Organizational and Offering Services Sample Clauses

Organizational and Offering Services. The Advisor shall perform all services related to the organization of the Company or any Offering or private sale of the Company’s securities, other than services that (i) are to be performed by the Dealer Manager, (ii) the Company elects to perform directly or (iii) would require the Advisor to register as a broker-dealer with the SEC or any state.
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Organizational and Offering Services. The Advisor shall manage and supervise:
Organizational and Offering Services. (1) assist the Company in maintaining the registration of the Shares under federal and state securities laws and complying with all federal, state and local regulatory requirements applicable to the Company in respect of the Offering (including the Xxxxxxxx-Xxxxx Act of 2002, as amended), including preparing or causing to be prepared all supplements to the Prospectus, post-effective amendments to the registration statement for any Offering and financial statements required under applicable regulations and contractual undertakings and all reports and documents, if any, required under the Securities Act and the Securities Exchange Act of 1934, as amended; provided, however, that in all filings made under federal and state securities laws, the statements therein shall be made by solely the Company and not by the Advisor or any of its other Affiliates; and
Organizational and Offering Services. (1) manage and supervise the Offering of Shares and any private placements of securities, including but not limited to OP Units, tenancy-in-common interests, Delaware statutory trust beneficial interests in DST Properties, or other interests in Real Properties as may be approved by the Board, including, without limitation: (A) develop the product offering, including the determination of the specific terms of the Securities to be offered, prepare all offering and related documents, and obtain all required regulatory approvals; (B) along with the Dealer Manager, approve the participating broker dealers and negotiate the related selling agreements; (C) coordinate the due diligence process for participating broker dealers and their review of any Prospectus,
Organizational and Offering Services. 9 3.02 Acquisition Services. 9 3.03 Asset Management Services. 10 3.04 Stockholder Services. 12 ARTICLE 4. 12
Organizational and Offering Services. The Manager shall perform all services related to the organization of the Company or any Offering or private sale of the Company’s securities, other than services that (a) the Company elects to perform directly, or (b) would require the Manager to register as a broker-dealer or investment adviser with the Securities and Exchange Commission or any state.

Related to Organizational and Offering Services

  • Shareholder Information Services (i) Make information available to shareholder servicing unit and other remote access units regarding trade date, share price, current holdings, yields, and dividend information.

  • Acquisition Services (i) Serve as the Company’s investment and financial advisor and provide relevant market research and economic and statistical data in connection with the Company’s assets and investment objectives and policies;

  • Third Party Services Any services required for or contemplated by the performance of the above-referenced services by the Administrator to be provided by unaffiliated third parties (including independent auditors’ fees and counsel fees) may, if provided for or otherwise contemplated by the Financing Order and if the Issuer deems it necessary or desirable, be arranged by the Issuer or by the Administrator at the direction (which may be general or specific) of the Issuer. Costs and expenses associated with the contracting for such third-party professional services may be paid directly by the Issuer or paid by the Administrator and reimbursed by the Issuer in accordance with Section 2, or otherwise as the Administrator and the Issuer may mutually arrange.

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