TO ADVISER definition

TO ADVISER. Xxxxxxx National Life Insurance Company 0 Xxxxxxxxx Xxx Xxxxxxx, XX 00000 Attn: Xxxxxx Xxxxx TO SUB-ADVISER: M&G Investment Management Limited Xxxxxxxx Xxxxxxxx Xxxx London EC4R OHH
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TO ADVISER. Jackson National Life Insxxxxxx Company 1 Corporate Way Lansxxx, XX 00000 Xxxx: Xxxxxx Xxxxx TO SUB-XXXXXXX: M&G Investment Management Limited Laurence Pountney Hill Xxxxxx XX0X XXH
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TO ADVISER. Jackson National Life Insurance Xxxxxxy 1 Corporate Way Lansing, XX 00000 Xxxx: Xxxxxx Xxxxx TO SUB-ADVIXXX: X&G Investment Management Limited Laurence Pountney Hill Loxxxx XX0X XXX
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Examples of TO ADVISER in a sentence

  • Any notice, advice or report to be given pursuant to this Agreement shall be delivered or mailed as set forth below: TO ADVISER AT: HighMark Capital Management, Inc.

  • Any notices, advise or report to be given pursuant to this Agreement shall be delivered or mailed as set forth below: TO ADVISER AT: HighMark Capital Management, Inc.

  • All notices hereunder shall be given in writing (and shall be deemed to have been duly given upon receipt) by delivery in person, by facsimile, by registered or certified mail or by overnight delivery (postage prepaid, return receipt requested) to the respective Parties as follows: IF TO XXXXXXX VARIABLE: The Xxxxxxx Plan Variable Series 0000 Xxxx Xxxxxxxxx Xxxxxx Xxxxxx Xxxx, XX 00000 Facsimile: (000) 000-0000 e-mail: xxxx@xxxxxxxxxxx.xxx IF TO ADVISER: Xxxxxxx Partners, Ltd.

  • Xxxxxx IF TO ADVISER: The Variable Annuity Life Insurance Company P.

  • Gabert IF TO ADVISER: The Variable Xxxxxxx Xxxx Xnsurance Company P.

  • ADVISER WILL PAY $100 TOWARD SUCH FILING AND ADMINISTRATIVE COSTS TO EPIQ (UPON REQUEST BY ADVISER, THE ARBITRATOR MAY DETERMINE THAT THE FEE SHOULD BE REFUNDED TO ADVISER).

  • NOTE TO ADVISER (delete after reading): The ongoing fee disclosed above for most retail products will be zero.

  • The fees charged, stated as an annual percentage of the average daily value of the net assets, was: MANAGEMENT FEES EARNED BY ADVISER CURRENT FOR THE ANNUAL YEAR ENDED PERCENTAGE BASED ON FUNDS DECEMBER 31, RATES PAID AVERAGE DAILY FUND 2002 TO ADVISER NET ASSET VALUE LEVELS ---- ------------ ---------- ------------------------ Money Market Fund $458,910 0.125% Of all assets All operational expenses of the Company are paid by General American, which charges administrative fees to the Fund in return.

  • NYMEX’S AGGREGATE LIABILITY TO ADVISOR OR ANY THIRD PARTIES FOR ANY AND ALL DAMAGES IN ANY WAY RELATED TO THIS AGREEMENT, REGARDLESS OF WHETHER THE CLAIM FOR SUCH DAMAGES IS BASED IN CONTRACT, TORT, STRICT LIABILITY, OR OTHERWISE, SHALL NOT EXCEED THE TOTAL AMOUNT PAID TO ADVISER HEREUNDER.

  • EXCEPT FOR THOSE EXPRESSLY STATED IN THIS AGREEMENT, WEALTHFORGE MAKES NO WARRANTIES TO ADVISER REGARDING ITS PROVISION OF SERVICES TO THIRD PARTIES, INCLUDING ISSUERS AND OTHER FINANCIAL INTERMEDIARIES.

Related to TO ADVISER

  • Sub-Adviser means Nuveen Asset Management, LLC, the Fund’s sub-adviser, which is a subsidiary of the Investment Adviser.

  • Legal Adviser means the properly qualified person appointed by the Trust to provide legal advice.

  • Adviser/Subadviser means the Adviser or a Subadviser, if any, of the Fund or both as the context may require.

  • Invesco Advisers, Inc. s -affiliated Broker-dealer” means Invesco Distributors, Inc. or Invesco Capital Markets, Inc. or their successors.

