SRO means (i) any “self-regulatory organization” as defined in Section 3(a)(26) of the Exchange Act and (ii) any other United States or foreign securities exchange, futures exchange, commodities exchange or contract market.

SRO means any self-regulatory organization, including national securities exchanges and national securities associations.

SRO means any self-regulatory organization within the meaning of Section 3(a)(26) of the Exchange Act.

Examples of SRO in a sentence

This will include a fund governance board(s) attended by the DLUHC Senior Reporting Officer (SRO) and other relevant stakeholders.
An SRO should not be involved in the physical restraint or seclusion of a student initiated by school staff unless there is imminent danger of serious physical harm to self or others as defined by Roanoke City School Board Policy and Procedures on the Use of Physical Restraint and Seclusion.
The selection of the SRO is the most critical aspect of the program.
The Contractor will notify the SRO of the education consultant selected.
The Contractor will make all records and documents required under this Agreement as outlined here, in OEC Policies and NHECC Policies available to the SRO or its designee, the SR Fiscal Officer or their designee and the OEC.

More Definitions of SRO

SRO means the NASD, the National Futures Association, each national securities exchange in the United States and each other board or body, whether United States or foreign, that is charged with the supervision or regulation of brokers, dealers, commodity pool operators, commodity trading advisers, futures commission merchants, securities underwriting or trading, stock exchanges, commodities exchanges, insurance companies or agents, investment companies or investment advisers.

SRO means (i) any “self regulatory organization” as defined in Section 3(a)(26) of the Exchange Act, (ii) any other United States or foreign securities exchange, futures exchange, commodities exchange or contract market, or (iii) any other securities exchange.

SRO means any domestic or foreign securities, broker-dealer, investment adviser and insurance industry self-regulatory organization.

SRO means any self-regulatory organization as such term is defined under the 1934 Act.

SRO means a self-regulatory organization.

SRO means a “self-regulatory organization” as defined in Section 3(a)(26) of the Exchange Act or any foreign equivalent.

SRO has the meaning set forth in Section 4.4(a).