Seller Filed SEC Documents definition

Seller Filed SEC Documents. Section 3.01(h) “Seller Financial Statements” — Section 3.01(f) “Seller Meeting” — Section 7.06(e)
Seller Filed SEC Documents. Section 3.01(g)(v)
Seller Filed SEC Documents means the documents filed by Seller with the SEC and publicly available since January 1, 2004 and prior to the execution of this Agreement.

Examples of Seller Filed SEC Documents in a sentence

  • Except as set forth in the Seller Filed SEC Documents or otherwise disclosed in Section 3.01(h) of the Seller Disclosure Schedule, all debts, liabilities, guarantees and obligations of Seller and the Seller Subsidiaries incurred since the Seller Balance Sheet Date have been incurred in the ordinary course of business and are usual and normal in amount, both individually and in the aggregate.

  • Except as set forth in the Seller Filed SEC Documents or otherwise disclosed in Section 3.01(h) of the Seller Disclosure Schedule, all debts, liabilities, guarantees and obligations of Seller and the Seller Subsidiaries incurred since the Seller Balance Sheet Date have been incurred in the ordinary course of business and are usual and normal in amount both individually and in the aggregate.

  • Except as set forth in the Seller Filed SEC Documents or Section 3.01(m) of the Seller Disclosure Schedule, neither Seller nor any Seller Subsidiary is a party to any agreement, contract, arrangement or plan that has resulted, or could result, individually or in the aggregate, in the payment of “excess parachute payments” within the meaning of Section 280G of the Code.

  • Except as set forth in the Seller Filed SEC Documents or Section 3.01(o) of the Seller Disclosure Schedule, there are no actions, suits, proceedings, claims or investigations pending or, to the knowledge of Seller and Seller Sub, threatened, in any court, before any Governmental Authority or in any arbitration proceeding against Seller or any Seller Subsidiary that, if adversely determined against Seller or any Seller Subsidiary, could have a material adverse effect on Seller or Seller Sub.

  • Except as set forth in the Seller Filed SEC Documents (including the financial statements included therein) or in Section 3.01(h) of the Seller Disclosure Schedule and except as arising hereunder, Seller and the Seller Subsidiaries have no liabilities or obligations of any nature (whether accrued, absolute, contingent or otherwise), other than liabilities and obligations that, individually or in the aggregate, would not reasonably be expected to have a material adverse effect on Seller.

  • Except as set forth in the Seller Filed SEC Documents or in Section 3.01(j) of the Seller Disclosure Schedule, no debtor under any of the Loan Documentation has asserted as of the date hereof any claim or defense with respect to the subject matter thereof, which claim or defense, if determined adversely to Seller, would reasonably be expected to have a material adverse effect on Seller.

  • Except as set forth in the Seller Filed SEC Documents or in Section 3.01(j) of the Seller Disclosure Schedule, no debtor under any of the Loan Documentation has asserted as of the date hereof any claim or defense with respect to the subject matter thereof, which claim or defense, if determined adversely to Seller, would have a material adverse effect on Seller.

  • Except as set forth in the Seller Filed SEC Documents or in Section 3.01(j) of the Seller Disclosure Schedule, no debtor under any of the Loan Documentation has asserted any claim or defense with respect to the subject matter thereof, which claim or defense, if determined adversely to Seller, would reasonably be expected to have a material adverse effect on Seller.

  • Except as set forth in the Seller Filed SEC Documents, resulting from execution of this Agreement, or otherwise disclosed in Section 3.01(h) of the Seller Disclosure Schedule, all debts, liabilities, guarantees and obligations of Seller and the Seller Subsidiaries incurred since the Seller Balance Sheet Date have been incurred in the ordinary course of business and are usual and normal in amount, both individually and in the aggregate.

  • The books of account, stock record books and other financial and corporate records of the Seller and its Subsidiaries, all of which have been made available to Buyer, are complete and correct in all material respects, including the maintenance of a system of internal accounting controls sufficient to provide reasonable assurance that transactions are executed with its management's authorizations and such books and records are accurately reflected in all material respects in the Seller Filed SEC Documents.


More Definitions of Seller Filed SEC Documents

Seller Filed SEC Documents. Section 3.01(h) “Seller Financial Statements” -- Section 3.01(f) “Seller Meeting” -- Section 7.06(e) “Seller Officers” -- Section 3.01(t) “Seller Pension Plan” -- Section 3.01(t) “Seller Real Properties” -- Section 3.01(n) “Seller Representatives” -- Section 5.03(a) “Seller Rights Agreement” -- Section 3.01(b) “Seller SEC Documents” -- Section 3.01(g)

Related to Seller Filed SEC Documents

  • SEC Documents shall have the meaning specified in Section 4.5.

  • Buyer SEC Documents shall have the meaning set forth in Section 4.10(a).

  • Company SEC Documents has the meaning set forth in Section 3.04(a).

  • Buyer SEC Reports has the meaning set forth in Section 4.6.

  • Company SEC Reports shall have the meaning set forth in Section 3.8(a).

  • SEC Report means, with respect to any Calendar Quarter, the Corporation’s Annual Report on Form N-CSR, Semi-Annual Report on Form N-SAR, or Quarterly Report on Form N-Q, as applicable, filed by the Corporation with the Securities and Exchange Commission with respect to the fiscal period ending as of the last day of such Calendar Quarter.

  • SEC Reports shall have the meaning ascribed to such term in Section 3.1(h).

  • Parent Reports has the meaning set forth in Section 4.5(a).

  • SEC Filings has the meaning set forth in Section 4.6.

  • Company Reports has the meaning set forth in Section 3.08(a).

  • Public Filings means the reports, schedules, forms, statements and other documents filed by the Company or Bezeq with the SEC or the ISA, as applicable, and publically available at least two (2) Business Days prior to the date of this Agreement.

  • Public Reports includes all reports filed by Company under the Act or the Exchange Act, including pursuant to Section 13(a) or 15(d) thereof, for the two full fiscal years preceding the Effective Date and thereafter.

  • Parent SEC Reports has the meaning set forth in Section 4.5(a).

  • Parent SEC Documents has the meaning set forth in Section 4.6(a).

  • Company Filings means all documents publicly filed by or on behalf of the Company on SEDAR since January 1, 2020.

  • File, Filed or Filing means file, filed or filing with the Bankruptcy Court or its authorized designee in the Chapter 11 Cases.

  • Disclosure Materials has the meaning set forth in Section 3.1(h).

  • Company Financials means the Audited Financial Statements and the Interim Financial Statements.

  • Buyer Financial Statements shall have the meaning set forth in Section 4.6.

  • Final Prospectus Supplement means the prospectus supplement relating to the Securities that was first filed pursuant to Rule 424(b) after the Execution Time, together with the Base Prospectus.

  • Purchaser Financial Statements shall have the meaning specified in Section 4.8.1.

  • Seller Financial Statements has the meaning set forth in Section 3.5(a).

  • Interim Prospectus Supplement means the prospectus supplement relating to the Shares prepared and filed pursuant to Rule 424(b) from time to time as provided by Section 4(x) of this Agreement.

  • Sellers Disclosure Schedule means the disclosure schedule delivered by the Sellers to the Purchaser on the date hereof.

  • Current Report shall have the meaning assigned to such term in Section 2.3.

  • Company Financial Statements has the meaning set forth in Section 3.6(a).