Prior to the Agreement Effective Date. Prior to the Agreement Effective Date, the Trust will furnish to Ultimus the following:
Prior to the Agreement Effective Date. Prior to the Agreement Effective Date, the Trust will furnish to Distributor the following:
Prior to the Agreement Effective Date. Prior to the Agreement Effective Date, the Fund will furnish to Ultimus the following:
Prior to the Agreement Effective Date. Prior to the Agreement Effective Date, the Fund will furnish to Distributor the following:
Prior to the Agreement Effective Date. Prior to the Agreement Effective Date, the Trust will furnish to Service Provider the following:
Prior to the Agreement Effective Date. Prior to the Agreement Effective Date, the Administrator will furnish to Ultimus the following:
Prior to the Agreement Effective Date. Prior to the Agreement Effective Date, the BDC will furnish to Xxxxxxx the following:
Prior to the Agreement Effective Date. Prior to the Agreement Effective Date, the Corporation will furnish to Ultimus the following:
Prior to the Agreement Effective Date. Prior to the Agreement Effective Date, the Trust will furnish to Distributor the following: A. copies of the Declaration of Trust and of any amendments thereto, certified by the proper official of the state in which such document has been filed;
Prior to the Agreement Effective Date. Prior to the Agreement Effective Date, the Trust will furnish to Ultimus the following: (A) copies of the Declaration of Trust and of any amendments thereto, certified by the proper official of the state in which such document has been filed; (B) the Trust’s Bylaws and any amendments thereto; (C) certified copies of resolutions of the Board covering the approval of this Agreement, authorization of a specified officer of the Trust to execute and deliver this Agreement and authorization for specified officers of the Trust to instruct Ultimus thereunder; (D) a list of all the officers of the Trust, together with specimen signatures of those officers who are authorized to instruct Ultimus in all matters; (E) the Trust’s registration statement and all amendments thereto filed with the SEC pursuant to the Securities Act and the Investment Company Act; (F) the Trust’s notification of registration under the Investment Company Act on Form N-8A as filed with the SEC; (G) the Trust’s current prospectus and statement of additional information for each Fund; (H) an accurate, current list of shareholders of each existing series of the Trust, if applicable, showing each shareholder’s address of record, number of shares owned and whether such shares are represented by outstanding share certificates; (I) copies of the current plan of distribution adopted by the Trust under Rule 12b-1 under the Investment Company Act for each Fund, if applicable; (J) copies of the current investment advisory agreement and current investment sub-advisory agreement(s), if applicable, for each Fund; (K) copies of the current underwriting agreement for each Fund; (L) contact information for each Fund’s service providers, including, but not limited to, the Fund’s administrator, custodian, transfer agent, independent accountants, legal counsel, underwriter and chief compliance officer; and (M) a copy of procedures adopted by the Trust in accordance with Rule 38a-1 under the Investment Company Act. 14.2.
