Securities Rules definition

Securities Rules means the rules of the Nova Scotia Securities Commission made under the Act;

Split View

AI-Powered Contracts

Draft, Review & Redline at the Speed of AI

Get StartedSchedule a Demo

Securities Rules means Rule 501(a)(1), (2), (3), and (7) of Regulation D under the Securities Act.

Securities Rules means the Securities Rules, B.C. Reg. 479/95, as amended from time to time;

Examples of Securities Rules in a sentence

• You understand that as the China Connect Securities traded through China Connect are not listed or traded on SEHK, you will not have protection either under the Client Securities Rules nor under the Client Identity Rules.

• This form of consent will comply with the Securities and Futures (Client Securities) Rules which requires that, in the case of non-professional investors, any such consent shall specify the period for which it is current but shall remain in force for a period specified in such consent and shall, in any event, not exceed 12 months.

• In particular, as the China Connect Securities traded through Stock Connect are not listed or traded on SEHK, the Client will not have protection under the Securities and Futures (Client Securities) Rules made by the SFC under section 148 of the SFO as amended from time to time, unless otherwise specified by the SFC or any other relevant Stock Connect Authority.

• The Client may give consent pursuant to the Securities and Futures (Client Securities) Rules to the Company and, if so, shall do so in a form to be provided to the Client by the Company.

• The Client may give consent pursuant to the Securities and Futures (Client Securities) Rules to the Broker and, if so, shall do so in a form to be provided to the Client by the Broker.

More Definitions of Securities Rules

Securities Rules means the rules of the Commission made under the Act;

Securities Rules means Rules 501(a)(1), (2), (3), and (7) promulgated under the Securities Act. (www) “Solicitation Materials” means all solicitation materials in respect of the Plan.

Securities Rules means B.C. Reg. 194/97, as amended. .

Securities Rules has the meaning set out in Section 6.1(b)(ii).

Securities Rules means the rules of the Commission made under the Act; “security holder” means a person or company who owns shares of a CEDC; and “specified issue” has the same meaning as in the Equity Tax Credit Act.

Securities Rules has the meaning ascribed thereto in section 6.1(q);

Securities Rules means all statutes, laws, ordinances, rules, regulations, restrictions, instruments, codes, regulatory policy or guidelines applicable to the Corporation as a reporting issuer under the Securities Act (Ontario), as amended from time to time;