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Examples of General Code of Conduct in a sentence

  • CLICK HERE • Southwood Financial Planning undertakes, in accordance with the Financial Advisory and Intermediary Services Act and the General Code of Conduct for Authorised FSPs and Representatives, to: o Have and employ effective resources, procedures and appropriate technological systems for the proper performance of the agreed financial services.


More Definitions of General Code of Conduct

General Code of Conduct means any code of conduct adopted by the Association in accordance with applicable laws and these By-Laws to govern the conduct of any Member, Director, Officer of the Association;
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General Code of Conduct means the school’s policy regulating the standard of behaviour to be adhered to at EduBoost School, as set out in Annexure “C” under Section B of this agreement;
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General Code of Conduct means the General Code of Conduct for Authorised Financial Services Providers and Representatives, 2003, as published by Board Notice 80 of 2003 in Gazette 25299 of 8 August 2003;
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General Code of Conduct means the General Code of Conduct for Authorised Financial Services Providers and Representatives, as published by Board Notice No. 80 of in Gazette No. 25299 of 8 August 2003;
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Related to General Code of Conduct

  • Supplier Code of Conduct means the code of that name published by the Government Commercial Function originally dated September 2017, as may be amended, restated, updated, re-issued or re-named from time to time;

  • Code of Conduct means the SFC's Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission.

  • Municipal Code of Chicago or "MCC" means the Municipal Code of the City of Chicago.

  • Code of Ethics means a statement encompassing the set of rules based on values and the standards of conduct to which suppliers are expected to conform

  • General Corporation Law means the General Corporation Law of the State of Delaware, as amended from time to time.

  • Corporations Law means the Corporations Law of the Commonwealth of Australia as applying in each State and Territory of Australia;

  • Ethics means a set of principles governing the conduct of all persons governed by these rules.

  • COGE Handbook means the Canadian Oil and Gas Evaluation Handbook prepared jointly by The Society of Petroleum Evaluation Engineers (Calgary Chapter) and the Canadian Institute of Mining, Metallurgy & Petroleum (Petroleum Society), as amended from time to time.

  • Uniform Commercial Code means the New York Uniform Commercial Code as in effect from time to time.

  • StarCompliance Code of Ethics application means the web-based application used to electronically pre-clear personal securities transactions and file many of the reports required herein. The application can be accessed via the AB network at: https://alliance-ng.starcompliance.com/.

  • Handbook means the Handbook of the Canadian Institute of Chartered Accountants, as amended from time to time;

  • General Anti-Abuse Rule means (a) the legislation in Part 5 of the Finance Act 2013; and (b) any future legislation introduced into parliament to counteract tax advantages arising from abusive arrangements to avoid national insurance contributions;

  • Data Protection Law means the applicable legislation protecting the fundamental rights and freedoms of persons and their right to privacy with regard to the processing of Personal Data under the Agreement (and includes, as far as it concerns the relationship between the parties regarding the processing of Personal Data by SAP on behalf of Customer, the GDPR as a minimum standard, irrespective of whether the Personal Data is subject to GDPR or not).

  • IMDG Code means the International Maritime Dangerous Goods Code, for the implementation of Chapter VII, Part A, of the International Convention for the Safety of Life at Sea, 1974 (SOLAS Convention), published by the International Maritime Organization (IMO), London;

  • the Handbook means the Authority’s Handbook of rules and guidance;

  • Delaware General Corporation Law means the Delaware General Corporation Law, 8 Del. C.ss.100, et. seq., as amended from time to time.