Organizational and Offering Services. The Advisor shall perform all services related to the organization of the Company or any Offering or private sale of the Company’s securities, other than services that (i) are to be performed by the Dealer Manager, (ii) the Company elects to perform directly or (iii) would require the Advisor to register as a broker-dealer with the SEC or any state.
Organizational and Offering Services. The Advisor shall manage and supervise:
(a) the structure and development of any Offering, including the determination of the specific terms of the Securities to be offered by the Company;
(b) the preparation of all organizational and offering related documents, and obtaining of all required regulatory approvals of such documents;
(c) along with the Dealer Manager, approval of the participating broker dealers and negotiation of the related selling agreements;
(d) coordination of the due diligence process relating to participating broker dealers and their review of the Prospectus and other Offering and Company documents;
(e) preparation and approval of all marketing materials contemplated to be used by the Dealer Manager or others in an Offering;
(f) along with the Dealer Manager, negotiation and coordination with the transfer agent for the receipt, collection, processing and acceptance of subscription agreements, commissions, and other administrative support functions;
(g) creation and implementation of various technology and electronic communications related to an Offering; and
(h) all other services related to organization of the Company or the Offering, whether performed and incurred by the Advisor or its Affiliates.
Organizational and Offering Services. (1) assist the Company in maintaining the registration of the Shares under federal and state securities laws and complying with all federal, state and local regulatory requirements applicable to the Company in respect of the Offering (including the Xxxxxxxx-Xxxxx Act of 2002, as amended), including preparing or causing to be prepared all supplements to the Prospectus, post-effective amendments to the registration statement for any Offering and financial statements required under applicable regulations and contractual undertakings and all reports and documents, if any, required under the Securities Act and the Securities Exchange Act of 1934, as amended; provided, however, that in all filings made under federal and state securities laws, the statements therein shall be made by solely the Company and not by the Advisor or any of its other Affiliates; and
(2) assist the Company in complying with all federal, state and local regulatory requirements applicable to the Company and its subsidiaries in respect of any private placements of any securities, including but not limited to tenancy-in-common or Delaware statutory trust beneficial interests in DST Properties, including preparing or causing to be prepared private placement memoranda and all supplements thereto; provided, however, that in all private placement memoranda, supplements thereto and any other offering materials, the statements therein shall be made by solely the Company and not by the Advisor or any of its other Affiliates.
Organizational and Offering Services. The Advisor shall generally perform all services related to the organization of the Company or any Offering of the Company’s securities, other than services that (a) are to be performed by the Dealer Manager, (b) the Company elects to perform directly or (c) would require the Advisor to register as a broker-dealer with the SEC or any state. The Advisor shall specifically manage and supervise:
(i) development of the Offering, including the determination of the specific terms of the securities to be offered by the Company, preparation of all Offering and related documents, and obtaining all required regulatory approvals of such documents;
(ii) along with the Dealer Manager, if any, approval of the participating broker dealers and negotiation of the related selling agreements;
(iii) coordination of the due diligence process relating to participating broker dealers and their review of any Prospectus and other Offering and Company documents;
(iv) preparation and approval of all marketing materials contemplated to be used by the Dealer Manager or others in the Offering of the Company’s securities;
(v) along with the Managing Dealer, negotiation and coordination with the transfer agent for the receipt, collection, processing and acceptance of subscription agreements, commissions, and other administrative support functions;
(vi) creation and implementation of various technology and electronic communications related to the Offering of the Company’s securities; and
(vii) all other services related to organization of the Company or the Offering, whether performed and incurred by the Advisor or its Affiliates.
Organizational and Offering Services. The Advisor shall manage and supervise:
(i) development of the product offering, including the determination of the specific terms of the Securities to be offered by the Company;
(ii) the organization of the Company, preparation of all offering and related documents, and obtaining of all required regulatory approvals of such documents;
(iii) along with the Dealer Manager, approval of the participating broker dealers and negotiation of the related selling agreements;
(iv) coordination of the due diligence process relating to participating broker dealers and their review of the Prospectus and other Offering and Company documents;
(v) preparation and approval of all marketing materials contemplated to be used by the Dealer Manager or others in the offering of the Company's Securities;
(vi) along with the Dealer Manager, negotiation and coordination with the transfer agent for the receipt, collection, processing and acceptance of subscription agreements, commissions, and other administrative support functions;
Organizational and Offering Services. The Advisor shall manage and supervise:
(i) development of the Offering, including the determination of the specific terms of the Common Stock to be offered by the Company;
(ii) the organization of the Company, preparation of all Offering and related documents, and obtaining of all required regulatory approvals of such documents;
(iii) coordination of the due diligence process of the Broker-Dealer and its review of the Prospectus and other Offering and Company documents;
(iv) preparation and approval of all marketing materials contemplated to be used by the Broker-Dealer or others in the Offering;
(v) along with the Broker-Dealer, negotiation and coordination with the escrow agent for the receipt, collection, processing and acceptance of subscription agreements, and other administrative support functions;
(vi) creation and implementation of various technology and electronic communications related to the Offering; and
(vii) all other services related to organization of the Company or the Offering, whether performed and incurred by the Advisor or its Affiliates.
Organizational and Offering Services. (1) assist the Company in maintaining the registration of the Shares under federal and state securities laws and complying with all federal, state and local regulatory requirements applicable to the Company in respect of the Offering (including the Xxxxxxxx-Xxxxx Act of 2002, as amended), including preparing or causing to be prepared all supplements to the Prospectus, post-effective amendments to the registration statement for any Offering and financial statements required under applicable regulations and contractual undertakings and all reports and documents, if any, required under the Securities Act and the Securities Exchange Act of 1934, as amended; provided, however, that in all filings made under federal and state securities laws, the statements therein shall be made by solely the Company and not by the Advisor or any of its other Affiliates.
Organizational and Offering Services. The Advisor shall manage and supervise:
(i) Development of the product offering, including the determination of the specific terms of the Securities to be offered by the Company;
(ii) Formation and organization of the Company, preparation of all offering and related documents, and obtaining of all required regulatory approvals of such documents;
(iii) Along with the Dealer Manager, approval of the participating broker-dealers and negotiation of the related selling agreements;
(iv) Coordination of the due diligence process relating to participating broker-dealers and their review of the Prospectus and other Offering and Company documents;
(v) Preparation and approval of all marketing materials contemplated to be used by the Dealer Manager or others in the Offering of the Company's Securities;
(vi) Along with the Dealer Manager, negotiation and coordination with the transfer agent for the receipt, collection and processing of subscription agreements, commissions, and other administrative support functions;
(vii) Creation and implementation of various technology and electronic communications related to the Offering of the Company's Securities;
(viii) The sourcing, negotiation and finalization of financing and loan transactions on behalf of the Company with banks, lenders and other Persons;
(ix) All other services related to organization of the Company or the Offering, whether performed and incurred by the Advisor or its Affiliates.
Organizational and Offering Services. 9 3.02 Acquisition Services. 9 3.03 Asset Management Services. 10 3.04 Stockholder Services. 12 ARTICLE 4. 12
Organizational and Offering Services. The Manager shall perform all services related to the organization of the Company or any Offering or private sale of the Company’s securities, other than services that (a) the Company elects to perform directly, or (b) would require the Manager to register as a broker-dealer or investment adviser with the Securities and Exchange Commission or any state.
