Relevant Regulatory Body definition

Relevant Regulatory Body means the FCA or other body with the authority in the United Kingdom to authorise a person to conduct Insurance Business.
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Relevant Regulatory Body means any regulatory, supervisory, governmental or quasi-governmental body with jurisdiction, oversight or responsibility over the activities of a Party under this Agreement including but not limited to each of and as applicable in the circumstances: the FCA, the Prudential Regulation Authority, the Competition and Markets Authority, the Information Commissioner’s Office and (in each case) its successors (whether in whole or in part from time to time;
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Relevant Regulatory Body means the body in another EEA State which regulates an EEA Exchange in that State or which regulates offers or issues of shares or debt securities to be traded on such an exchange;
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Examples of Relevant Regulatory Body in a sentence

  • If we receive a complaint about you, we will pass it on to you or the network responsible promptly and in accordance with Relevant Regulatory Body rules.

  • The Broker warrants that it is authorised by a Relevant Regulatory Body to conduct all insurance distribution activities relevant to the Insurance Business from the date of this Agreement.

  • The MOU set out Objectives for the relationship between the LMA and the Relevant Regulatory Body (RRB).

  • SSSC / Other Relevant Regulatory Body Registration If the employee indicates that they are registered either with SSSC or other regulatory body, note the details on the interview assessment form.

  • Regulatory Status The Broker warrants that it is authorised by a Relevant Regulatory Body to conduct all insurance distribution activities relevant to the Insurance Business from the date of this Agreement.

  • The Broker agrees that the MGA, any third party acting on the MGA's behalf, the MGA's internal and external auditors, or any Relevant Regulatory Body or its appointees and representatives, will, on reasonable notice, be given access to inspect and to take copies of the Records.

  • Neither Party shall issue any announcement and/or any information or statement to any person (including, but not limited to, the press) relating to this Agreement or any part of it without the prior written consent of the other Party provided no such consent shall be required in the case of disclosure by a Party to a Relevant Regulatory Body or pursuant to a statutory obligation.


More Definitions of Relevant Regulatory Body

Relevant Regulatory Body means the FCA or other body with the authority in the United Kingdom to authorise a person to conduct Insurance Business. Taxes means all Insurance Premium Taxes (IPT) and other para-fiscal charges which may be levied by fiscal authorities on insurance premiums.
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Related to Relevant Regulatory Body

  • Relevant Regulator means the PRA or any successor entity or other entity primarily responsible for the prudential supervision of the Issuer.

  • Regulatory Body means those government departments and regulatory, statutory and other entities, committees, ombudsmen and bodies which, whether under statute, rules, regulations, codes of practice or otherwise, are entitled to regulate or investigate the matters dealt with in this Agreement or any other affairs of the Provider or the Department, including, without limitation Ofsted, the European Commission and the European Court of Auditors;

  • Plant regulator means any substance or mixture of substances intended, through physiological action, to accelerate or retard the rate of growth or rate of maturation, or to otherwise alter the behavior of plants or the produce thereof, but does not include substances to the extent that they are intended as plant nutrients, trace elements, nutritional chemicals, plant inoculants, or soil amendments.

  • Public Procurement Regulatory Authority (PPRA) means the Government Agency responsible for oversight of public procurement.

  • Regulatory Bodies means those government departments and regulatory, statutory and other entities, committees, ombudsmen and bodies which, whether under statute, rules, regulations, codes of practice or otherwise, are entitled to regulate, investigate, or influence the matters dealt with in the Contract or any other affairs of the Authority and “Regulatory Body” shall be construed accordingly.

  • relevant regulations means any requirements contained in the regulations, rules, guidelines and policies of the Competent Authority, or of the European Parliament and Council then in effect in the Republic of Italy, relating to capital adequacy and applicable to the Issuer and/or the Group from time to time (including but not limited to, as at the Issue Date of the relevant Series of Notes, the rules contained in, or implementing, CRD IV and the BRRD, delegated or implementing acts adopted by the European Commission and guidelines issued by the EBA).

  • MFDA means the Mutual Fund Dealers Association of Canada;

  • FDA means the United States Food and Drug Administration and any successor agency thereto.

  • CFDA means the Code of Federal Domestic Assistance assigned to a federal grant.

  • Regulatory Authorities means the Commissions and the Exchange;

  • Relevant Governmental Body means the Federal Reserve Board and/or the Federal Reserve Bank of New York, or a committee officially endorsed or convened by the Federal Reserve Board and/or the Federal Reserve Bank of New York or any successor thereto.

  • Regulatory Authority means any federal, national, multinational, state, county, city, provincial, or local regulatory agency, department, bureau or other governmental entity with authority over the marketing, commercialization, manufacture or sale of a pharmaceutical product in the Territory, including the FDA in the United States and the EMA in the EU.

  • Contracting Authority means any contracting authority as defined in Regulation 3 of the Public Contracts Regulations 2006.

  • Regulatory Rules means all corporate and securities laws, regulations, rules, policies, notices, instruments and other orders of any kind whatsoever which may, from time to time, apply to the implementation, operation or amendment of this Plan or the Options granted from time to time hereunder including, without limitation, those of the applicable Regulatory Authorities.

  • competent authorities means the competent authorities of the Member States as identified on the websites listed in Annex II;

  • Regulatory Costs means, collectively, all future, supplemental, emergency or other changes in Reserve Percentages, assessment rates imposed by the FDIC, or similar requirements or costs imposed by any domestic or foreign governmental authority and related in any manner to the LIBO Rate, provided said amounts are actually paid by (or on behalf of) Lender.

  • Development regulations or "regulation" means the controls

  • Nuclear Regulatory Commission (NRC) means the U.S. Nuclear Regulatory Commission or its duly authorized representatives.

  • Regulatory entity means any board, commission, agency,

  • Regulatory Filing means any filing with any Governmental Authority with respect to the research, development, manufacture, distribution, pricing, reimbursement, marketing or sale of a Product.

  • Securities Regulatory Authorities means the securities commission or similar regulatory authority in each province and territory of Canada that is responsible for administering the Canadian securities legislation in force in such jurisdictions;

  • Approval Application means a BLA, NDA or similar application or submission for a Product filed with a Regulatory Authority in a country or group of countries to obtain marketing approval for a biological or pharmaceutical product in that country or group of countries.

  • Regulatory Approval Application means any application submitted to an appropriate Regulatory Authority seeking any Regulatory Approval.

  • Procurement Regulations means, for purposes of paragraph 85 of the Appendix to the General Conditions, the “World Bank Procurement Regulations for IPF Borrowers”, dated November 2020.

  • NRC means the United States Nuclear Regulatory Commission.

  • Competent Authority and ‘Appellate Authority’ shall mean the following: