Securities Rules definition

Securities Rules means the rules of the Nova Scotia Securities Commission made under the Act;

Securities Rules means Rule 501(a)(1), (2), (3), and (7) of Regulation D under the Securities Act.

Securities Rules means the Securities Rules, B.C. Reg. 479/95, as amended from time to time;

Examples of Securities Rules in a sentence

• By way of brief background, the Client Securities Rules prescribe how client assets are to be dealt with by all intermediaries and their associated entities.

• Under Section 39(3) of the Companies Act, 2013 read with Rule 11(2) of the Companies (Prospectus and Allotment of Securities) Rules, 2014 if the stated minimum subscription amount is not received within the specified period, the application money received is to be credited only to the bank account from which the subscription was remitted.

• If there is a delay beyond the prescribed time after the Issuer becomes liable to pay or unblock the amount received from Bidders, then the Issuer and every director of the Issuer who is an officer in default may on and from expiry of prescribed time period under applicable laws, be jointly and severally liable to repay the money, with interest at the rate of 15% per annum in accordance with the Companies (Prospectus and Allotment of Securities) Rules, 2014, as amended.

• This Private Placement Offer Letter is neither a Prospectus nor a Statement in Lieu of Prospectus and is prepared in conformity with Form PAS-4 prescribed under section 42 and rule 14(1) of Companies (Prospectus and Allotment of Securities) Rules, 2014, Securities and Exchange Board of India (Issue and Listing of Debt Securities) (Amendment) Regulations, 2012 issued vide circular no.

• This prospectus is intended for distribution only to persons of a type specified in the Offered Securities Rules of the DFSA.

More Definitions of Securities Rules

Securities Rules means the rules of the Commission made under the Act;

Securities Rules means Rules 501(a)(1), (2), (3), and (7) promulgated under the Securities Act. (www) “Solicitation Materials” means all solicitation materials in respect of the Plan.

Securities Rules has the meaning set forth in Section 5(a).

Securities Rules means B.C. Reg. 194/97, as amended;

Securities Rules means all statutes, laws, ordinances, rules, regulations, restrictions, instruments, codes, regulatory policy or guidelines applicable to the Corporation as a reporting issuer under the Securities Act (Ontario), as amended from time to time;

Securities Rules has the meaning ascribed thereto in section 6.1(q);

Securities Rules means the rules of the Commission made under the Act; “security holder” means a person or company who owns shares of a CEDC; and “specified issue” has the same meaning as in the Equity Tax Credit Act.