Discretionary Authority. BROKERAGE - ING-IM shall have full and complete discretion to establish brokerage accounts in the name of the Client and execute transactions in securities markets in the name of the Client, pursuant to proper authorization from the Client, through one or more securities broker/dealer firms as ING-IM may select, including those which from time to time may furnish to ING-IM statistical and investment research information and other services. The Client accepts the Statement of Policy on Brokerage Practices which is attached to this Agreement as EXHIBIT "B" and incorporated herein by reference. This policy may be modified by ING-IM in consultation with the Client.
Discretionary Authority. 5.1 The Introducer represents and warrants that the provision of Discretionary Services by the Introducer to its customers will not violate any law, regulation, ordinance, charter, by-law or rule applicable to the Introducer or to the jurisdiction in which the Introducer or its customer is resident, and shall be provided at the absolute discretion of Pure Market.
Discretionary Authority. By entering into this Agreement, you grant Blackfinch the full authority to manage your portfolio at our sole discretion and without prior reference to you or your Intermediary. We will acquire for your portfolio assets that Blackfinch reasonably believes at the time to be Qualifying Investments. We will abide by more specific investment objectives and restrictions (if any) that we commit to in the Blackfinch Ventures EIS Portfolios Brochure. We will, typically acting as your agent, buy and/ or sell one or more assets and otherwise act as we think appropriate in relation to the management of the portfolio, but subject always to the provisions of this Agreement. If we have express instructions from you, we will follow them and act (including as to the exercise of any voting rights) accordingly. If we do not have express instructions from you we will act (including as to the exercise of any voting rights) on your behalf using our discretion. You should note that any sale of assets by us may trigger tax consequences about which you should speak to your Intermediary or tax adviser. We are not responsible for the taxation consequences of any transaction.
Discretionary Authority. By entering into this Agreement, you grant Blackfinch the full authority to manage your portfolio at our sole discretion and without prior reference to you or your Financial Adviser. We will acquire for your portfolio, assets, which Blackfinch reasonably believes at the time to be qualifying assets, in accordance with the objectives and principles set out in the Adapt AIM Portfolios Brochure. We will buy and/or sell one or more assets and otherwise act as we think appropriate in relation to the management of the portfolio, but subject always to the provisions of this Agreement. There shall be no restriction on the amount invested in any one asset, or on the proportion of your portfolio in any one asset, or any particular type of asset, or on the markets on which transactions are effected, unless otherwise specified in the Adapt AIM Portfolios Brochure. You should note that any sale of assets by us may trigger tax consequences about which you should speak to your Financial Adviser or tax adviser. We are not responsible for the taxation consequence of any transaction. Under the FCA Handbook we are obliged to operate an order execution policy designed to obtain the best available result for any order placed on your behalf taking into account the Execution Factors as detailed in the FCA Handbook. Blackfinch’s order execution and allocation policies are available on request.
Discretionary Authority. The Adviser, whenever it deems appropriate may (i) buy, sell, exchange, convert, liquidate or otherwise trade in any stock, bonds and other securities (including money market instruments) and contracts relating to the same, and (ii) subject to its duty to seek best execution, place orders for the execution of such transactions with or through such brokers, dealers or issuers as the Adviser in its absolute discretion may select. It is understood that, to the extent permitted by Schedule A, the Adviser or Alliance Capital Global Derivatives Corporation, an affiliate of the Adviser, may also effect transactions for the Investment Account of the Client in options and futures and other commodity contracts. In such event, the Client will execute any additional documentation which the Adviser deems necessary to enable it or its affiliate to engage in such transactions on behalf of its Investment Account. The Client represents and warrants that it is familiar with the requirements of the Commodity Exchange Act and the National Futures Association pertaining to commodity pool operators and has determined that it is in compliance with such requirements, to the extent applicable.
Discretionary Authority. With respect to paying claims for benefits or determining eligibility for coverage under a policy issued by Humana, Humana as administrator for claims determinations and as XXXXX claims review fiduciary, shall have full and exclusive discretionary authority to:
Discretionary Authority. 3.1 The IB represents and warrants that the provision of Discretionary Services by the IB to its customers will not violate any law, regulation, ordinance, charter, by-law or rule applicable to the IB or to the jurisdiction in which the IB or its customer is resident.
Discretionary Authority. By entering into the Agreement, you grant Blackfinch the full authority to manage your portfolio of loans at our sole discretion and without prior reference to you or your intermediary. We will, at our discretion and through our Nominee Company, enter into our standard loan agreement with the borrower on your behalf as your agent on such terms as we see in accordance with the objectives and principles set out in the Blackfinch Corporate Management Service Brochure. The current standard loan agreement is appended to this Agreement. On entering the loan agreement as above, we will transfer the relevant amount from our Corporate Client Account to the borrower in order to give your shareholders the benefit of business relief on the value of your shares. It is at this point that you will start earning interest on the loan. Blackfinch, or any person we appoint for such purpose, shall have complete discretion regarding the management of the portfolio of loans including but not limited to the ability to:
Discretionary Authority. The Committee shall have full discretionary authority in all matters related to the discharge of its responsibilities and the exercise of its authority under the Plan, including, without limitation, its construction of the terms of the Plan and its determination of eligibility for participation and Awards under the Plan. The decisions of the Committee and its actions with respect to the Plan shall be final, conclusive and binding on all persons having or claiming to have any right or interest in or under the Plan, including Participants and their respective estates, beneficiaries and legal representatives.
Discretionary Authority. (a) The Board or, where applicable, a Committee (or either of their duly authorized designees) shall have the exclusive right, power, and authority, in its sole and absolute discretion, to administer, apply and interpret this Agreement, the Plan and any other Plan or Trust documents and to decide all matters arising in connection with the operation or administration of the Plan or the Trust and the investment of Plan assets.
