Examples of Information Barriers in a sentence
This obligation is detailed in Macquarie's Information Barriers and Confidentiality policy and Conflicts of Interest policy.
Compliance maintains this information via an Insider List and advises on the appropriate measures to be put in place e.g. Information Barriers; • Information Barriers - are the physical, control, administrative and cultural barriers designed to prevent the flow of confidential and insider information.
Confidential Information and Information Barriers In their dealings with Canada Post, if Suppliers become aware of confidential or material undisclosed information about the CPGOC or their clients, we expect Suppliers to have in place policies and procedures for the proper handling and use of such information (such as information barriers).
This obligation is detailed in Macquarie’s Information Barriers and Confidentiality policy and Conflicts of Interest policy.
During the Rule 10b–6 Covered Period or Rule 10b–13 Covered Period, as applicable, the Affiliated Specialist and Affiliated Broker-Dealer reasonably must monitor for compliance with, and must inquire into possible breaches of, Information Barriers.
Any irregular trades by the Affiliated Specialist, the Affiliated Broker-Dealer, and any Affiliated Purchaser, or suspected breaches of the Information Barriers, must be reported immediately to the NYSE.
It may be necessary for information to be handled by different departments and/or individuals within Brunel Professions Ltd (commonly referred to as Information Barriers).
Should any Affiliated Specialist or Affiliated Broker-Dealer discover that there was a breach of the Information Barriers during the Rule 10b–6 Covered Period, it must provide immediate notice to the NYSE of such occurrence.
Should any Affiliated Specialist or Affiliated Broker-Dealer discover that there was a breach of the Information Barriers during the Rule 10b–6 Covered Period and Rule 10b–13 Covered Period, as applicable, it must provide immediate notice to the NYSE of such occurrence.
The parties shall give effect, within ten (10) Business Days of the date of this Sale and Purchase Agreement, to the Information Barriers Protocol set out in Schedule 23.