Regulation D Securities definition

Regulation D Securities has the meaning set forth below;
Sample 1Sample 2Sample 3
Regulation D Securities means the Securities sold by the Initial Purchasers in the initial offering contemplated by the Purchase Agreement in reliance on an exemption from the registration requirements of the Securities Act other than Rule 144A and Regulation S.
Sample 1Sample 2Sample 3
Regulation D Securities has the meaning set forth in Section 4.30.
Sample 1Sample 2

Examples of Regulation D Securities in a sentence

  • The Company is not aware of any Person that has been or will be paid (directly or indirectly) remuneration for solicitation of Buyers or potential purchasers in connection with the sale of any Regulation D Securities.

  • The Company is not aware of any Person that has been or will be paid (directly or indirectly) remuneration for solicitation of Buyer or potential purchasers in connection with the sale of any Regulation D Securities.

  • The Company is not aware of any Person (other than any Issuer Covered Person) that has been or will be paid (directly or indirectly) remuneration for solicitation of buyers or potential purchasers in connection with the sale of any Regulation D Securities.


More Definitions of Regulation D Securities

Regulation D Securities means Rule 506(b) under the Securities Act.
Sample 1Sample 2
Regulation D Securities has the meaning ascribed thereto in section 1(d) of this Schedule "A";
Sample 1
Regulation D Securities has the meaning ascribed to it in Section 10 of the Representations and Warranties of the Company;
Sample 1
Regulation D Securities shall have the meaning ascribed to such term in Section 3.1(rr).
Sample 1

Related to Regulation D Securities

  • Rule 144A Securities means all Initial Securities offered and sold to QIBs in reliance on Rule 144A.

  • Regulation S Securities means all Initial Securities offered and sold outside the United States in reliance on Regulation S.

  • Regulation S Investor With respect to a transferee of a Regulation S Global Certificate, a transferee that acquires such Certificate pursuant to Regulation S.

  • Rule 144A Notes means all Notes offered and sold to QIBs in reliance on Rule 144A.

  • Rule 144A means Rule 144A promulgated under the Securities Act.

  • 144A Notes means the Class E Notes and any Note retained by the Depositor or an Affiliate thereof on the Closing Date.

  • Rule 144A Global Notes has the meaning set forth in Section 2.16.

  • Approved Securities means securities of any State Government or of the Central Government and such bonds, both the principal whereof and the interest whereon shall have been fully and unconditionally guaranteed by any such Government;

  • Purchased Securities has the meaning assigned in the Terms;

  • Regulation S Global Notes means, collectively, the Temporary Regulation S Global Notes and the Permanent Regulation S Global Notes.

  • Regulation CF means Regulation Crowdfunding promulgated under the Securities Act.

  • Securities Act means the Securities Act of 1933, as amended.

  • Rule 144A Global Certificates As defined in Section 5.02(c)(ii) of this Agreement.

  • Regulation S Global Certificates As defined in Section 5.02(c)(i) of this Agreement.

  • BofA Securities means BofA Securities, Inc.

  • Listed Securities means any Shares, Share Options, stock, debentures, debenture stock or other securities for the time being issued by the Company and officially quoted by ASX;

  • Regulations D, T, U and X” means, respectively, Regulations D, T, U and X of the Board of Governors of the Federal Reserve System (or any successor), as the same may be modified and supplemented and in effect from time to time.

  • Regulation S-X means Regulation S-X under the Securities Act.