Parent SEC Report definition

Parent SEC Report means all periodic reports, current reports and registration statements, including exhibits and other information incorporated therein, filed by Parent with, or furnished by Parent to, the SEC under the Exchange Act or the Securities Act, since January 1, 2020.
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Parent SEC Report has the meaning given in Section 9.6.
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Parent SEC Report means the Parent’s Annual Report on Form 20-F for the fiscal year ended June 30, 2020. “Participant” has the meaning specified in Section 11.06(d). “Participant Register” has the meaning specified in Section 11.06(d). “PATRIOT Act” has the meaning specified in Section 11.17. “PBGC” means the Pension Benefit Guaranty Corporation, or any successor thereto. “Permitted Holders” means (a) Xxxxxxx Xxxxxx-Brookes, the Parent’s Co-Chief Executive Officer on the date hereof, and Xxxxx Xxxxxxxx, the Parent’s Co-Chief Executive Officer on the date hereof, and (b) each of the respective Affiliated Holders of the persons referred to in clause (a) of this definition. “Permitted Refinancing” means, with respect to any Indebtedness of any Person, any modification, refinancing, refunding, renewal or extension of such Indebtedness; provided, that, the principal amount thereof does not exceed the sum of (a) the outstanding principal amount of the Indebtedness so modified, refinanced, refunded, renewed or extended, plus (b) prepayment premiums paid by such Person, and reasonable and customary fees and expenses incurred by such Person, in connection with such modification, refinancing, refunding, renewal or extension. “Person” means any natural person, corporation, limited liability company, trust, joint venture, association, company, partnership, Governmental Authority or other entity. “Plan” means an employee benefit plan other than a Multiemployer Plan which is covered by Title IV of ERISA or subject to the minimum funding standards under Section 412 of the Code as to which the Parent, any Subsidiary or any member of the Controlled Group may have liability. “Platform” has the meaning specified in Section 6.01. “Pre-Adjustment Successor Rate” has the meaning specified in Section 3.03(c). “Pro Forma Basis” means, that in the calculation of (a) any financial ratio or test hereunder, or (b) the financial covenant set forth in Section 7.05, in connection with any transaction described in Section 1.03(d) (including the incurrence of any Indebtedness in connection therewith), such transaction shall be deemed to have occurred as of the first day of the most recent four fiscal quarter period preceding the date of such transaction for which financial statements were required to be delivered pursuant to Section 6.01(a) or Section 6.01(b). In connection with the foregoing, (i) with respect to any Disposition, (A) income statement and cash flow statement items (whether positive or negat...
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Examples of Parent SEC Report in a sentence

  • As of the Execution Date, and except as disclosed in a Parent SEC Report filed with the SEC prior to the Execution Date, none of such entities has any knowledge of any material weakness in the design or operation of such internal controls over financial reporting.

  • To the Knowledge of Parent, no Parent SEC Report is the subject of ongoing SEC review or investigation.

  • In many instances, civilians are reluctant to work with oversight agencies out of fear of retaliation from law enforcement.Independence is one of many components that create a successful oversight agency.

  • Since the date of the most recent Parent SEC Report that contains consolidated financial statements of Parent, there has not been any material adverse change in the business, operations, properties, assets, liabilities, condition (financial or other) or results of operations of Parent and its subsidiaries, taken as a whole, except for changes that affect the industries in which Parent and its subsidiaries operate generally.

  • Since the date of the balance sheet contained in the most recent Parent SEC Report, (a) there has occurred no event or development which, individually or in the aggregate, has had, or could reasonably be expected to have in the future, a DSH Material Adverse Effect and (b) neither the Parent nor any DSH Subsidiary has taken any of the actions set forth in paragraphs (a) through (m) of Section 4.7.

  • The unpaid Taxes of the Parent and its DSH Subsidiaries for tax periods through the date of the balance sheet contained in the most recent Parent SEC Report do not exceed the accruals and reserves for Taxes (excluding accruals and reserves for deferred Taxes established to reflect timing differences between book and Tax income) set forth on such balance sheet.

