SEC Filer definition

SEC Filer means Holdco or such Restricted Subsidiary that files with the SEC the audited and unaudited financial statements of Holdco and its consolidated Subsidiaries.
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SEC Filer means the Parent or such Restricted Subsidiary that files with the SEC the audited and unaudited financial statements of the Parent and its consolidated Subsidiaries.
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SEC Filer means WestRock or such Restricted Subsidiary that files with the SEC the audited and unaudited financial statements of WestRock and its consolidated Subsidiaries.
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Examples of SEC Filer in a sentence

  • For example, an affiliate that also is an SEC Filer must receive a governing board’s approval for electing the proposed exemption.

  • Proposed Rule 39.6 would simply require an indication of each method used to mitigate the credit risk associated with non-cleared swaps.Additional boxes would indicate whether finance affiliate or a SEC Filer is involved.

  • At the same time, the reporting requirement, while limited, still confirms that a committee of the governing board of the SEC Filer using the end-user exception has [[Page 42585]] considered such exceptions as required by Section 2(j) of the CEA.

  • In addition, Section 2(j) of the CEA provides that any exception to the clearing requirement of Section 2(h)(1) of the CEA and the trading requirement of Section 2(h)(8) of the CEA are only available to an SEC Filer if the decision to enter into swaps subject to such exceptions has been reviewed by an appropriate committee of the governing body of the SEC Filer.

  • SEC Filer Agent fees for submittal of filings to the SEC shall be borne by the Client.

  • Since January 1, 2008, there have been no transactions with “related persons” (as such term is defined by Item 404 of Regulation S-K promulgated under the Securities Act (“Item 404”)) of the Corporation that would be required to be disclosed pursuant to Item 404 if the Corporation were a SEC Filer that have not been disclosed in the Current Viskase Financial Documents.

  • Appendix A illustrates the application of the principle used by the SEC staff to determine whether an entity is an SEC Filer.

  • Under this principle, the determination of whether a registrant is an SEC Filer is made at the time the financial statements are first issued.

  • ASC 855, as amended, defines an SEC Filer as “an entity that is required to file or furnish its financial statements with either of the following: • The Securities and Exchange Commission (SEC)• With respect to an entity subject to Section 12(i) of the Securities Exchange Act of 1934, as amended, the appropriate agency under that Section”Application of this definition is dependent on knowledge of which entities arerequired to file or furnish financial statements with the SEC.

  • Regulation 39.6(b)(1)(iii)(D)(2) would require reporting of confirmation by the SEC Filer that such review has occurred.


More Definitions of SEC Filer

SEC Filer means an issuer of securities registered under Section 12 of the Securities Exchange Act of 1934 (“Exchange Act”) or required to file reports under Exchange Act Section 15(g). 77 Fed. Reg. at 50432.
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SEC Filer means a company required to file annual reports on Form 10-K, quarterly reports on Form 10-Q, current reports on Form 8-K and other required filings with the SEC pursuant to Sections 13 and 15(d) of the Exchange Act.
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Related to SEC Filer

  • SEC Filings has the meaning set forth in Section 4.6.

  • SEC Reports shall have the meaning ascribed to such term in Section 3.1(h).

  • Company Reports has the meaning set forth in Section 3.08(a).

  • Public Reports includes all reports filed by Company under the Act or the Exchange Act, including pursuant to Section 13(a) or 15(d) thereof, for the two full fiscal years preceding the Effective Date and thereafter.

  • SEC Report means, with respect to any Calendar Quarter, the Corporation’s Annual Report on Form N-CSR, Semi-Annual Report on Form N-SAR, or Quarterly Report on Form N-Q, as applicable, filed by the Corporation with the Securities and Exchange Commission with respect to the fiscal period ending as of the last day of such Calendar Quarter.

  • Public Filings means the reports, schedules, forms, statements and other documents filed by the Company or Bezeq with the SEC or the ISA, as applicable, and publically available at least two (2) Business Days prior to the date of this Agreement.

  • SEC Documents shall have the meaning specified in Section 4.5.

  • Parent Reports has the meaning set forth in Section 4.5(a).

  • CREFC® Financial File The data file in the “CREFC® Financial File” format substantially in the form of and containing the information called for therein for the Mortgage Loans, or such other form for the presentation of such information as may be approved from time to time by the CREFC® for commercial mortgage securities transactions generally.

  • Company SEC Reports shall have the meaning set forth in Section 3.8(a).

  • Company Financial Information As defined in Section 2(a)(ii).

  • Disclosure Time means, (i) if this Agreement is signed on a day that is not a Trading Day or after 9:00 a.m. (New York City time) and before midnight (New York City time) on any Trading Day, 9:01 a.m. (New York City time) on the Trading Day immediately following the date hereof, unless otherwise instructed as to an earlier time by the Placement Agent, and (ii) if this Agreement is signed between midnight (New York City time) and 9:00 a.m. (New York City time) on any Trading Day, no later than 9:01 a.m. (New York City time) on the date hereof, unless otherwise instructed as to an earlier time by the Placement Agent.

  • Periodic Reports means all of the Company’s reports required to be filed by the Company with the Commission under applicable laws and regulations (including, without limitation, Regulation S-K), including annual reports (on Form 10-K), quarterly reports (on Form 10-Q), and current reports (on Form 8-K), for so long as any amounts are outstanding under this Note or any Other Note; provided that all such Periodic Reports shall include, when filed, all information, financial statements, audit reports (when applicable) and other information required to be included in such Periodic Reports in compliance with all applicable laws and regulations.

  • Buyer SEC Reports has the meaning set forth in Section 4.6.

  • Company SEC Documents has the meaning set forth in Section 3.04(a).

  • Periodic Report means the Company’s quarterly report on Form 10-Q or annual report on Form 10-K, as applicable.

  • Buyer SEC Documents shall have the meaning set forth in Section 4.10(a).

  • Exchange Act Report shall have the meaning assigned to such term in Section 3.3.

  • Exchange Act Reports means any reports on Form 10-D, Form 8-K and Form 10-K filed or to be filed by the Seller with respect to the Issuer under the Exchange Act.

  • SOS Reports means the official reports from the Secretaries of State of each Collateral State, Chief Executive Office State and the Borrower State and other applicable federal, state or local government offices identifying all current security interests filed in the Collateral and Liens of record as of the date of such report.

  • GLJ Report means the independent engineering reserves evaluation of certain oil, NGL and natural gas interests of the Company prepared by GLJ dated February 11, 2022 and effective December 31, 2021.

  • SEDAR means the System for Electronic Document Analysis and Retrieval;

  • Exchange Act Filing shall have the meaning set forth in Section 5.1.11(f) hereof.

  • Data Room Information means the information and documents listed in the index of documents contained in the Data Site attached to the Company Disclosure Letter;

  • CMSA Financial File means a report substantially in the form of, and containing the information called for in, the downloadable form of the "Financial File" available as of the Closing Date on the CMSA Website, or such other form for the presentation of such information and containing such additional information as may from time to time be approved by the CMSA for commercial mortgage securities transactions generally.

  • MI Report means a report containing Management Information submitted to the Authority in accordance with Framework Schedule 8 (Management Information);