Investor Compensation Fund. (ICF) means the fund of clients of CIFs, who are fund members, established pursuant to article 59(1) and (2) of the Law, and whose powers and functions are regulated by the provisions of the Law and this Directive DI144-2007-15 of 2015 of the CySEC.
Investor Compensation Fund means the investor compensation fund established pursuant to the SFO.
Investor Compensation Fund means the investor compensation fund established pursuant to the Ordinance;
Examples of Investor Compensation Fund in a sentence
If the Company or any of its officers, employees or Affiliates fails to meet its obligations to the Client under the Agreement, the Client acknowledges and accepts that its right to claim compensation (i) under the Investor Compensation Fund is restricted to the extent provided in the CMSA, and (ii) in any Market outside Malaysia is subject to Applicable Regulations of or in the relevant Market.
More Definitions of Investor Compensation Fund
Investor Compensation Fund the Investor Compensation Fund established pursuant to the SFO;
Investor Compensation Fund means the Investor Compensation Fund established under section 236 of the SFO;
Investor Compensation Fund. 投資者賠償基金」 means the Investor Compensation Fund established pursuant to the Securities and Futures Ordinance; 指按照《證券及期貨條例》成立的投資者賠償基金;
Investor Compensation Fund means the investor compensation fund established pursuant to the Securities and Futures Ordinance. “IPO Loan” means financial assistance to finance subscriptions for IPO Shares;
Investor Compensation Fund. The Company being a member of the Investor Compensation Fund (“the (Fund” or “ICF”)) provides the Client, if he is being categorized as a retail client, with the security of receiving compensation from the Fund, for any claims arising from the malfunction on behalf of the Company or if the Company fails to fulfil its obligations, regardless of whether that obligation arises from a breach of applicable laws, the Agreement or from any wrongdoing by the Company. Further details in regard to the Fund are available in the Investor Compensation Fund document uploaded on the Company’s website. • Due diligence measures: The Company has the obligation to exercise all due skill, care and diligence during the selection, appointment and periodic review of the credit institution, bank where clients’ funds are kept. The Company’s due diligence measures have been designed in such a manner so as to ensure, among others, that the good repute of such institutions is taken into consideration. • The Company may hold clients’ funds in omnibus accounts with third party financial and credit institutions. Hence, the client is warned that there is a risk of loss emanating from the use of omnibus accounts in financial or credit institutions. Omnibus accounts may also hold other types of risks including legal, haircut risk, liquidation risk, third party risk and others. It is commonly understood that any amount payable by the Company to the client, shall be paid directly to the client, to a bank account the beneficial owner of which is the client. All withdrawals can only be processed if the company has received the “KYC Documents” of the client and the client has been verified by the Company, thus the account is considered as approved.
Investor Compensation Fund or "ICF" means the ICF for Clients of IFs, the ICF for Clients of Banks and the ICF for Clients of CCIs, as defined in part VII;
Investor Compensation Fund the Investor Compensation Fund established pursuant to the SFO; ''Margin'' the amount, whether cash or non-cash collateral as may from time to time be demanded by CJF HK from the Client by way of margin (including without limitation the initial margin, maintenance margin and additional 「操守準則」 證監會發出的《證券及期貨事務監察委員會註冊人操守準則》，及其不時修訂的版本； 「商品」 任何物品，包括但不限於貨幣、存款、金融工具、證券、任何指數（無論與股票市場有關）、利率、匯率、實物資產（包括但不限於貴重金屬、農產品、石油及土地）、其他可在任何交易所買賣的投資（包括其有關的權益和期權）及（按個別情況所須）包括上述任何一項的期貨／期權合約（無論該物品可否交付）； 「合約」 按文義而定，期貨合約及/或期權合約； 「代理經紀」 指以長江期貨的身份在一間長江期貨可能並非為其會員或參與者的交易所及/或結算所訂立合約及 /或結算該合約的該間交易所及/或結算所的任何會員或參與者（視乎何➓情況而定）； 「免責聲明」 在客戶於長江期貨開戶前及／或不時由長江期貨向客戶提供的免責聲明，其格式由期交所不時訂明，最新版本載列於本客戶綜合協議的附表一； 「電子媒介」 任何電子或電訊媒介，包括但不限於互聯網、互動電視系統、電話、無線應用系統規約，或長江期貨不時確定和指定的任何其他電子或電訊設備或系統； 「電子交易服務」 根據本協議長江期貨、其承辦商或其代理人不時已提供或將提供的任何設施及服務（包括但不限於交易服務、資訊服務、電子郵件服務，以及前者有關的軟件），使客戶可透過任何電子媒介就有關帳戶的任何有關交易發出指示或獲取證券的報價或其他資訊； 「失責事件」 載列於一般條款之第9條中的任何失責事件； 「交易所」 聯交所及於世界任何地方進行買賣期貨/期權合約的任何其他交易所、市場或交易商組織； 「交易合約」 經證監會及期交所批准在期交所不時運作的巿場上進行買賣並可能因而產生期貨合約或期權合約之商品合約； 「FATCA 」 美國《海外帳戶稅收合規法案》； 「期貨合約」 指按相關交易所或市場所指定的條款而進行的以下合約：