Trading Agent definition

Trading Agent means any agent appointed, engaged and instructed by the Company for executing, effecting, trading, implementing, clearing and settling the Instructions and Transactions in a Foreign Jurisdiction on behalf of the Client; “交易代理” 指由本公司委任、聘請及指示的代理，以代表客戶在海外司法管轄區內執行、完成、買賣、履行、結算及交收該等指示及該等交易；

Trading Agent shall have the meaning ascribed to it in Clause D13.7; “Trading Systems” shall have the meaning ascribed to it in Clause A36.1;

Trading Agent means an Agent or representative authorised by the Client under

Examples of Trading Agent in a sentence

• The Company need not specify its reasons for refusing instructions from the Trading Agent.

• This indemnity shall be effective irrespective of the circumstances giving rise to such loss, damage or expense, and irrespective of any knowledge, acts or omissions of the Company in relation to any other account held by any other person or body (including the Trading Agent) with the Company.

• The Client consents to this and agrees that communications made by the Company to the Trading Agent are deemed to be received by the Client at the same time at which they are received by the Trading Agent.

• Both the Company and Client will be bound by these Terms, and the Client shall ensure that the authorisation given to the Trading Agent through the Limited Power of Attorney incorporates the provisions and restrictions of this clause 18.

• Where the Company so requires, the Company will notify the Client and the Trading Agent of its decision.

• The Trading Agent is not required to fund the personal account, nor is the Trading Agent required to conduct any Transactions on the personal account.

• The Client accepts that if the Company chooses not to place any such limits or controls on the Trading Agent’s trading, or if such limits or controls fail for any reason, the Company will not exercise oversight or control over instructions given by the Trading Agent and the Client accepts full responsibility and liability for the Trading Agent’s actions in such circumstances.

• The Client further agrees that this indemnity shall extend to loss, damage or expense incurred by the Company in reversing incorrect or erroneous instructions submitted by the Trading Agent that result in a Transaction that must, for the protection of the Company or its other clients or for the reasons of market integrity, be reversed.

• This would require the Client to revoke its grant of authority to its Trading Agent and take all actions on its Account itself.

• The Client must submit a Limited Power of Attorney between the Client and the Trading Agent to the Company.

More Definitions of Trading Agent

Trading Agent. A third party person or entity that is legally authorized by Customer to act as agent and attorney-infact to purchase and sell (including short sales) Contracts, on margin or otherwise, for Customer's account and risk.

Trading Agent means the trading agent agreed to by the Investor and Co-Investor on the date of the Participation Agreement or any subsequent Person that the Investor and Co-Investor may agree on from time to time after the date of the Participation Agreement.

Trading Agent shall be the Agent designated in the Placement Notice through which the sale of Shares that are the subject of such Placement Notice shall be conducted. All references in this Agreement to financial statements and schedules and other information that is “contained,” “included” or “stated” in the Registration Statement or the Prospectus (and all other references of like import) shall be deemed to mean and include all such financial statements and schedules and other information that is incorporated by reference in the Registration Statement or the Prospectus, as the case may be. All references in this Agreement to the Registration Statement, the Prospectus or any amendment or supplement to any of the foregoing shall be deemed to include the copy filed with the Commission pursuant to EXXXX; all references in this Agreement to any Issuer Free Writing Prospectus (other than any Issuer Free Writing Prospectuses that, pursuant to Rule 433, are not required to be filed with the Commission) shall be deemed to include the copy thereof filed with the Commission pursuant to EXXXX; and all references in this Agreement to “supplements” to the Prospectus shall include, without limitation, any supplements, “wrappers” or similar materials prepared in connection with any offering, sale or private placement of any Placement Shares by the Agents outside of the United States.