General Code of Conduct definition

General Code of Conduct or “General Code” means the Code of Conduct for Authorised Financial Services Providers and their Representatives, 2003;
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General Code of Conduct means the General Code of Conduct for Authorised Financial Services Providers and Representatives as published in Board Notice No. 80 of 2003, and amended from time to time, under section 15 of the FAIS Act;
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General Code of Conduct means the general code of conduct for authorised FSPs published under section 15 of the Act;
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Examples of General Code of Conduct in a sentence

  • Internal Complaints Review and Escalation Process means the system and procedures established and maintained by the FSP in accordance with the General Code of Conduct for the resolution of reportable complaints lodged against the FSP by complainants.

  • The General Code of Conduct stipulates that no financial services provider may request or induce in any manner a client to waiver any right or benefit conferred on the client by or in terms of any provisions of the said Code, or recognise, accept or act on any such waiver by a client.

  • Where sections of the Acts, The General Code of Conduct, Board Notices, etc.

  • Any bidder found to be in default on this point will be automatically excluded from the procedure.The bidder will conduct itself at all times in accordance with (i) VVOB's General Code of Conduct, (ii) VVOB's Child protection policy and (iii) VVOB's Youth protection policy (hereinafter the Codes of Conduct).

  • In particular, the General Code of Conduct under the Financial Advisory and Intermediary Services Act of 2002 (“FAIS”) has been used as the departure point for the further disclosure requirements contained in this Standard.

  • Any bidder found to be in default on this point will be automatically excluded from the procedureThe bidder will conduct itself at all times in accordance with (i) VVOB's General Code of Conduct, (ii) VVOB's Child protection policy and (iii) VVOB's Youth protection policy (hereinafter the Codes of Conduct).

  • In terms of the General Code of Conduct a provider and a representative must avoid, and where this is not possible, mitigate any conflict of interest between the provider and a client, or a representative of the provider and his, her or its clients.

  • In terms of the General Code of Conduct of the Financial Advisory and Intermediary Services (FAIS) Act, Velocity Trade Financial Services (Pty) Ltd (Registration number 2010/010415/07) is required to disclose the information in this document to you.

  • Throughout the Term, Employee agrees to comply with Santander Group’s General Code of Conduct and SCU’s Business Conduct Statement.

  • In terms of Section 3A(2)(a) of the General Code of Conduct every Provider, other than a representative, must adopt, maintain and implement a Conflict of Interest management policy that complies with the provisions of the FAIS Act (Financial Advisory and Intermediary Services Act 37/2002).


More Definitions of General Code of Conduct

General Code of Conduct means any code of conduct adopted by the Association in accordance with applicable laws and these By-Laws to govern the conduct of any Member, Director, Officer of the Association;
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General Code of Conduct means the school’s policy regulating the standard of behaviour to be adhered to at EduBoost School, as set out in Annexure “C” under Section B of this agreement;
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General Code of Conduct means the General Code of Conduct for Authorised Financial Services Providers and Representatives, 2003, as published by Board Notice 80 of 2003 in Gazette 25299 of 8 August 2003;
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General Code of Conduct means the General Code of Conduct for Authorised Financial Services Providers and Representatives, as published by Board Notice No. 80 of in Gazette No. 25299 of 8 August 2003;
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Related to General Code of Conduct

  • Supplier Code of Conduct means the code of that name published by the Government Commercial Function originally dated September 2017, as may be amended, restated, updated, re-issued or re-named from time to time;

  • Code of Conduct means an agreement or set of rules not imposed by law, regulation or administrative provision of a Member State which defines the behaviour of traders who undertake to be bound by the code in relation to one or more particular commercial practices or business sectors;

  • Code of Ethics means a statement encompassing the set of rules based on values and the standards of conduct to which suppliers are expected to conform

  • Hague Rules means the International Convention for the Unification of certain Rules of Law relating to Bills of Lading signed at Brussels on 25 August 1924.

  • Ethics means a set of principles governing the conduct of all persons governed by these rules.

  • COGE Handbook means the Canadian Oil and Gas Evaluation Handbook prepared jointly by The Society of Petroleum Evaluation Engineers (Calgary Chapter) and the Canadian Institute of Mining, Metallurgy & Petroleum (Petroleum Society), as amended from time to time.

  • Uniform Commercial Code means the Uniform Commercial Code as in effect from time to time in the State of New York.

  • Data Protection Law means the applicable legislation protecting the fundamental rights and freedoms of persons and their right to privacy with regard to the processing of Personal Data under the Agreement (and includes, as far as it concerns the relationship between the parties regarding the processing of Personal Data by SAP on behalf of Customer, the GDPR as a minimum standard, irrespective of whether the Personal Data is subject to GDPR or not).

  • the Handbook means the Authority’s Handbook of rules and guidance;