  • All Related Party Agreements of the Representing Party and/or its Subsidiaries as of the Execution Date are set forth on Section 4.1(q) of the Representing Party’s Disclosure Schedule, or, in the case of Parent, in any Parent SEC Report.

  • As of their respective dates, the Parent SEC Reports did not contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein, in light of the circumstances under which they were made, not misleading, except to the extent corrected by a subsequent Parent SEC Report filed with the SEC prior to the date hereof.

  • No executive officer of Parent has failed in any respect to make the certifications required of him or her under Section 302 or 906 of the Sarbanes-Oxley Act in respect of any Parent SEC Report.

  • The Parent SEC Reports did not at the time they were filed with the SEC (except to the extent that information contained in any Parent SEC Report has been superseded by a later timely filed Parent SEC Report) contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements made therein, in the light of the circumstances under which they were made, not misleading.


More Definitions of Parent SEC Report

Parent SEC Report means the most recent Form 20-F filed by Parent.
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Parent SEC Report. 5.07(b) “Paying Agent” § 3.04(a)
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Parent SEC Report has the meaning given in Section 8.8.
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Parent SEC Report means all required reports, schedules and other documents Parent has filed with the SEC pursuant to the Exchange Act since December 31, 2001.
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Parent SEC Report as defined in Section 5.4.
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Parent SEC Report shall have the meaning set forth in Section 3.5.
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Related to Parent SEC Report

  • Parent SEC Reports has the meaning set forth in Section 4.5(a).

  • Parent SEC Documents has the meaning set forth in Section 4.6(a).

  • Buyer SEC Documents shall have the meaning set forth in Section 4.10(a).

  • Buyer SEC Reports has the meaning set forth in Section 4.6.

  • Company SEC Documents has the meaning set forth in Section 3.5(a).

  • Company SEC Reports shall have the meaning set forth in Section 3.8(a).

  • Parent Disclosure Schedule means the disclosure schedules delivered by Parent to the Company simultaneously with the execution of this Agreement.

  • Parent Disclosure Letter has the meaning set forth in Article IV.

  • Parent Securities has the meaning set forth in Section 4.02(b)(ii).

  • SEC Reports shall have the meaning ascribed to such term in Section 3.1(h).

  • SEC Documents shall have the meaning specified in Section 4.5.

  • Parent Financial Statements has the meaning set forth in Section 4.6(a).

  • Disclosure Letter means the disclosure letter dated the date of this Agreement and delivered by the Vendor to the Purchaser with this Agreement.

  • RBC report means the report required by K.S.A. 40-2c02, and amendments thereto.

  • Disclosure Schedule has the meaning set forth in Section 3 below.

  • Disclosure Time means, (i) if this Agreement is signed on a day that is not a Trading Day or after 9:00 a.m. (New York City time) and before midnight (New York City time) on any Trading Day, 9:01 a.m. (New York City time) on the Trading Day immediately following the date hereof, unless otherwise instructed as to an earlier time by the Placement Agent, and (ii) if this Agreement is signed between midnight (New York City time) and 9:00 a.m. (New York City time) on any Trading Day, no later than 9:01 a.m. (New York City time) on the date hereof, unless otherwise instructed as to an earlier time by the Placement Agent.

  • Buyer Financial Statements has the meaning set forth in Section 4.7.

  • Company Financial Statements has the meaning set forth in Section 3.6(a).

  • Company Financials means the Audited Financial Statements and the Interim Financial Statements.

  • Disclosure Letters means the Seller Disclosure Letter and the Buyer Disclosure Letter.

  • Parent Reports has the meaning set forth in Section 4.5(a).

  • Closing Financial Statements has the meaning set forth in Section 6.22.

  • Purchaser Financial Statements shall have the meaning specified in Section 4.8.1.

  • Disclosure Memorandum means the set of numbered schedules referencing Sections of this Agreement delivered by Seller and dated of even date herewith, as supplemented by new or amended schedules delivered by Seller prior to the Closing.

  • Seller Financial Statements has the meaning set forth in Section 3.5(a).