Notifiable Transaction definition

Notifiable Transaction means any transaction relating to Company Securities conducted for the account of a PDMR or PCA, whether the transaction was conducted by the PDMR or PCA or on his or her behalf by a third party and regardless of whether or not the PDMR or PCA had control over the transaction. This captures every transaction which changes a PDMR’s or PCA’s holding of Company Securities, even if the transaction does not require clearance under this code. It also includes gifts of Company Securities, the grant of options or share awards, the exercise of options or vesting of share awards and transactions carried out by investment managers or other third parties on behalf of a PDMR, including where discretion is exercised by such investment managers or third parties and including under Trading Plans or Investment Programmes.
Notifiable Transaction means a transaction in respect of which notice is required to be given in terms of section 8;
Notifiable Transaction means a transaction set out in Requirement 13.1.1;

Examples of Notifiable Transaction in a sentence

  • The additional disclosure requirements and continuing obligations will apply to a listed issuer which becomes a Mineral Company by undertaking a Relevant Notifiable Transaction involving the acquisition of Mineral or Petroleum Assets.

  • PCAs are also required to notify the Company and the FCA in writing, within the time frames given above, of every Notifiable Transaction conducted for their account.

  • Subsequent to approval obtained in accordance with paragraphs 9.5.1 and 9.5.2, any Key Management Personnel must notify the Board and Company Secretary in writing of the details of any Notifiable Transaction as soon as practicable and in any event within one (1) business day of the transaction occurring.

  • PDMRs must also notify the FCA in the United Kingdom, in writing of every Notifiable Transaction in Company Securities conducted for their account as follows: • Notifications to the FCA must be made within three Business Days of the Dealing taking place.

  • A Notifiable Transaction means any transaction relating to means any transaction relating to Company securities conducted for the account of Key Management Personnel or any Associates, whether the transaction was conducted by the Key Management Personnel (or any Associates) or on his or her behalf by a third party and regardless of whether or not the Key Management Personnel or any Associates had control over the transaction.


More Definitions of Notifiable Transaction

Notifiable Transaction means a transaction that exceeds certain financial thresholds which requires prior notification under the Competition Act;
Notifiable Transaction means any transaction relating to Company Securities conducted for the account of a PDMR or PCA, whether the transaction was conducted by the PDMR or PCA or on his or her behalf by a third party and regardless of whether or not the PDMR or PCA had control over the transaction. This captures every transaction which changes a PDMR’s or PCA’s holding of Company Securities, even if the transaction does not require clearance under this code. It also includes gifts of Company Securities, the grant of options or share awards, the exercise of options or vesting of share awards and transactions carried out by investment managers or other third parties on behalf of a PDMR, including where discretion is exercised by such investment managers or third parties and including under Trading Plans or Investment Programmes.“PCA”means a person closely associated with a PDMR, being: and:(A) specifies the amount of Company Securities to be dealt in and the price at which and the date on which the Company Securities are to be dealt in; or(B) gives discretion to that independent third party to make trading decisions about the amount of Company Securities to be dealt in and the price at which and the date on which the Company Securities are to be dealt in; or(C) includes a method for determining the amount of Company Securities to be dealt in and the price at which and the date on which the Company Securities are to be dealt in.APPENDIX 1 RENEURON GROUP PLC(the “Company”)SHARE DEALING CODE - SHARE DEALING CONSENT FORM ReNeuron Group plc (the “Company”) Application for clearance to deal If you wish to apply for clearance to deal under the Company’s dealing code, please complete sections 1 and 2 of the table below and submit this form to the Company Secretary. By submitting this form, you will be deemed to have confirmed and agreed that:
Notifiable Transaction means any transaction relating to Company Securities conducted for the account of a PDMR or PCA, whether the transaction was conducted by the PDMR or PCA or on his or her behalf by a third party and regardless of whether or not the PDMR or PCA had control over the transaction. This captures every transaction which changes a PDMR’s or PCA’s holding of Company Securities, even if the transaction does not require clearance under this Code. It also includes gifts of Company Securities, the grant
Notifiable Transaction means any transaction relating to Diageo Securities conducted for the account of a Restricted Person or PCA, whether the transaction was conducted by the Restricted Person or PCA or on his or her behalf by a third party and regardless of whether or not the Restricted Person or PCA had control over the transaction. This captures every transaction which changes a Restricted Person’s or PCA’s holding of Diageo Securities, even if the transaction does not require clearance under the Code. It also includes gifts of Diageo Securities, the grant of options or share awards, the exercise of options or vesting of share awards and transactions carried out by investment managers or other third parties on behalf of a Restricted Person, including where discretion is exercised by such investment managers or third parties and including under Trading Plans or Investment Programmes.
Notifiable Transaction means the notice of guaranteed delivery in the form printed on green paper accompanying the Offer to Purchase and Circular;has the meaning ascribed thereto on page 71;
Notifiable Transaction means any transaction relating to Bloomsbury shares conducted for the account of a Plc Board Director/ PDMR or a PCA, whether the transaction was conducted by the Plc Board Director/ PDMR or PCA or on their behalf by a third party and regardless of whether or not the Plc Director/ PDMR or PCA had control over the transaction. This captures every transaction which changes a Plc Board Director/PDMR or PCA’s holding of Bloomsbury shares, even if the transaction does not require clearance under this Code. It also includes gifts of Bloomsbury shares, the grant of options or share awards, the exercise of options or vesting of share awards and transactions carried out by investment managers or other third parties on behalf of a Plc Board Director/PDMR or a PCA, including where discretion is exercised by such investment managers or third parties and including under Trading Plans or Investment Programmes.
Notifiable Transaction has the meaning ascribed thereto under "Principal Legal MattersRegulatory MattersCompetition Act."