Notified Holder definition

Notified Holder means a Shareholder on whom a notice is served by the Company requiring the Shareholder to transfer its Shares in the circumstances described in the “Mandatory Transfers or Redemptions” section below; “OECD” means the Organisation for Economic Co-operation and Development. The current member states of the OECD are listed in Appendix II; “Ordinary Resolution” means a resolution passed by a simple majority of the votes cast by Shareholders entitled to vote on matters affecting the relevant Series of Shares; “Partially Hedged” means that this currency specific class of Shares is not intended to be fully hedged against the exposure to the other currencies within the portfolio of assets and attributable to that class of Shares; “Partially Hedged Classes” means such Share Classes which have “Partially Hedged” in their name; “Portfolio Managers” means such persons, firms or companies as may from time to time be appointed by the Investment Adviser to provide investment management or advisory services in relation to any Fund or Funds; “Privacy Statement” means the privacy statement adopted by the Company, as amended from time to time, the current version of which will be appended to the application form and available via the website https://seic.com/en-gb/fund-documents; “Prospectus” means this document, any Supplement or addendum designed to be read and construed together with and to form part of this document and the Company’s most recent annual report and accounts or, if more recent, its interim report and accounts; “Recognised Market” means any recognised exchange or market listed or referred in Appendix I to this Prospectus and in such other markets as the Manager may from time to time determine in accordance with the regulatory criteria as defined in the Central Bank UCITS Regulations and as shall be specified in a Supplement hereto; “Recognised Rating Agency” means Moody’s Investors Service, S&P Global Ratings, Fitch Ratings or an equivalent rating agency; “Relevant Declaration” means the declaration relevant to the Shareholder as set out in Schedule 2B of the TCA; “Relevant Supplement” means a document supplemental to this Prospectus in relation to a particular Class or Fund or otherwise which
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Notified Holder means a Shareholder on whom a notice is served by the Company requiring the Shareholder to transfer its Shares in the circumstances described in the “Mandatory Transfers or Redemptions” section below; “OECD” means the Organisation for Economic Co- operation and Development. The current member states of the OECD are listed in Appendix II; “Ordinary Resolution” means a resolution passed by a simple majority of the votes cast by Shareholders entitled to vote on matters affecting the relevant Series of Shares; “Portfolio Managers”
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Notified Holder means a Shareholder on whom a notice is served by the Company requiring the Shareholder to transfer its Shares in the circumstances described in the “Mandatory Transfers or Redemptions” section below;
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Examples of Notified Holder in a sentence

  • Each Notifying Holder and Notified Holder undertakes to ensure its compliance with Rule 144 in the event of a Covered Sale under Rule 144.

  • In the event that any Notified Holder does not provide written notice of its intention to sell its Pro Rata Portion of any Covered Sale in a timely manner, the remainder shall be reallocated to the other Notified Holders who have provided written notice of their intention to participate in the Covered Sale in like manner.

  • If any Notified Holder intends to participate in such Covered Sale, such Notified Holder must provide written notice to the Notifying Holder and the Company no later than two Business Days after such Notified Holder’s receipt of the applicable Sale Notice of its intention to participate, whether it will participate up to its Pro Rata Portion and whether it would sell any additional Pro Rata Portion not used by any other Notified Holder.

  • The Notified Holder may sell up to fifty percent (50%) of the number of Selling Holder Shares.

  • The Notified Holder shall effect his or its participation in the sale by delivering to the Selling Holder for transfer to the prospective purchaser one or more certificates, properly endorsed for transfer, which represent the shares of Common Stock that the Notified Holder elects to sell.

  • Payment of the Offered Price shall be made within thirty (30) days after delivery of the Notified Holder Notice or, if later, at the time set forth in the Selling Notice.

  • At the time of payment, the Selling Holder shall deliver to the Notified Holder a duly endorsed stock certificate or certificates evidencing the Selling Holder Shares.

Related to Notified Holder

  • Qualified Holder means any person who:

  • Specified Holders means Hindalco and its Affiliates.

