Rule 173 “Rule 405”, “Rule 415”, “Rule 424”, “Rule 430B” and “Rule 433” refer to such rules under the Act.
Rule 159A “Rule 405” and “Rule 415” mean, in each case, such rule promulgated under the Securities Act (or any successor provision), as the same shall be amended from time to time.
Rule 15c2-12 means Rule 15c2-12 under the Securities Exchange Act of 1934, as amended through the date of this Undertaking, including any official interpretations thereof.
Rule 17f-5 means Rule 17f-5 promulgated under the 1940 Act.
U.S. Exchange Act means the United States Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder;
Rule 17f-7 means Rule 17f-7 promulgated under the 1940 Act.
Rule 16b-3 means Rule 16b-3 of the Exchange Act or any successor to Rule 16b-3, as in effect when discretion is being exercised with respect to the Plan.
Regulation M means Regulation M under the Exchange Act.
Rule 164 “Rule 172”, “Rule 405”, “Rule 415”, “Rule 424”, “Rule 430B” and “Rule 433” refer to such rules under the Act.
Securities Exchange Act of 1934 means the United States Securities Exchange Act of 1934, as from time to time amended.
Securities Exchange Act means the Securities Exchange Act of 1934, as amended.
1933 Securities Act means the Securities Act of 1933 of the United States, as amended, and the rules and regulations thereunder, and any comparable or successor laws or regulations thereto.
1934 Exchange Act means the Securities Exchange Act of 1934 of the United States, as amended, and the rules and regulations thereunder as now in effect or as the same may from time to time be amended, re-enacted or replaced;
Rule 497 refers to Rule 497(c) or 497(h) under the Act, as applicable.
Commodity Exchange Act means the Commodity Exchange Act (7 U.S.C. § 1 et seq.), as amended from time to time, and any successor statute.
Rule 145 means Rule 145 as promulgated by the Commission under the Securities Act, as such Rule may be amended from time to time, or any similar successor rule that may be promulgated by the Commission.
Regulation RR means Regulation RR under the Exchange Act (17 C.F.R. §246.1, et seq.).
Rule 158 “Rule 163”, “Rule 164”, “Rule 172”, “Rule 405”, “Rule 415”, “Rule 424”, “Rule 430B” and “Rule 433” refer to such rules under the Act.
SEC Rule means Rule 15c2-12 adopted by the Securities and Exchange Commission under the Securities Exchange Act of 1934.
Rule 904 means Rule 904 promulgated under the Securities Act.
U.S. Securities Act means the United States Securities Act of 1933, as amended.
Rule 163 “Rule 164”, “Rule 172”, “Rule 405”, “Rule 415”, “Rule 424”, “Rule 430B” and “Rule 433” refer to such rules under the Act.
SEC Rule 145 means Rule 145 promulgated by the SEC under the Securities Act.
Rule 144A means Rule 144A promulgated under the Securities Act.
Securities Act means the Securities Act of 1933, as amended.
Rule 17g-5 Rule 17g-5 under the Exchange Act.