SEC foreign issuer definition

SEC foreign issuer means a foreign issuer that is also an SEC issuer;
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SEC foreign issuer means a foreign reporting issuer that
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SEC foreign issuer means a foreign issuer that is also an SEC issuer; “underlying security” means a security issued or transferred, or to be issued or
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Examples of SEC foreign issuer in a sentence

  • A person or company, other than the SEC foreign issuer, satisfies securities legislation requirements relating to information circulars, proxies and proxy solicitation with respect to an SEC foreign issuer if the person or company complies with the requirements of subsection 4.6.

  • Any amendments or supplements to disclosure documents filed by an SEC foreign issuer under this Instrument must also be filed.

  • The insider reporting requirement does not apply to an insider of an SEC foreign issuer that has a class of securities registered under section 12 of the 1934 Act if the insider complies with the requirements of U.S. federal securities law relating to insider reporting.

  • Securities legislation requirements relating to the filing of documents affecting the rights of securityholders and the filing of material contracts do not apply to an SEC foreign issuer.

  • An SEC foreign issuer is exempt from securities legislation requirements relating to the filing of documents affecting the rights of securityholders and the filing of material contracts.

  • PART 4 SEC FOREIGN ISSUERS 4.1 Amendments and Supplements Any amendments or supplements to disclosure documents filed by an SEC foreign issuer under this Instrument must also be filed.

  • The Instrument does apply to an SEC issuer that is not an SEC foreign issuer.

  • Section 4.3 of the Instrument provides relief for an SEC foreign issuer relating to annual financial statements and auditors’ reports on annual financial statements.

  • Any amendments or supplements to disclosure documents filed by an SEC foreign issuer under this Regulation must also be filed.

  • A person or company, other than the SEC foreign issuer, satisfies securities legislation requirements relating to information circulars, proxies and proxy solicitation with respect to an SEC foreign issuer that meets the requirements of paragraphs 4.5(2)(a) and (b) if the person or company complies with paragraphs (a), (b), (c) and (d) of subsection 4.5(1).


More Definitions of SEC foreign issuer

SEC foreign issuer means a foreign issuer that is also an SEC issuer; “underlying security” means a security issued or transferred, or to be issued or transferred, in accordance with the terms of a convertible security, an exchangeable security or a multiple convertible security;
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SEC foreign issuer means a foreign reporting issuer that: (a) has a class of securities registered under section 12 of the 1934 Act or is required to file reports under section 15(d) of the 1934 Act; and (b) is not registered or required to be registered as an investment company under the Investment Company Act of 1940 of the United States of America, as amended;
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SEC foreign issuer means an eligible foreign reporting issuer that:
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SEC foreign issuer means as defined in NI 71-102 a reporting issuer, other than an investment fund, that is incorporated outside of Canada and that has a class of securities registered under s. 12 of the 34 Act, or is required to file reports under paragraphs 15(d) of the 34 Act and is not registered as an investment company under the United States Investment Company Act of 1940;
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Related to SEC foreign issuer

  • Foreign Issuer means “foreign issuer” as that term is defined in Rule 902(e) of Regulation S;

  • foreign investor means a natural person of a third country or an undertaking of a third country, intending to make or having made a foreign direct investment;

  • Reporting Person means an officer, Director, or greater than ten percent stockholder of the Company within the meaning of Rule 16a-2 under the Exchange Act, who is required to file reports pursuant to Rule 16a-3 under the Exchange Act.

  • reporting issuer shall have the meaning set forth in Section 6.2.

  • Responsible agency means a public agency, which proposes to carry out or approve a project, for which [a] Lead Agency is preparing or has prepared an EIR or Negative Declaration. For the purposes of CEQA, the term “responsible agency” includes all public agencies other than the Lead Agency, which have discretionary approval power over the project. (Section 15381)

  • Foreign Income Tax means any Tax imposed by any foreign country or any possession of the United States, or by any political subdivision of any foreign country or United States possession, which is an income tax as defined in Treasury Regulation Section 1.901-2, and any interest, penalties, additions to tax, or additional amounts in respect of the foregoing.

  • foreign State means a jurisdiction other than the United States, a state, or a federally recognized Indian tribe.