  • Indemnified Holder As defined in Section 8(a) hereof.

  • Disqualified Holder means any holder of shares of stock of the Corporation whose holding of such stock, either individually or when taken together with the holding of shares of stock of the Corporation by any other holders, may result, in the judgment of the Board of Directors, in the loss of, or the failure to secure the reinstatement of, any license or franchise from any governmental agency held by the Corporation or any of its subsidiaries to conduct any portion of the business of the Corporation or any of its subsidiaries.

  • Designated Holder means the Holder of Note A-1.

  • Qualified Holdings means, as to any Recipient, all Shares owned beneficially or of record by: (i) such Recipient, or (ii) such Recipient's Customers, but in no event shall any such Shares be deemed owned by more than one Recipient for purposes of this Plan. In the event that more than one person or entity would otherwise qualify as Recipients as to the same Shares, the Recipient which is the dealer of record on the Fund's books as determined by the Distributor shall be deemed the Recipient as to such Shares for purposes of this Plan.

  • Excluded Holder means (a) any Person who at the time this Plan was adopted was the beneficial owner of 20% or more of the outstanding Common Stock; or (b) the Company, a Subsidiary or any Employee Benefit Plan of the Company or a Subsidiary or any trust holding Common Stock or other securities pursuant to the terms of an Employee Benefit Plan.

  • Deceased Holder Not applicable.

  • Demand Holder has the meaning set forth in Section 3.02(a).

  • Initiating Holder has the meaning set forth in Section 2.01(a).

  • Existing Holder means a Broker-Dealer or any such other Person as may be permitted by the Corporation that is listed as the holder of record of shares of AMPS in the Stock Books.

  • Electing Holder means any holder of Registrable Securities that has returned a completed and signed Notice and Questionnaire to the Company in accordance with Section 3(d)(ii) or 3(d)(iii) hereof.

  • Notice Holder means, on any date, any Holder that has delivered a Notice and Questionnaire to the Company on or prior to such date.

  • Included Registrable Securities has the meaning specified therefor in Section 2.02(a) of this Agreement.

  • Key Holder Registrable Securities means (i) the shares of Common Stock held by the Key Holders, and (ii) any Common Stock issued as (or issuable upon the conversion or exercise of any warrant, right, or other security that is issued as) a dividend or other distribution with respect to, or in exchange for or in replacement of such shares.

  • Requesting Holder shall have the meaning given in subsection 2.1.1.

  • Participating Holder means any Holder of Registrable Securities that has returned a completed and signed Notice and Questionnaire to the Company in accordance with Section 2(b) hereof.

  • Restricted Holder means (i) a holder that is an affiliate of the Company within the meaning of Rule 405, (ii) a holder who acquires Exchange Securities outside the ordinary course of such holder’s business, (iii) a holder who has arrangements or understandings with any person to participate in the Exchange Offer for the purpose of distributing Exchange Securities and (iv) a holder that is a broker-dealer, but only with respect to Exchange Securities received by such broker-dealer pursuant to an Exchange Offer in exchange for Registrable Securities acquired by the broker-dealer directly from the Company.

  • Qualifying Holder shall have the meaning ascribed thereto in Section 12 hereof.

  • Controlling Holder means, as of any date of determination:

  • Investor Registrable Securities means (i) any Common Equity held (directly or indirectly) by an Investor or any of its Affiliates, and (ii) any equity securities of the Company or any Subsidiary issued or issuable with respect to the securities referred to in clause (i) above by way of dividend, distribution, split or combination of securities, or any recapitalization, merger, consolidation or other reorganization.

  • Excepted Holder means a Stockholder for whom an Excepted Holder Limit is created by the Charter or by the Board pursuant to Section 5.9(ii)(g).

  • Key Person Event shall have the meaning set forth in Section 5.6.

  • FTR Holder means the PJM Member that has acquired and possesses an FTR.

  • Ineligible Holder is defined in Section 4.8(c).

  • Rights Holder means the holder of the Call Rights.