Securities Filing definition

Securities Filing has the meaning set forth in Section 2.4(b).
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Securities Filing means any filing under Section 13(d) or Section 16(a) of the Securities Exchange Act of 1934, as amended.
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Securities Filing has the meaning given that term in Section 9.4.(b).
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Examples of Securities Filing in a sentence

  • Afford each 10% Holder a reasonable opportunity to review any portion of any Securities Filing which refers to, describes or mentions such 10% Holder prior to the time that such Securities Filing is filed with or sent to the applicable Government Authority.

  • From and after the filing of the Securities Filing with the SEC, no Buyer shall be in possession of any material, nonpublic information received from the Company, any of its Subsidiaries or any of their respective officers, directors, employees or agents, that is not disclosed in the Securities Filing.

  • Disclosure of such financial statements and information furnished hereunder in any Securities Filing shall not constitute a breach or violation of the confidentiality provisions of Section 14 of this Agreement.

  • In addition, effective upon the issuance of the Securities Filing, the Company acknowledges and agrees that any and all confidentiality or similar obligations under any agreement, whether written or oral, between the Company, any of its Subsidiaries or any of their respective officers, directors or employees and the Placement Agents, on the one hand, and any of the Buyers, on the other hand, shall terminate.

  • To the knowledge of A-C, no such Securities Filing, as of the date it was filed, contained any untrue statement of a material fact or omitted to state a material fact necessary in order to make the statements therein, in light of the circumstances under which they were made, not misleading.

  • The Company shall not, and shall cause each of its Subsidiaries and its and each of their respective officers, directors, employees and agents, not to, provide any Buyer with any material, nonpublic information regarding the Company or any of its Subsidiaries from and after the filing of the Securities Filing with the SEC without the express written consent of such Buyer.

  • Patriot shall have no obligation to obtain Marriott's prior approval of the use of Marriott's Marks, which use shall be pursuant to the Marriott standards, in any table or chart describing Marriott hotels used in a Securities Filing, and Marriott shall not unreasonably withhold or delay its consent to any other use of its Marks (in a non-derogatory manner) in such a Securities Filing.

  • The Securities Filing and Placement Memorandum did not, as of its date, contain any untrue statement of a material fact or omit to state any material fact necessary to prevent the statements made from being misleading in light of the circumstances under which they were made.

  • The Shareholders also shall cause the Company to provide to Buyer such assistance and other information, including, without limitation, information concerning the Company and the Business of the type and nature that would be required to be included in a Registration Statement that the Company would be required by the Securities Act to file on Form S-1 for a public offering of its equity securities, for inclusion in any Securities Filing.

  • For purposes hereof, "TCG Material Contract" shall mean any material note, bond, mortgage, indenture, contract, lease, license, agreement, understanding, instrument, bid or proposal that is required to be described in or filed as an exhibit to any TCG Securities Filing.


More Definitions of Securities Filing

Securities Filing means the Form S–4 or the Information Statement, as the case may be.
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Securities Filing means any filing under Section 13(d) or Section 16(a) of the Securities Exchange Act of 1934, as
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Securities Filing has the meaning set forth in Section 6.2.
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Related to Securities Filing

  • Exchange Act Filing shall have the meaning set forth in Section 5.1.11(f) hereof.

  • Public Filings means the reports, schedules, forms, statements and other documents filed by the Company or Bezeq with the SEC or the ISA, as applicable, and publically available at least two (2) Business Days prior to the date of this Agreement.

  • SEC Filings has the meaning set forth in Section 4.6.

  • Securities Exchange Act of 1934 means the United States Securities Exchange Act of 1934, as from time to time amended.

  • Form 10 means the registration statement on Form 10 filed by SpinCo with the SEC to effect the registration of SpinCo Shares pursuant to the Exchange Act in connection with the Distribution, as such registration statement may be amended or supplemented from time to time prior to the Distribution.

  • Merger Registration Statement means the registration statement, together with all amendments, filed with the SEC under the Securities Act for the purpose of registering the offer of shares of NBT Common Stock to be offered to holders of CNB Common Stock in connection with the Merger.

  • Parent Reports has the meaning set forth in Section 4.5(a).

  • Form S-4 Registration Statement means the registration statement on Form S-4 to be filed with the SEC by Parent in connection with issuance of Parent Common Stock in the Merger, as said registration statement may be amended prior to the time it is declared effective by the SEC.

  • Securities Exchange Act means the Securities Exchange Act of 1934, as amended.

  • Securities and Exchange Commission means the United States Securities and Exchange Commission.

  • SEC means the Securities and Exchange Commission.

  • Securities Commissions means the securities commission or other securities regulatory authority in each of the Qualifying Jurisdictions;

  • Information Statement means the information statement to be made available to the holders of Parent Shares in connection with the Distribution, as such information statement may be amended or supplemented from time to time prior to the Distribution.

  • SEDAR means the System for Electronic Document Analysis and Retrieval;

  • Company Filings means all documents publicly filed by or on behalf of the Company on SEDAR since January 1, 2020.

  • Company Reports has the meaning set forth in Section 3.08(a).

  • Rule 462(b) Registration Statement means a registration statement and any amendments thereto filed pursuant to Rule 462(b) relating to the offering covered by the registration statement referred to in Section 1(a) hereof.

  • Disclosure Time means, (i) if this Agreement is signed on a day that is not a Trading Day or after 9:00 a.m. (New York City time) and before midnight (New York City time) on any Trading Day, 9:01 a.m. (New York City time) on the Trading Day immediately following the date hereof, unless otherwise instructed as to an earlier time by the Placement Agent, and (ii) if this Agreement is signed between midnight (New York City time) and 9:00 a.m. (New York City time) on any Trading Day, no later than 9:01 a.m. (New York City time) on the date hereof, unless otherwise instructed as to an earlier time by the Placement Agent.

  • Proxy Statement/Prospectus has the meaning set forth in Section 6.03(a).

  • Blue Sky Filing shall have the meaning assigned to such term in Section 6(a).

  • securities regulatory authority or “SRA” means a body created by statute in any Canadian or foreign jurisdiction to administer securities law, regulation and policy (e.g. securities commission), but does not include an exchange or other self regulatory entity;

  • Securities Commission means the applicable securities commission or regulatory authority in each of the Qualifying Jurisdictions;

  • Exchange Registration Statement shall have the meaning assigned thereto in Section 2(a) hereof.

  • Filings the filing or recording of (i) the Financing Statements as set forth in Schedule 3, (ii) this Agreement or a notice thereof with respect to Intellectual Property as set forth in Schedule 3, and (iii) any filings after the Closing Date in any other jurisdiction as may be necessary under any Requirement of Law.

  • Exchange Act Reports means any reports on Form 10-D, Form 8-K and Form 10-K filed or to be filed by the Seller with respect to the Issuer under the Exchange Act.

  • Company Proxy Statement has the meaning set forth in Section 3.5.