  • Adviser means a party furnishing services to the Trust pursuant to any contract described in Article IV, Section 7(a) hereof;

  • portfolio adviser means a person or company that provides investment advice or portfolio management services under a contract with the investment fund or with the manager of the investment fund;

  • Advisor or “ADVISORS” means the Person or Persons, if any, appointed, employed or contracted with by the Company pursuant to Section 8.1 hereof and responsible for directing or performing the day-to-day business affairs of the Company, including any Person to whom the Advisor subcontracts all or substantially all of such functions.

  • Sub-Advisor shall include the Sub-Advisor and/or any of its affiliates and the directors, officers and employees of the Sub-Advisor and/or any of its affiliates.

  • Legal Advisor means the officer responsible for providing legal advice to the Standards Committee. This may be the Monitoring Officer, another legally qualified officer of the authority, or someone appointed for this purpose from outside the authority.

  • Adviser/Subadviser means the Adviser or a Subadviser, if any, of the Fund or both as the context may require.

  • Independent Director/Trustee means any; (i) director or trustee of an Invesco Mutual Fund who is not an “interested person” (as defined in Section 2(a)(19) of the Investment Company Act) of an Invesco Mutual Fund; (ii) director or trustee of an Invesco ETP who is not an “interested person” (as defined in Section 2(a)(19) of the Investment Company Act) of an Invesco ETP; or (iii) member of the Invesco Canada Independent Review Committee, Invesco Canada Funds Advisory Board or Board of Directors of Invesco Corporate Class Inc. who has no other executive responsibilities or engagement in an Invesco Canada Fund or Invesco NA’s day-to-day activities beyond the scope of their duties as director/trustee.

  • Independent Adviser means an independent financial institution of international repute or an independent financial adviser with appropriate expertise appointed by the Issuer under Condition 5(j)(i).

  • Technical Advisor means any Staff member, third-party contractor, or industry stakeholder who satisfies NERC’s or the Compliance Enforcement Authority’s (as applicable) conflict of interest policy and is selected to assist in a proceeding by providing technical advice to the Hearing Officer and/or the Hearing Body or Hearing Panel.

  • Investment Facilitators/Advisors means an individual, firm, corporate or other entity appointed by the Management Company to identify, solicit and assist investors in investing in the Scheme. The investment facilitator/advisor is not authorized to perform the Distribution Functions. The Management Company shall compensate the Investment Facilitators.

  • Independent Advisor means a reputable accounting, appraisal or nationally recognized investment banking, engineering or consulting firm (a) which does not, and whose directors, officers and employees or Affiliates do not, have a direct or indirect material financial interest in the Company and (b) which, in the judgment of the Board of Directors of the Company, is otherwise disinterested, independent and qualified to perform the task for which it is to be engaged.

  • Fund Adviser means any entity that acts as a manager, adviser or sub-adviser to a Legg Mason Fund.

  • Investment Advisor means, in relation to a Portfolio, the investment manager or investment advisor of the Portfolio.

  • Investment Adviser or "Adviser" means a party furnishing services to the Trust pursuant to any contract described in Article IV, Section 7(a) hereof;

  • Morgan Stanley Broker means a broker-dealer affiliated with Morgan Stanley.

  • Expert Advisor means a mechanical online trading system designed to automate trading activities on an electronic trading platform such as the Company’s Trading Platform. It can be programmed to alert the Client of a trading opportunity and can also trade his Trading Account automatically managing all aspects of trading operations from sending orders directly to the Trading Platform to automatically adjusting stop loss, Trailing Stops and take profit levels.

  • Disinterested Director/Trustee means a Director/Trustee of the Fund who is not an "interested person" of the Fund within the meaning of Section 2(a)(19) of the Act.

  • Investment Advisory Services means (a) advice with respect to the desirability of investing in, purchasing or selling securities or other property, including the power to determine what securities or other property shall be purchased or sold, but not including furnishing only statistical and other factual information (such as economic factors and trends); and (b) the provision of financial, economic or investment management services, but only if ancillary and related to the advice referred to in clause (a) above.

  • Investment Consultant means PMA Asset Management, LLC, or such other Person who shall be acceptable to the Governing Board.

  • Investment Manager or “Manager” shall mean a party furnishing services to the Trust pursuant to any contract described in Section 4.8 hereof;

  • Independent Financial Adviser means an independent financial institution of international repute appointed by the Issuer at its own expense.

  • Associate broker means a licensed broker who is employed by