Material Terms of the Order definition

Material Terms of the Order includes: the NMS Security or OTC Equity Security symbol; security type; price (if applicable); size (displayed and non-displayed); side (buy/sell); order type; if a sell order, whether the order is long, short, short exempt; open/close indicator (except on transactions in equities); time in force (if applicable); if the order is for a Listed Option, option type (put/call), option symbol or root symbol, underlying symbol, strike price, expiration date, and open/close (except on market maker quotations); and any special handling instructions.
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Examples of Material Terms of the Order in a sentence

  • Material Terms of the Order Proposed Rule 6830 requires IndustryMembers to record and report to the Central Repository Material Terms of the Order with certain Reportable Events ( e.g., for the original receipt or30 Approval Order, supra note 10, at 84718.

  • However, when the Commission approved the CAT NMS Plan, it determined that it was appropriate to remove the proposed requirement that an open/close indicator be reported as part of the Material Terms of the Order for equities and Options Market Maker quotations.101 At the time, three commenters objected to the requirement that CAT Reporters report an open/close indicator for equities transactions.

  • Material Terms of the Order Proposed Rule 4.7 requires IndustryMembers to record and report to the Central Repository Material Terms of the Order with certain Reportable Events ( e.g., for the original receipt or origination of an order, for the routing of an order).

  • Material Terms of the Order Proposed Rule 14.3 requires IndustryMembers to record and report to the Central Repository Material Terms of the Order with certain Reportable Events ( e.g., for the original receipt or origination of an order, for the routing of an order).

  • Material Terms of the Order Proposed Rule 6.87 requires IndustryMembers to record and report to the Central Repository Material Terms of the Order with certain Reportable Events ( e.g., for the original receipt or origination of an order, for the routing of an order).

  • Proposed Rule 6830 requires Industry Members to record and report to the Central Repository Material Terms of the Order with certain Reportable Events (e.g., for the original receipt or origination of an order, for the routing of an order).

  • Based on the 96 (5 OT) hour, 12-day work period established for full-time fire suppression personnel, a part-time firefighter may work a maximum of 116 hours in a 28-day work period, and not over 30 hours per week.

  • To the extent that the Participants and/or Industry Members wish to receive similar exemptive relief related to other Material Terms of the Order set at the at 42254–55.

  • Material Terms of the Order Proposed Rule 902 requires IndustryMembers to record and report to the Central Repository Material Terms of the Order with certain Reportable Events ( e.g., for the original receipt or origination of an order, for the routingproposes to define the term ‘‘Material Terms of the Order’’ in Proposed Rule 900.

  • Material Terms of the Order Proposed Rule 1703 requires IndustryMembers to record and report to theCentral Repository Material Terms of the Order with certain Reportable Events ( e.g., for the original receipt or origination of an order, for the routing of an order).

Related to Material Terms of the Order

  • Material Terms means (i) for Designated FX Transactions, the Settlement Date, amounts of each currency to be delivered by each party, and any other terms considered material in the market, (ii) for Designated Option Transactions, the amounts of each currency, the style (e.g., American or European) of option, the strike price, premium, expiration date, and any other terms considered material in the market, (iii) for Designated Bullion Trade Transactions, the Trade Date, Purchaser, Seller, Bullion, number of Ounces, Contract Price, Value Date, and any other material terms and (iv) for Designated Bullion Option Transactions, Trade Date, Buyer, Seller, Bullion, number of Ounces, style, type, Strike Price, Expiration Date, Settlement Date, Premium, Premium Payment Date, and any other material terms (terms used in subsection (iii) and (iv) in this definition have the means set forth in the 2005 ISDA Commodity Definitions).

  • the Order means the agreement entered into between the Purchaser and the Supplier including all the attachments and appendices and all documents incorporated as per notification of award.

  • Material Compliance Matter has the same meaning as the term defined in Rule 38a-1, and includes any compliance matter that involves: (1) a violation of the federal securities laws by Distributor (or its officers, directors, employees, or agents); (2) a violation of Distributor's Rule 38a-1 policies and procedures; or (3) a weakness in the design or implementation of Distributor's Rule 38a-1 policies and procedures.

  • Third Party Terms means, if any, the end user license agreement(s) or similar terms for the Third Party Software, as applicable and attached as Exhibit D.

  • URL Terms means the terms with which Customer must comply, which are located at a URL, referenced in this Agreement and are hereby incorporated by reference.

  • Agreed Terms means, in relation to a document, such document in the terms agreed between the Seller and the Purchaser and signed for identification purposes by the Seller’s Lawyers and the Purchaser’s Lawyers, with such alterations as may be agreed in writing between the Seller and the Purchaser from time to time;

  • Quality Agreement has the meaning set forth in Section 9.6.

  • Particular matter means any judicial or other proceeding, application, submission, request for a ruling or other determination, contract, claim, controversy, charge, accusation, arrest, decision, determination, finding, but excluding enactment of general legislation by the general court and petitions of cities, towns, counties and districts for special laws related to their governmental organizations, powers, duties, finances and property. G.L. c. 268A, § 1(k).

  • Final Terms means the final terms specifying the relevant issue details of the ETP Securities.

  • the Order limits means the limits shown on the works plans within which the authorised project may be carried out;

  • Additional Terms and Conditions means the terms and conditions that govern the promotion as determined by the Participating Banks (if any).

  • Specific Terms and Conditions means the specific terms and conditions as described in section 6.1 (and, in relation to an Agreement between Envestra and a Network User, means the Specific Terms and Conditions which form part of that Agreement).

  • Terms of the citation means those conditions and options expressly stated upon the citation.

  • Written protocol means a physician’s order for one or more patients that contains, at a minimum, the following:

  • Commercial Terms means this Agreement excluding the Purchase Order;

  • Work Order means an individually negotiated document that is executed by both Parties and which authorizes a Project, if any, in an indefinite quantity Contract.

  • Product Terms means the document that provides information about Microsoft Products and Professional Services available through volume licensing. The Product Terms document is published on the Licensing Site and is updated from time to time.

  • Material safety data sheet or "MSDS" means the chemical, physical, technical, and safety information document supplied by the manufacturer of the coating, solvent, or other chemical product, usually through the distribution network or retailers.

  • Additional Terms means any additional terms agreed in writing amending, varying or agreeing additions to these Terms;

  • Special Terms and Conditions means any attachment hereto entitled, in whole or in part, “Special Terms and Conditions.”

  • Special Terms means the Section of the Contract entitled “Special Terms” that contains terms specific to this Contract, including but not limited to the Scope of Work and contract payment terms. If there is a conflict between the General Terms for Services Contracts and the Special Terms, the Special Terms shall prevail.

  • Specification Schedule means the Schedule containing details of the Specification.

  • Extended Terms shall have the meaning given such term in Section 2.4.

  • Specific Terms in relation to a Loan means the specific terms applicable to that Loan as set out in the document entitled ‘Specific Terms’ related to that Loan;

  • Contract Schedule means a schedule to this Contract;