SRO definition

SRO means (i) any “self-regulatory organization” as defined in Section 3(a)(26) of the Exchange Act and (ii) any other United States or foreign securities exchange, futures exchange, commodities exchange or contract market.

SRO means any self-regulatory organization, including national securities exchanges and national securities associations.

SRO means any self-regulatory organization within the meaning of Section 3(a)(26) of the Exchange Act.

Examples of SRO in a sentence

The Employer and the CPOA agree that the normal assigned work week for the SRO during the school calendar year shall be day shift, Monday through Friday, based on a 5/2 work schedule, not to exceed nine (9) hours per day, inclusive of a one-half (.5) hour paid lunch.
The SRO shall not be allowed to carry-over compensatory hours earned in one school year to the next school year.
The above applies except in the following cases, for which management retains full authority and rights for assignment: • Special assignments (which currently includes, but is not limited to, detectives, SRO, crime prevention); • Hardships to any officer; • During times of emergency (as defined in section 30.6 of the current labor agreement).
The normal shift starting time for the SRO shall be 0730 hours (7:30AM).
This can be accomplished by the SRO using the remainder of the compensatory hours earned during the summer months.

SRO means the NASD, the National Futures Association, each national securities exchange in the United States and each other board or body, whether United States or foreign, that is charged with the supervision or regulation of brokers, dealers, commodity pool operators, commodity trading advisers, futures commission merchants, securities underwriting or trading, stock exchanges, commodities exchanges, insurance companies or agents, investment companies or investment advisers.

SRO means a self-regulatory organization.

SRO means any self-regulatory organization as such term is defined under the 1934 Act.

SRO means any domestic or foreign securities, broker-dealer, investment adviser and insurance industry self-regulatory organization.

SRO has the meaning set forth in Section 4.4(a).

SRO means a self-regulatory organization, a self-regulatory body or an exchange.

SRO has the meaning set forth in Section 3.5.