Trading Access definition

Trading Access means the right granted to a Person to send RFQs or place Orders and/or enter into transactions for certain or all Swaps to the SEF Platform or execute Swaps subject to the BSEF Rules.

Trading Access means the right granted to an Authorised Trader to send RFQs, send responses to RFQ, post AIOI and enter into Trades on or otherwise use BMTF.

Trading Access means the right granted to an Authorised Trader to send RFQs and/or Orders and enter into Trades on or otherwise use BMTF.

Examples of Trading Access in a sentence

• In accordance with Heartland’s Policy Against Insider Trading, Access Persons are generally prohibited from purchasing or selling any security while in the possession of material nonpublic information about the issuer of the security, and from communicating to third parties any such material nonpublic information.

• Market Manipulation and Insider Trading Access Persons are prohibited from making any statements or taking any action intended to manipulate the price of a security or the market for a security.

• The Exchange may, in its sole but reasonable discretion, suspend, revoke or otherwise condition the right of any Authorized Trader to exercise the Trading Privileges of a Participant or exercise the Trading Access of a Sponsored Access Customer, and promptly notify the relevant Participant or Sponsored Access Customer in accordance with the procedures for notification established by the Exchange.

• Excessive Trading: Access Persons are strongly discouraged from engaging in excessive trading for their personal accounts.

• Customer acknowledges that through Customer Trading Access transactions may be done outside the jurisdiction of Customer’s country and are not subject to government regulation.

More Definitions of Trading Access

Trading Access means the ability of (a) a Direct Access Customer to transmit Orders, RFQs and respond to RFQs, and execute Transactions electronically on the Exchange via access to a system provided by a Participant and (b) a Sponsored Access Customer to access the Platform directly by means of the Trading Privileges of a Sponsoring Participant, including the ability to transmit Orders, RFQs and respond to RFQs, and execute Transactions.

Trading Access means the ability of (a) a Direct Access Customer to transmit Orders and execute Transactions electronically on the Exchange via access to a system provided by a Participant and (b) a Sponsored Access Customer to access the Platform directly by means of the Trading Privileges of a Sponsoring Participant, including the ability to enter Orders and execute Transactions.

Trading Access means the ability of a Sponsored Access Customer to access the Platform directly by means of the Trading Privileges of a Sponsoring Participant, including the ability to place Orders and execute Transactions or request quotes where such Orders or requests are not routed to the Platform through the trading system of a Sponsoring Participant.

Trading Access means the right granted to an Authorised Trader to send RFQs, place Orders and/or execute Trades on the MTF or subject to the Rules.

Trading Access means the right to use the Trading Privileges of a Participant.

Trading Access means the ability of (a) a Direct Access Customer to transmit Orders, RFQs and respond to RFQs, and execute Transactions electronically on the Exchange via access to a system provided by a Participant and (b) a Sponsored Access Customer to access the Platform directly by means of themarket risk or price competition shall also be deemed to violate the prohibition on wash trades. Additionally, no Person shall knowingly execute or accommodate the execution of such Orders by direct or indirect means. RULE 507. Market Disruption Prohibited No Person shall engage in any trading, practice, or conduct on the Platform or subject to the Rules that violates bids or offers, or demonstrates intentional or reckless disregard for the orderly execution of transactions within one half hour prior to the expiration of Trading Hours on any given Business Day, or is, is of the character of, or is commonly known to the trade as, “spoofing,” (bidding or offering with the intent to cancel the bid or offer before execution), as described in § 4c of the CEA.No Person shall engage in any Exchange Activity that (a) demonstrates intentional or reckless disregard for the orderly execution of transactions during the closing period, (b) consists of placing one or more Order with an intent to cancel such Order(s) prior to execution, (c) submitting or cancelling Orders with an intent to overload the Platform, (d) submitting or cancelling bids or offers with an intent to delay another person’s execution of trades, or (e) submitting or cancelling multiple bids or offers to create an appearance of false market depth; provided, however, that these clauses (a) through (e) shall not apply to Block Trades.RULE 508. Market Manipulation Prohibited No Person shall directly or indirectly manipulate, or attempt to manipulate, the price of any Contract. Corners and attempted corners are prohibited.RULE 509. Prohibition of Misstatements No Person shall knowingly make any misstatement of a material fact to the Exchange, any Exchange Official, or any committee of the Board or Exchange Panel or knowingly omit a material fact necessary in order to make the statement made, in light of the circumstances under which they were made, not misleading.RULE 510. [RESERVED] RULE 511. [RESERVED] RULE 512. Supervision A Participant shall establish, maintain and administer reasonable supervisory procedures to monitor the compliance of its Authorized Traders with the Rules and any applicable provisions of the CEA or CFTC...

Trading Access means the right granted to an Authorized Trader to access the SEF Platform in order to exercise Trading Privileges.