Examples of ICCC in a sentence
Internal Compliance Controls Committee (ICCC) will review and approve the Code annually.
For the service performed by ICCC for the Fund pursuant to this Appendix, the Fund will pay ICCC compensation for such services as the parties may agree to from time to time in writing.
The CCO will notify the ICCC of any material violations at the next regularly scheduled meeting.
In addition, the Chief Compliance Officer will promptly report any material violations of the Code, the results of any investigation he or she has conducted, and recommend sanctions to the ICCC.
Following its review, the ICCC may impose sanctions as it deems appropriate, including oral reprimand, a letter of censure, a fine, a reduction in salary or position, suspension without pay, termination of personal trading privileges, and/or termination of the employment of the violator.