Trading Agent definition

Trading Agent means any agent appointed, engaged and instructed by the Company for executing, effecting, trading, implementing, clearing and settling the Instructions and Transactions in a Foreign Jurisdiction on behalf of the Client; “交易代理” 指由本公司委任、聘請及指示的代理，以代表客戶在海外司法管轄區內執行、完成、買賣、履行、結算及交收該等指示及該等交易；
Sample 1Sample 2Sample 3
Trading Agent shall have the meaning ascribed to it in Clause D13.7; “Trading Systems” shall have the meaning ascribed to it in Clause A36.1;
Sample 1Sample 2Sample 3
Trading Agent. A third party person or entity that is legally authorized by Customer to act as agent and attorney-infact to purchase and sell (including short sales) Contracts, on margin or otherwise, for Customer's account and risk.
Sample 1

Examples of Trading Agent in a sentence

  • It is the Customer’s responsibility to perform necessary due diligence on the Trading Agent prior to using any of their services and to satisfy themselves of its competence and/or suitability to the Customer.

  • If Customer gives the Trading Agent authority to exercise any of its rights over its Account, Customer does so at Customer’s risk.

  • If Customer gives Trading Agent authority to exercise any of its rights over Customer’s account(s), Customer understands that Customer does so at Customer’s own risk.

  • Even though the undersigned grants authority to Trading Agent, client should be diligent and closely scrutinize all account activity.

  • XXXXX.xxx makes no representations or warranties concerning any Trading Agent; XXXXX.xxx shall not be responsible for any loss to Customer occasioned by the actions of the Trading Agent; and XXXXX.xxx does not, by implication or otherwise, endorse or approve of the operating methods of the Trading Agent.

  • In the event that Customer grants trading authority or control over Customer’s Account to a third party (the “Trading Agent”), whether on a discretionary or non-discretionary basis, XXXXX.xxx shall in no way be responsible for reviewing Customer’s choice of such Trading Agent or for making any recommendations with respect thereto.

  • The authorized Person can be an Affiliate, Introducing Broker or Trading Agent.

  • In addition, Customer hereby acknowledges, agrees and understands that the use of a trading system, course, program, research or recommendations of Marketing Partner, Trading Agent or any other third party will not necessarily result in profits, avoid losses or limit losses.

  • Details of any such xxxx up will be provided in the agreement between the Trading Agent and Customer.

  • If Trader gives Trading Agent authority to exercise any of its rights over Trader’s account(s), Trader understands that Trader does so at Trader’s own risk.


More Definitions of Trading Agent

Trading Agent shall be the Agent designated in the Placement Notice through which the sale of Shares that are the subject of such Placement Notice shall be conducted. All references in this Agreement to financial statements and schedules and other information that is “contained,” “included” or “stated” in the Registration Statement or the Prospectus (and all other references of like import) shall be deemed to mean and include all such financial statements and schedules and other information that is incorporated by reference in the Registration Statement or the Prospectus, as the case may be. All references in this Agreement to the Registration Statement, the Prospectus or any amendment or supplement to any of the foregoing shall be deemed to include the copy filed with the Commission pursuant to EXXXX; all references in this Agreement to any Issuer Free Writing Prospectus (other than any Issuer Free Writing Prospectuses that, pursuant to Rule 433, are not required to be filed with the Commission) shall be deemed to include the copy thereof filed with the Commission pursuant to EXXXX; and all references in this Agreement to “supplements” to the Prospectus shall include, without limitation, any supplements, “wrappers” or similar materials prepared in connection with any offering, sale or private placement of any Placement Shares by the Agents outside of the United States.
Sample 1
Trading Agent means the trading agent agreed to by the Investor and Co-Investor on the date of the Participation Agreement or any subsequent Person that the Investor and Co-Investor may agree on from time to time after the date of the Participation Agreement.
Sample 1
Trading Agent means an Agent or representative authorised by the Client under
Sample 1

Related to Trading Agent

  • Dissemination Agent means the Issuer or any Dissemination Agent designated in writing by the Issuer and which has filed with the Issuer a written acceptance of such designation.

  • Trading Member means a Person who has been approved by Nadex to trade directly and not through a FCM Member on the Market, and does not include any FCM Member.

  • Selling Agent Morgan Stanley & Co.

  • Clearing Agent means Clearstream Banking AG, Euroclear Bank S.A., and Clearstream Banking S.A. and such further or alternative clearing agent(s) or clearance system(s) as may be approved by the Issuer from time to time and notified to the Holders in accordance with General Condition 4 (each a “Clearing Agent” and together the “Clearing Agents”);

  • Listing Agent means, in relation to any Notes which are, or are to be, listed on a Stock Exchange, such listing agent as the Issuer may from time to time appoint for the purposes of liaising with such Stock Exchange;

  • Issuing Agent means Pareto Securities AB, or another party replacing it, as Issuing Agent, in accordance with these Terms and Conditions.

  • Collection Agent means at any time the Person then authorized pursuant to Section 6.01 to service, administer and collect Transferred Receivables.

  • Conversion Agent shall have the meaning specified in Section 4.02.

  • Redemption Agent means that Person, if any, appointed by the Issuer to hold funds deposited by the Issuer in trust to pay to the Holders of shares to be redeemed.

  • Subscription Agent shall have the meaning set forth in Section 6(a)(iv) hereof.

  • Verification Agent As defined in Section 3.28.

  • Auction Agent means (a) the Administrative Agent or (b) any other financial institution or advisor employed by the Borrower (whether or not an Affiliate of the Administrative Agent) to act as an arranger in connection with any Discounted Term Loan Prepayment pursuant to Section 2.11(a)(ii); provided that the Borrower shall not designate the Administrative Agent as the Auction Agent without the written consent of the Administrative Agent (it being understood that the Administrative Agent shall be under no obligation to agree to act as the Auction Agent).

  • Trading Partner means any external computer interoperating with a Licensed Component through one or more protocols, one or more networks, or one or more adapters;

  • Depository Agent is defined in Section 2.6(a) of the Agreement.

  • Securities Intermediary shall have the meaning given such term in Section 8-102(14) of the UCC.

  • Trading Cushion means the mandatory minimum fifteen (15) Trading Days between Put Dates.

  • Funding Agent or "agents" means an investment firm, trust bank, or other financial

  • Dealer means a dealer who sold a Financed Vehicle and who originated and assigned the respective Receivable to AmeriCredit or an Originating Affiliate under a Dealer Agreement or pursuant to a Dealer Assignment.

  • Quotation Agent means the Reference Treasury Dealer appointed by the Company.

  • Approved Securities Intermediary means a Securities Intermediary or Commodity Intermediary selected or approved by the Administrative Agent and with respect to which a Grantor has delivered to the Administrative Agent an executed Control Account Agreement.

  • Distribution Agent shall refer to the Trustee acting in its capacity as distribution agent pursuant to Section 5.05 herein."

  • investment dealer means a person or company registered in the category of investment dealer;

  • Trading Affiliate has the meaning set forth in Section 3.2(h).

  • Remarketing Agent has the meaning specified in Section 5.4(b)(i).

  • Information Agent The meaning specified in Section 14.16.

  • Depositary Agent shall have the meaning set forth in Section 7(c) hereof.