HKSCC Rules definition

HKSCC Rules means rules of HKSCC and any amendments, supplements, variations or modifications thereto from time to time in force;
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HKSCC Rules means the General Rules of HKSCC as may be amended or modified from time to time and where the context so permits, shall include the Operational Procedures;
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HKSCC Rules means the General Rules of HKSCC and the HKSCC Operational Procedures, as amended from time to time;
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Examples of HKSCC Rules in a sentence

  • Where a China Connect order is executed on a China Connect Market System through the use of the China Connect Service by a China Connect Exchange Participant, the China Connect Exchange Participant shall cause such transaction to be settled through CCASS as a China Connect Securities Trade in accordance with the HKSCC Rules.

  • All China Connect Securities Trades shall be settled through CCASS in accordance with the HKSCC Rules.

  • The Board and (subject to Rule 704 hereof) the Chief Executive may exercise their disciplinary powers against a Participant in such manner as they think fit if the Participant:- (e) is or has been in breach of the HKSCC Rules; 908A.

  • Any Exchange Participant which suffers a pecuniary loss as a result of or in connection with the default of any Exchange Participant, shall not be entitled to compensation under the Guarantee or the Fidelity Fund, if such loss arises out of a default relating to securities borrowing and lending transaction effected pursuant to the Regulations in the Sixth Schedule of these Rules or the HKSCC Rules (as the case may be).

  • SEHK Ruleso Chapter 6 – Professional Conduct▪ Rule 612 – “A Participant shall put in place adequate and effective internal policies, guidelines and/or control procedures to protect its operations, its clients, and other Participants from any loss (financially or otherwise) arising from theft, fraud, and other dishonest acts, professional misconduct or omissions and to ensure its compliance with the HKSCC Rules, the Clearing Rules, the Options Trading Rules, the Ordinance and these Rules.” ii.

Related to HKSCC Rules

  • ICC Rules means the Rules of Arbitration of the International Chamber of Commerce in effect on the date the applicable arbitration proceeding begins.

  • HKIAC Rules shall have the meaning ascribed to it in Section 10.13(a).

  • FCC Rules means the rules, regulations, orders and promulgated and published policy statements of the FCC.

  • FCA Rules means the Rules included within the FCA Handbook issued by the FCA.

  • FSA Rules meanss the rules, guidance, principles and codes comprised in the Handbook of Rules and Guidance issued by the FSA.

  • CySEC Rules means the Rules, Directives, Regulations, Guidance notes, opinions or recommendations of CySEC.

  • PPB Rules means the rules of the Procurement Policy Board as set forth in Title 9 of the Rules of the City of New York (“RCNY”), § 1-01 et seq.

  • M&A Rules means the Provisions on Merging and Acquiring Domestic Enterprises by Foreign Investors, which was promulgated by six Governmental Agencies, namely, the Ministry of Commerce, the State-owned Assets Supervision and Administration Commission, the State Administration for Taxation, the State Administration for Industry and Commerce, the China Securities Regulatory Commission (the “CSRC”), and the State Administration of Foreign Exchange, on August 8, 2006 and became effective on September 8, 2006, as amended by the Ministry of Commerce on June 22, 2009.

  • PRA Rules means the Rules included within the PRA handbook issued by the PRA.

  • JAMS Rules has the meaning assigned thereto in Section 13 hereof.

  • Applicable Laws/ Rules means the laws/ Rules of Islamic Republic of Pakistan/Punjab, as they may be issued and enforced from time to time.

  • Park Rules means the rules of conduct and practice issued by us from time to time and applicable to the use of the Caravan and other facilities at the Park. A copy of the Park Rules in force at the date of this Licence Agreement is attached.

  • AIM Rules means the rules published by the London Stock Exchange governing admission to AIM and the regulation of AIM companies as amended or re-issued from time to time;

  • CCASS Rules means the General Rules of CCASS and the CCASS Operational Procedures in effect from time to time;

  • DOE Rules means DOE’s energy conservation regulations found in Title 10, Parts 429, 430, and 431 of the Code of Federal Regulations.

  • CPR Rules has the meaning set forth in Section 10.3(a).

  • Model Rules means the State of Oregon’s Attorney General’s model rules of procedure for Public Contracting, which are set forth in OAR Chapter 137, divisions 46, 47, 48, and 49, and required under ORS 279A.065.

  • Network Rules means the operating rules of any Network, as may be amended from time to time and provided to Higher One in writing.

  • House Rules means the specific rules that are adopted by a facility licensee to govern the operation of a licensed facility and events, and which must comply with these policies;

  • SIFT Rules means the provisions of the Income Tax Act providing for a tax on certain income earned by a “SIFT trust” or “SIFT partnership” as those terms are defined in the Income Tax Act.

  • HIPAA Rules means the Privacy, Security, Breach Notification, and Enforcement Rules at 45 CFR Part 160 and Part 164.

  • UNCITRAL Arbitration Rules means the arbitration rules of the United Nations Commission on International Trade Law.

  • Organic rules means the public organic record and private organic rules of an entity.

  • Relevant Rules means, at any time, the laws, regulations, requirements, guidelines and policies relating to capital adequacy (including, without limitation, as to leverage) then in effect in the United Kingdom including, without limitation to the generality of the foregoing, as may be required by CRD IV or BRRD or any applicable successor legislation or any delegated or implementing acts (such as regulatory technical standards) adopted by the European Commission and applicable to the Issuer from time to time and any regulations, requirements, guidelines and policies relating to capital adequacy adopted by the Relevant Regulator from time to time (whether or not such requirements, guidelines or policies are applied generally or specifically to the Issuer or to the Issuer and any of its holding or subsidiary companies or any subsidiary of any such holding company).

  • Governmental Rules means any and all laws, statutes, codes, rules, regulations, ordinances, orders, writs, decrees and injunctions, of any Governmental Authority and any and all legally binding conditions, standards, prohibitions, requirements and judgments of any Governmental Authority.

  • Operating Rules means the operating rules of a CS Facility regulating the settlement, clearing and registration of uncertificated shares as amended, varied or waived (whether in respect of the Company or generally) from time to time which shall only apply to the Company during the Listed Period;