SRO means (i) any “self-regulatory organization” as defined in Section 3(a)(26) of the Exchange Act and (ii) any other United States or foreign securities exchange, futures exchange, commodities exchange or contract market.

SRO means any self-regulatory organization, including national securities exchanges and national securities associations.

SRO means any self-regulatory organization within the meaning of Section 3(a)(26) of the Exchange Act.

Examples of SRO in a sentence

This will include a fund governance board(s) attended by the DLUHC Senior Reporting Officer (SRO) and other relevant stakeholders.
The SRO shall be and remain full-time uniformed law enforcement officers of and for the City, shall remain duly licensed and qualified to carry/use firearms and operate patrol cars, and shall otherwise be able to meet the physical demands of the services described herein.
The City will make all reasonable efforts to have an SRO available for duty at his or her assigned school each day that school is in session during the regular school year.
The City and the assigned SRO shall have the status of an independent contractor for purposes of this Agreement.
The School agrees to cooperate with the City in any administrative investigation regarding violations of such procedures by officers assigned to the School as an SRO.

More Definitions of SRO

SRO means the NASD, the National Futures Association, each national securities exchange in the United States and each other board or body, whether United States or foreign, that is charged with the supervision or regulation of brokers, dealers, commodity pool operators, commodity trading advisers, futures commission merchants, securities underwriting or trading, stock exchanges, commodities exchanges, insurance companies or agents, investment companies or investment advisers.

SRO means any domestic or foreign securities, broker-dealer, investment adviser and insurance industry self-regulatory organization.

SRO means any self-regulatory organization as such term is defined under the 1934 Act.

SRO means a self-regulatory organization.

SRO means (i) any “self regulatory organization” as defined in Section 3(a)(26) of the Exchange Act, (ii) any other United States or foreign securities exchange, futures exchange, commodities exchange or contract market, or (iii) any other securities exchange.

SRO has the meaning set forth in Section 4.4(a).

SRO means a self-regulatory organization, a self-regulatory body or an exchange.