Material Risk Taker definition

Material Risk Taker means a material risk taker (as determined by the DB Group in its sole discretion) having regard to InstitutsVergV or any other applicable regulation.

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Material Risk Taker means a Participant that:

Material Risk Taker means such employees of the Company as the CBB may require from time to time to be identified as such and any other employee, or group of employees, of the Company from time to time designated as such by the Remuneration Committee.

Examples of Material Risk Taker in a sentence

• Any employee who is designated as a Material Risk Taker under any relevant regulatory regime understands and accepts that any deferred compensation provided pursuant to this Agreement or other deferred compensation plan may be subject to the applicable malus and clawback provisions under the applicable regulatory regime.

• This Appendix applies to any individual who, at any point in ____, was classified by the Firm as a Material Risk Taker (“GSBE MRT”) or Senior Management (“GSBE Senior Management”) in connection with the business operations of GSBE or any branch or subsidiary thereof, whether or not GSBE or any branch or subsidiary thereof employed such individual.

• Additionally, Executive's role has been identified as a Material Risk Taker (“MRT”) under the European Banking Authority ("EBA") rules and, therefore, will be subject to the EBA rules so long as they shall apply.

• Any event that constitutes Cause [(including, for the avoidance of doubt, “Serious Misconduct” as defined in the Material Risk Taker Appendix)] has occurred before the applicable Delivery Date for RSUs or the applicable Transferability Date for Shares at Risk.

• All other terms of this Award Agreement, including the forfeiture and repayment events in Paragraphs 9 and 10 [and the U.K. Material Risk Taker Appendix], continue to apply.

• Any event that constitutes Cause [(including, for the avoidance of doubt, “Serious Misconduct” as defined in the U.K. Material Risk Taker Appendix)] has occurred before the [applicable] Settlement Date.

• All other terms of this Award Agreement, including the forfeiture and repayment events in Paragraphs 9 and 10 [and the Material Risk Taker Appendix], continue to apply.

• No Employment termination that you initiate, including any purported “constructive termination,” a “termination for good reason” or similar concepts, can be “involuntary” or by “mutual agreement.” All other terms of this Award Agreement, including the other forfeiture and repayment events in Paragraphs 9 and 10 [and the Material Risk Taker Appendix], continue to apply.

• Any event that constitutes Cause [(including, for the avoidance of doubt, “Serious Misconduct” as defined in the Material Risk Taker Appendix)] has occurred before the applicable Delivery Date [for RSUs or the applicable Transferability Date for Shares at Risk].

• Any event that constitutes Cause [(including, for the avoidance of doubt, “Serious Misconduct” as defined in the Material Risk Taker Appendix)] has occurred before the [applicable] Settlement Date.

More Definitions of Material Risk Taker

Material Risk Taker means a member of a category of staff whose professional activities have a material impact on the financial institution’s risk profile, including a member of a category of staff referred to in Article 92(2) of Directive 2013/36/EU or point (c) of Article 275(1) of Commission Delegated Regulation (EU) 2015/35 (12) or the senior management of a central counterparty as defined in Article 2(29) of Regulation (EU) No 648/2012, as applicable;

Material Risk Taker means any Employee of an Employer that is identified by the Committee, or its authorized designee, as a material risk taker under SYSC 19G.5.3R based on the expectations and guidance under SYSC 19G.5, because the Employee’s professional activities have a material impact on the risk profile of an Employer subject to the Investment Firms Prudential Regime or of the assets that such an Employer manages.

Material Risk Taker means an officer who is not a member of the senior management of a licensed entity and who:

Material Risk Taker means an IFD Material Risk Taker or an IFPR Material Risk Taker;

Material Risk Taker means a person whose activities have a material potential impact on the Branch’s risk profile, performance and long-term soundness.