SRO means (i) any “self-regulatory organization” as defined in Section 3(a)(26) of the Exchange Act and (ii) any other United States or foreign securities exchange, futures exchange, commodities exchange or contract market.

SRO means any self-regulatory organization, including national securities exchanges and national securities associations.

SRO means any self-regulatory organization within the meaning of Section 3(a)(26) of the Exchange Act.

Examples of SRO in a sentence

The Attorney General’s (SRO Basic and Advanced Training) philosophy with regard to in-class SRO presentations will be used as a guide.
If an SRO position remains vacant or becomes vacant, payment will only be made on prorated basis based on the number of days remaining in a school year once the SRO is assigned to a school (or based on days SRO services are provided).
The SRO will engage with students in the following ways: before school during student arrival, between class breaks and during lunch periods, and after school during student dismissal.
Not less than one (1) time per semester, the SRO and Principal will meet to review the SRO’s plan of action and verbally discuss the SRO’s progress.
This plan should also include an outline of classroom presentations that may be conducted by the SRO, as well as the number of instructional hours that the SRO may provide.

More Definitions of SRO

SRO means the NASD, the National Futures Association, each national securities exchange in the United States and each other board or body, whether United States or foreign, that is charged with the supervision or regulation of brokers, dealers, commodity pool operators, commodity trading advisers, futures commission merchants, securities underwriting or trading, stock exchanges, commodities exchanges, insurance companies or agents, investment companies or investment advisers.

SRO means (i) any “self regulatory organization” as defined in Section 3(a)(26) of the Exchange Act, (ii) any other United States or foreign securities exchange, futures exchange, commodities exchange or contract market, or (iii) any other securities exchange.

SRO means any domestic or foreign securities, broker-dealer, investment adviser and insurance industry self-regulatory organization.

SRO means any self-regulatory organization as such term is defined under the 1934 Act.

SRO means a self-regulatory organization.

SRO means a “self-regulatory organization” as defined in Section 3(a)(26) of the Exchange Act or any foreign equivalent.

SRO has the meaning set forth in Section 4.4(a).